SB270ENROLLED Page 0 SB270 1C5VZ33-2 By Senator Orr RFD: County and Municipal Government First Read: 02-Apr-24 1 2 3 4 5 SB270 Enrolled Page 1 First Read: 02-Apr-24 Enrolled, An Act, Relating to public records; to amend Sections 36-12-40 and 36-12-41, Code of Alabama 1975, and to add Sections 36-12-43, 36-12-44, 36-12-45, and 36-12-46 to the Code of Alabama 1975, to establish procedures for requesting and obtaining public records; and to make nonsubstantive, technical revisions to update the existing code language to current style. BE IT ENACTED BY THE LEGISLATURE OF ALABAMA: Section 1. Sections 36-12-40 and 36-12-41 of the Code of Alabama 1975, are amended to read as follows: "§36-12-40 (a) Every citizenresident has a right to inspect and take a copy of any public writing record of this state, except as otherwise expressly provided by statuteapplicable law. Provided however, registration and circulation records and information concerning the use of the public, public school , or college and university libraries of this state shall be exempted from this section. Provided further, any parent of a minor child shall have the right to inspect the registration and circulation records of any school or public library that pertain to his or her child. Notwithstanding the foregoing, records concerning security plans, procedures, assessments, measures, or systems, and any other records relating to, or having an impact upon, the security or safety of persons, structures, facilities, or other infrastructures, including 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 SB270 Enrolled Page 2 structures, facilities, or other infrastructures, including without limitation information concerning critical infrastructure,(as defined at 42 U.S.C. § 5195c(e) , as amended) and critical energy infrastructure information ,(as defined at 18 C.F.R. § 388.113(c)(1) , as amended) the public disclosure of which could reasonably be expected to be detrimental to the public safety or welfare, and records the disclosure of which would otherwise be detrimental to the best interests of the public shall be exempted from this section. Any public officer who receives a request for records that may appear to relate to critical infrastructure or critical energy infrastructure information, shall notify the owner of such infrastructure in writing of the request and provide the owner an opportunity to comment on the request and on the threats to public safety or welfare that could reasonably be expected from public disclosure on of the records. (b) For purposes of this article, the judicial branch of state government and any office identified in Article VI of the Constitution of Alabama of 2022, are exempted from the requirements of Sections 36-12-43 through 36-12-45. " "§36-12-41 Every public officer having the custody of a public writing which a citizen record that a resident has a right to inspect is bound to give him shall provide him or her , on demand proper request as provided in this article , with a certified copy of it the public record , on payment of the legal fees therefor a reasonable fee, as further provided in this article, and such copy is admissible as evidence in like cases and with like effect as the original writing ." 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 SB270 Enrolled Page 3 cases and with like effect as the original writing ." Section 2. Sections 36-12-43, 36-12-44, 36-12-45, and 36-12-46 are added to the Code of Alabama 1975, to read as follows: §36-12-43 (a) It is the policy of the state to promptly provide residents with the opportunity to inspect public records and to request a copy, subject to payment of reasonable fees and to appropriate protections for private, confidential, privileged, and other nonpublic information, and to the interest of the general public in having the business of government carried on efficiently and without undue interference. (b) For purposes of this article, the following terms shall have the following meanings: (1) BUSINESS DAY. A day that the public officer's office is open to the public and conducting normal operations. (2) PUBLIC OFFICER. A public officer or his or her designee responsible for responding to public records requests. (3) RESIDENT. An individual who is permanently domiciled in Alabama with an expectation to remain in Alabama as demonstrated by reasonable proof of residency such as, but not limited to, an Alabama driver license or voter registration. (4) STANDARD REQUEST. A public records request that seeks one or more specifically and discretely identified public records that the public officer determines would take less than eight hours of staff time to process considering the 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 SB270 Enrolled Page 4 less than eight hours of staff time to process considering the time needed to identify and retrieve any responsive records and to redact or take other measures to withhold protected information. A standard request should require no or minimal clarification by the requester. (5) SUBSTANTIVE RESPONSE. A response to a proper public records request that sets forth the public officer's ultimate position on the substance of the request. The term includes, but is not limited to, the following, in whole or in part: a. A statement that the public records are provided as attached or enclosed. b. A statement that access to the requested public records will be provided at a set time, place, and location during regular business hours or at a time, place, and location mutually agreeable to the public officer and the requester. c. A statement that the public officer is prepared to provide the requested public records to the requester upon payment of a reasonable fee. d. A statement that denies the request with reasons stated therefor. e. A statement that denies the request on the grounds that the requested public record does not exist within the government agency. If known to the public officer, the public officer may identify the proper custodian or location for the requested public record. f. A statement that denies the request for failure to substantially complete a standard request form. g. A statement that denies the request for failure to 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 SB270 Enrolled Page 5 g. A statement that denies the request for failure to substantially comply with the written procedures established by the public officer for such request. h. A statement that denies the request because the records sought are not public. (6) TIME-INTENSIVE REQUEST. A public records request that the public officer determines would take more than eight hours of staff time to process considering the time needed to identify and retrieve any responsive records and any time needed to redact or take other measures to withhold protected information. (c) This article is not intended to, and does not, change or in any way affect any protections for private, confidential, privileged, or other nonpublic information provided under applicable law. §36-12-44 (a) A public officer shall respond to a standard request subject to each of the following provisions: (1) The public officer may require the requester to submit his or her request using a standard request form or by following the written procedures for accepting requests for public records established by the public officer. (2) The public officer may require the requester to pay a reasonable fee set by the public officer before the requester may receive any public records. If the public officer elects to charge a fee, the public officer shall notify the requester of the estimated fee and withhold any public records until receipt of payment. The requester may opt not to pay the fee and thus not receive any substantive 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 SB270 Enrolled Page 6 not to pay the fee and thus not receive any substantive response. Additionally, the public officer shall have the discretion to require the requester to pay all or a portion of the estimated fee prior to searching for any responsive public records. (3) The public officer shall acknowledge a proper request within 10 days of receiving the request. (4) The public officer shall provide a substantive response fulfilling or denying a proper request within 15 business days of acknowledging receipt. Although the public officer may extend this period in 15-business-day increments upon written notice to the requester, the public officer should process a standard request as expeditiously as possible considering the requester's time constraints, the public officer's workload, and the nature of the request. (5) There shall be a rebuttable presumption that a proper standard request has been denied by the public officer if: a. A substantive response is not provided to the standard request within the earlier of 30 business days or 60 calendar days following acknowledgment of receipt by the public officer; or b. The public records are not produced within the earlier of 30 business days or 60 calendar days following the payment of the estimated fees to the public officer. (6) There shall be no presumption that a proper standard request has been denied if: a. The request is not proper or the public officer is not obligated or required to respond as provided in this 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 SB270 Enrolled Page 7 not obligated or required to respond as provided in this section; b. The public officer has responded in part; c. The public officer and requester have reached an agreement regarding the time or substance, or both, of the response; d. Negotiations are ongoing between the public officer and the requester; or e. The public officer has reasonably communicated the status of the request to the requester. (b) A public officer shall respond to a proper, time-intensive request subject to each of the following provisions: (1) The public officer shall require the requester to submit his or her request using a standard request form or by following the written procedures for accepting requests for public records established by the public officer. (2) The public officer shall require the requester to pay a reasonable fee set by the public officer before providing a substantive response to the requester. The public officer shall notify the requester in advance of any likely fees and shall withhold any substantive response until receipt of payment. Additionally, the public officer shall have the discretion to require the requester to pay all or a portion of the estimated fee prior to searching for any responsive public records. (3) The public officer shall acknowledge the request within 10 business days of receiving the request. (4) The public officer shall notify the requester 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 SB270 Enrolled Page 8 (4) The public officer shall notify the requester within 15 business days after acknowledging receipt that the request qualifies as a time-intensive request. At that time, the public officer shall notify the requester of any likely fees and allow the requester to withdraw the time-intensive request and submit a new request that is not a time-intensive request. If the requester elects to proceed with a time-intensive request, the public officer shall provide a substantive response fulfilling or denying the request within 45 business days after the requester elected to proceed with his or her time-intensive request. The public officer may extend this period in 45-business-day increments by notifying the requester in writing. (5) At or around the time of designating the request as time-intensive, the public officer shall make a record in a log maintained for keeping track of currently pending time-intensive requests. For each such currently pending request, the log shall identify the name of the requester and the date of acknowledgment pursuant to subdivision (3). The log shall be a confidential document that is not subject to disclosure pursuant to this article, provided the log may remain discoverable pursuant to proper discovery methods provided under applicable rules of procedure. (6) There shall be a rebuttable presumption that a proper time-intensive request has been denied by the public officer if: a. A substantive response is not provided within the earlier of 180 business days or 270 calendar days following the requester's election to proceed with a time-intensive 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 SB270 Enrolled Page 9 the requester's election to proceed with a time-intensive request. b. The records are not produced within the earlier of 180 business days or 270 calendar days following the payment of the estimated fees to the public officer. (7) There shall be no presumption that a proper time-intensive request has been denied if: a. The request is not proper or the public officer is not obligated or required to respond as provided in this section; b. The public officer has responded in part; c. The public officer and requester have reached an agreement regarding the time or substance, or both, of the response; d. Negotiations are ongoing between the public officer and the requester; or e. The public officer has reasonably communicated the status of the request to the requester. (c) A request made pursuant to this article shall identify the requested public record with reasonable specificity. A public officer shall not be obligated to respond to a public records request that is vague, ambiguous, overly broad, or unreasonable in scope. (d) A public officer shall not be required to create a new public record if the requested record does not already exist. (e) A public officer shall not be required to respond to requests that seek information or other materials that are not public records. 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 249 250 251 252 SB270 Enrolled Page 10 not public records. (f) A public officer may request reasonable evidence to establish proof of residency. A public officer shall have the discretion to respond to public records requests made by nonresidents, in which case, a public officer's decision to respond to such requests shall not operate as a waiver of the public officer's right to deny other or future requests made by nonresidents. (g) If a public officer responds to a request by seeking clarification or additional information, the timelines established in this section shall be tolled and shall restart once the public officer receives the requested clarification or additional information as if the requester had submitted a new request. A public officer's decision to seek clarification or additional information with respect to any particular request shall not operate as a waiver of the public officer's right to seek clarification or additional information in response to other, future requests. (h) Nothing in this article shall be construed to prohibit a public officer from processing a public records request in a manner that is less expensive or more prompt from the perspective of the requester. §36-12-45 (a)(1) A resident may request access to a public record by following the written procedures for accepting such requests established by the public officer having custody of the public record. The written procedures may establish any of the following: a. A standard request form for use in submitting a 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 SB270 Enrolled Page 11 a. A standard request form for use in submitting a public records request. b. A designee, such as a public records coordinator, to whom a public records request shall be addressed. c. The permissible method or methods of transmitting a public records request. d. Any other policies pertaining to the process for submitting a public records request. (2) The public officer shall make his or her written procedures concerning public records reasonably available to the public. (3) A public officer shall not be obligated to respond to a public records request that is not made pursuant to the public officer's written procedures. (4) Written procedures need not be adopted as administrative rules pursuant to the Alabama Administrative Procedure Act. (b) In the absence of written procedures to the contrary, each of the following shall apply: (1) A resident may submit a public records request by delivering the request by hand or by mailing the request to the main office or principal place of business of the public officer having custody of the public record. (2) Receipt of a hand-delivered public records request occurs when the request is received at the public officer's main office or principal place of business. Receipt of a mailed public records request occurs on the date of actual receipt by the public officer. A certified mail receipt or similar signed postage receipt shall be prima facie evidence 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 299 300 301 302 303 304 305 306 307 308 SB270 Enrolled Page 12 similar signed postage receipt shall be prima facie evidence of receipt by the public officer. (3) The standard request form shall read substantially as follows, provided a public officer may require additional information or modify the order or format in which the information is requested: "Requester's contact information: Name:__________________________________________________ Phone number:__________________________________________ Email address:_________________________________________ Street address:________________________________________ City:__________________________________________________ State:_________________________________________________ Zip:___________________________________________________ Agency you are requesting public records from: _______________________________________________________ Date of request:_______________________________________ Records requested: (Be as specific as possible. A public officer is not obligated to respond to a request that is vague, ambiguous, overly broad, or unreasonable in scope, nor is a public officer obligated to respond to a request that seeks records that do not exist or materials that are not public records. Additionally, extensive requests for public records may increase the fees to cover the administrative cost of searching and copying the requested records.) _______________________________________________________ _______________________________________________________ _______________________________________________________ 309 310 311 312 313 314 315 316 317 318 319 320 321 322 323 324 325 326 327 328 329 330 331 332 333 334 335 336 SB270 Enrolled Page 13 _______________________________________________________ _______________________________________________________ Payment of fees may be required before your request is fulfilled. By submitting this request, you certify that you are an Alabama resident with standing to make a request for public records pursuant to Alabama law." §36-12-46 Nothing in this article shall be construed to permit any party to a pending or threatened action, suit, or proceeding to obtain information regarding a matter relevant to the pending or threatened action, suit, or proceeding in lieu of the proper discovery methods provided under applicable rules of procedure. Section 3. This act shall become effective on October 1, 2024. 337 338 339 340 341 342 343 344 345 346 347 348 349 350 351 SB270 Enrolled Page 14 1, 2024. ________________________________________________ President and Presiding Officer of the Senate ________________________________________________ Speaker of the House of Representatives SB270 Senate 18-Apr-24 I hereby certify that the within Act originated in and passed the Senate, as amended. Patrick Harris, Secretary. House of Representatives Amended and passed: 02-May-24 Senate concurred in House amendment 07-May-24 By: Senator Orr 352 353 354 355 356 357 358 359 360 361 362 363 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 382 383 384 385 386 387 388 389