LCO 3679 \\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103-R01- HB.docx 1 of 9 General Assembly Raised Bill No. 7103 January Session, 2019 LCO No. 3679 Referred to Committee on AGING Introduced by: (AGE) AN ACT CONCERNING NURSING H OME FALLS. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Section 19a-550 of the general statutes is repealed and the 1 following is substituted in lieu thereof (Effective July 1, 2019): 2 (a) (1) As used in this section, (A) "nursing home facility" has the 3 same meaning as provided in section 19a-521, (B) "residential care 4 home" has the same meaning as provided in section 19a-521, and (C) 5 "chronic disease hospital" means a long-term hospital having facilities, 6 medical staff and all necessary personnel for the diagnosis, care and 7 treatment of chronic diseases; and (2) for the purposes of subsections 8 (c) and (d) of this section, and subsection (b) of section 19a-537, 9 "medically contraindicated" means a comprehensive evaluation of the 10 impact of a potential room transfer on the patient's physical, mental 11 and psychosocial well-being, which determines that the transfer would 12 cause new symptoms or exacerbate present symptoms beyond a 13 reasonable adjustment period resulting in a prolonged or significant 14 negative outcome that could not be ameliorated through care plan 15 intervention, as documented by a physician or an advanced practice 16 Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 2 of 9 registered nurse in a patient's medical record. 17 (b) There is established a patients' bill of rights for any person 18 admitted as a patient to any nursing home facility, residential care 19 home or chronic disease hospital. The patients' bill of rights shall be 20 implemented in accordance with the provisions of Sections 1919(b), 21 1919(c), 1919(c)(2), 1919(c)(2)(D) and 1919(c)(2)(E) of the Social Security 22 Act. The patients' bill of rights shall provide that each such patient: (1) 23 Is fully informed, as evidenced by the patient's written 24 acknowledgment, prior to or at the time of admission and during the 25 patient's stay, of the rights set forth in this section and of all rules and 26 regulations governing patient conduct and responsibilities; (2) is fully 27 informed, prior to or at the time of admission and during the patient's 28 stay, of services available in such facility or chronic disease hospital, 29 and of related charges including any charges for services not covered 30 under Titles XVIII or XIX of the Social Security Act, or not covered by 31 basic per diem rate; (3) in such facility or hospital is entitled to choose 32 the patient's own physician or advanced practice registered nurse and 33 is fully informed, by a physician or an advanced practice registered 34 nurse, of the patient's medical condition unless medically 35 contraindicated, as documented by the physician or advanced practice 36 registered nurse in the patient's medical record, and is afforded the 37 opportunity to participate in the planning of the patient's medical 38 treatment and to refuse to participate in experimental research; (4) in a 39 residential care home or a chronic disease hospital is transferred from 40 one room to another within such home or chronic disease hospital only 41 for medical reasons, or for the patient's welfare or that of other 42 patients, as documented in the patient's medical record and such 43 record shall include documentation of action taken to minimize any 44 disruptive effects of such transfer, except a patient who is a Medicaid 45 recipient may be transferred from a private room to a nonprivate 46 room, provided no patient may be involuntarily transferred from one 47 room to another within such home or chronic disease hospital if (A) it 48 is medically established that the move will subject the patient to a 49 reasonable likelihood of serious physical injury or harm, or (B) the 50 Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 3 of 9 patient has a prior established medical history of psychiatric problems 51 and there is psychiatric testimony that as a consequence of the 52 proposed move there will be exacerbation of the psychiatric problem 53 that would last over a significant period of time and require 54 psychiatric intervention; and in the case of an involuntary transfer 55 from one room to another within such home or chronic disease 56 hospital, the patient and, if known, the patient's legally liable relative, 57 guardian or conservator or a person designated by the patient in 58 accordance with section 1-56r, is given not less than thirty days' and 59 not more than sixty days' written notice to ensure orderly transfer 60 from one room to another within such home or chronic disease 61 hospital, except where the health, safety or welfare of other patients is 62 endangered or where immediate transfer from one room to another 63 within such home or chronic disease hospital is necessitated by urgent 64 medical need of the patient or where a patient has resided in such 65 home or chronic disease hospital for less than thirty days, in which 66 case notice shall be given as many days before the transfer as 67 practicable; (5) is encouraged and assisted, throughout the patient's 68 period of stay, to exercise the patient's rights as a patient and as a 69 citizen, and to this end, has the right to be fully informed about 70 patients' rights by state or federally funded patient advocacy 71 programs, and may voice grievances and recommend changes in 72 policies and services to nursing home facility, residential care home or 73 chronic disease hospital staff or to outside representatives of the 74 patient's choice, free from restraint, interference, coercion, 75 discrimination or reprisal; (6) shall have prompt efforts made by such 76 nursing home facility, residential care home or chronic disease hospital 77 to resolve grievances the patient may have, including those with 78 respect to the behavior of other patients; (7) may manage the patient's 79 personal financial affairs, and is given a quarterly accounting of 80 financial transactions made on the patient's behalf; (8) is free from 81 mental and physical abuse, corporal punishment, involunta ry 82 seclusion and any physical or chemical restraints imposed for 83 purposes of discipline or convenience and not required to treat the 84 patient's medical symptoms. Physical or chemical restraints may be 85 Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 4 of 9 imposed only to ensure the physical safety of the patient or other 86 patients and only upon the written order of a physician or an 87 advanced practice registered nurse that specifies the type of restraint 88 and the duration and circumstances under which the restraints are to 89 be used, except in emergencies until a specific order can be obtained; 90 (9) is assured confidential treatment of the patient's personal and 91 medical records, and may approve or refuse their release to any 92 individual outside the facility, except in case of the patient's transfer to 93 another health care institution or as required by law or third-party 94 payment contract; (10) receives quality care and services with 95 reasonable accommodation of individual needs and preferences, 96 except where the health or safety of the individual would be 97 endangered, and is treated with consideration, respect, and full 98 recognition of the patient's dignity and individuality, including 99 privacy in treatment and in care for the patient's personal needs; (11) is 100 not required to perform services for the nursing home facility, 101 residential care home or chronic disease hospital that are not included 102 for therapeutic purposes in the patient's plan of care; (12) may 103 associate and communicate privately with persons of the patient's 104 choice, including other patients, send and receive the patient's 105 personal mail unopened and make and receive telephone calls 106 privately, unless medically contraindicated, as documented by the 107 patient's physician or advanced practice registered nurse in the 108 patient's medical record, and receives adequate notice before the 109 patient's room or roommate in such facility, home or chronic disease 110 hospital is changed; (13) is entitled to organize and participate in 111 patient groups in such facility, home or chronic disease hospital and to 112 participate in social, religious and community activities that do not 113 interfere with the rights of other patients, unless medically 114 contraindicated, as documented by the patient's physician or advanced 115 practice registered nurse in the patient's medical records; (14) may 116 retain and use the patient's personal clothing and possessions unless to 117 do so would infringe upon rights of other patients or unless medically 118 contraindicated, as documented by the patient's physician or advanced 119 practice registered nurse in the patient's medical record; (15) is assured 120 Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 5 of 9 privacy for visits by the patient's spouse or a person designated by the 121 patient in accordance with section 1-56r and, if the patient is married 122 and both the patient and the patient's spouse are inpatients in the 123 facility, they are permitted to share a room, unless medically 124 contraindicated, as documented by the attending physician or 125 advanced practice registered nurse in the medical record; (16) is fully 126 informed of the availability of and may examine all current state, local 127 and federal inspection reports and plans of correction; (17) may 128 organize, maintain and participate in a patient-run resident council, as 129 a means of fostering communication among residents and between 130 residents and staff, encouraging resident independence and 131 addressing the basic rights of nursing home facility, residential care 132 home and chronic disease hospital patients and residents, free from 133 administrative interference or reprisal; (18) is entitled to the opinion of 134 two physicians concerning the need for surgery, except in an 135 emergency situation, prior to such surgery being performed; (19) is 136 entitled to have the patient's family or a person designated by the 137 patient in accordance with section 1-56r meet in such facility, 138 residential care home or chronic disease hospital with the families of 139 other patients in the facility to the extent such facility, residential care 140 home or chronic disease hospital has existing meeting space available 141 that meets applicable building and fire codes; (20) is entitled to file a 142 complaint with the Department of Social Services and the Department 143 of Public Health regarding patient abuse, neglect or misappropriation 144 of patient property; (21) is entitled to have psychopharmacologic drugs 145 administered only on orders of a physician or an advanced practice 146 registered nurse and only as part of a written plan of care developed in 147 accordance with Section 1919(b)(2) of the Social Security Act and 148 designed to eliminate or modify the symptoms for which the drugs are 149 prescribed and only if, at least annually, an independent external 150 consultant reviews the appropriateness of the drug plan; (22) is 151 entitled to be transferred or discharged from the facility only pursuant 152 to section 19a-535, 19a-535a or 19a-535b, as applicable; (23) is entitled 153 to be treated equally with other patients with regard to transfer, 154 discharge and the provision of all services regardless of the source of 155 Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 6 of 9 payment; (24) shall not be required to waive any rights to benefits 156 under Medicare or Medicaid or to give oral or written assurance that 157 the patient is not eligible for, or will not apply for benefits under 158 Medicare or Medicaid; (25) is entitled to be provided information by 159 the nursing home facility or chronic disease hospital as to how to 160 apply for Medicare or Medicaid benefits and how to receive refunds 161 for previous payments covered by such benefits; (26) is entitled to 162 receive a copy of any Medicare or Medicaid application completed by 163 a nursing home facility, residential care home or chronic disease 164 hospital on behalf of the patient or to designate that a family member, 165 or other representative of the patient, receive a copy of any such 166 application; (27) on or after October 1, 1990, shall not be required to 167 give a third-party guarantee of payment to the facility as a condition of 168 admission to, or continued stay in, such facility; (28) is entitled to have 169 such facility not charge, solicit, accept or receive any gift, money, 170 donation, third-party guarantee or other consideration as a 171 precondition of admission or expediting the admission of the 172 individual to such facility or as a requirement for the individual's 173 continued stay in such facility; [and] (29) shall not be required to 174 deposit the patient's personal funds in such facility, home or chronic 175 disease hospital; and (30) if a patient at a nursing home facility, is 176 informed of the facility's responsibility under federal law to mitigate 177 patient fall risks, including, but not limited to, providing sufficient 178 staff supervision of a patient at risk for falls and assistance devices to 179 prevent such falls. 180 (c) The patients' bill of rights shall provide that a patient in a rest 181 home with nursing supervision or a chronic and convalescent nursing 182 home may be transferred from one room to another within such home 183 only for the purpose of promoting the patient's well-being, except as 184 provided pursuant to subparagraph (C) or (D) of this subsection or 185 subsection (d) of this section. Whenever a patient is to be transferred, 186 such home shall effect the transfer with the least disruption to the 187 patient and shall assess, monitor and adjust care as needed subsequent 188 to the transfer in accordance with subdivision (10) of subsection (b) of 189 Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 7 of 9 this section. When a transfer is initiated by such home and the patient 190 does not consent to the transfer, such home shall establish a 191 consultative process that includes the participation of the attending 192 physician or advanced practice registered nurse, a registered nurse 193 with responsibility for the patient and other appropriate staff in 194 disciplines as determined by the patient's needs, and the participation 195 of the patient, the patient's family, a person designated by the patient 196 in accordance with section 1-56r or other representative. The 197 consultative process shall determine: (1) What caused consideration of 198 the transfer; (2) whether the cause can be removed; and (3) if not, 199 whether such home has attempted alternatives to transfer. The patient 200 shall be informed of the risks and benefits of the transfer and of any 201 alternatives. If subsequent to the completion of the consultative 202 process a patient still does not wish to be transferred, the patient may 203 be transferred without the patient's consent, unless medically 204 contraindicated, only (A) if necessary to accomplish physical plant 205 repairs or renovations that otherwise could not be accomplished; 206 provided, if practicable, the patient, if the patient wishes, shall be 207 returned to the patient's room when the repairs or renovations are 208 completed; (B) due to irreconcilable incompatibility between or among 209 roommates, which is actually or potentially harmful to the well-being 210 of a patient; (C) if such home has two vacancies available for patients 211 of the same sex in different rooms, there is no applicant of that sex 212 pending admission in accordance with the requirements of section 19a-213 533 and grouping of patients by the same sex in the same room would 214 allow admission of patients of the opposite sex, that otherwise would 215 not be possible; (D) if necessary to allow access to specialized medical 216 equipment no longer needed by the patient and needed by another 217 patient; or (E) if the patient no longer needs the specialized services or 218 programming that is the focus of the area of such home in which the 219 patient is located. In the case of an involuntary transfer, such home 220 shall, subsequent to completion of the consultative process, provide 221 the patient and the patient's legally liable relative, guardian or 222 conservator if any or other responsible party if known, with at least 223 fifteen days' written notice of the transfer, which shall include the 224 Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 8 of 9 reason for the transfer, the location to which the patient is being 225 transferred, and the name, address and telephone number of the 226 regional long-term care ombudsman, except that in the case of a 227 transfer pursuant to subparagraph (A) of this subsection at least thirty 228 days' notice shall be provided. Notwithstanding the provisions of this 229 subsection, a patient may be involuntarily transferred immediately 230 from one room to another within such home to protect the patient or 231 others from physical harm, to control the spread of an infectious 232 disease, to respond to a physical plant or environmental emergency 233 that threatens the patient's health or safety or to respond to a situation 234 that presents a patient with an immediate danger of death or serious 235 physical harm. In such a case, disruption of patients shall be 236 minimized; the required notice shall be provided not later than 237 twenty-four hours after the transfer; if practicable, the patient, if the 238 patient wishes, shall be returned to the patient's room when the threat 239 to health or safety that prompted the transfer has been eliminated; and, 240 in the case of a transfer effected to protect a patient or others from 241 physical harm, the consultative process shall be established on the next 242 business day. 243 (d) Notwithstanding the provisions of subsection (c) of this section, 244 unless medically contraindicated, a patient who is a Medicaid recipient 245 may be transferred from a private to a nonprivate room. In the case of 246 such a transfer, the nursing home facility shall (1) give not less than 247 thirty days' written notice to the patient and the patient's legally liable 248 relative, guardian or conservator, if any, a person designated by the 249 patient in accordance with section 1-56r or other responsible party, if 250 known, which notice shall include the reason for the transfer, the 251 location to which the patient is being transferred and the name, 252 address and telephone number of the regional long-term care 253 ombudsman; and (2) establish a consultative process to effect the 254 transfer with the least disruption to the patient and assess, monitor 255 and adjust care as needed subsequent to the transfer in accordance 256 with subdivision (10) of subsection (b) of this section. The consultative 257 process shall include the participation of the attending physician or 258 Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 9 of 9 advanced practice registered nurse, a registered nurse with 259 responsibility for the patient and other appropriate staff in disciplines 260 as determined by the patient's needs, and the participation of the 261 patient, the patient's family, a person designated by the patient in 262 accordance with section 1-56r or other representative. 263 (e) Any nursing home facility, residential care home or chronic 264 disease hospital that negligently deprives a patient of any right or 265 benefit created or established for the well-being of the patient by the 266 provisions of this section shall be liable to such patient in a private 267 cause of action for injuries suffered as a result of such deprivation, 268 including, but not limited to, injuries sustained from falls due to a 269 nursing home facility's failure to mitigate fall risks. Upon a finding that 270 a patient has been deprived of such a right or benefit, and that the 271 patient has been injured as a result of such deprivation, damages shall 272 be assessed in the amount sufficient to compensate such patient for 273 such injury. The rights or benefits specified in subsections (b) to (d), 274 inclusive, of this section may not be reduced, rescinded or abrogated 275 by contract. In addition, where the deprivation of any such right or 276 benefit is found to have been wilful or in reckless disregard of the 277 rights of the patient, punitive damages may be assessed. A patient may 278 also maintain an action pursuant to this section for any other type of 279 relief, including injunctive and declaratory relief, permitted by law. 280 Exhaustion of any available administrative remedies shall not be 281 required prior to commencement of suit under this section. 282 (f) In addition to the rights specified in subsections (b), (c) and (d) of 283 this section, a patient in a nursing home facility is entitled to have the 284 facility manage the patient's funds as provided in section 19a-551. 285 This act shall take effect as follows and shall amend the following sections: Section 1 July 1, 2019 19a-550 AGE Joint Favorable Raised Bill No. 7103 LCO 3679 {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07103- R01-HB.docx } 10 of 10