Connecticut 2021 Regular Session

Connecticut House Bill HB06475 Compare Versions

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7-General Assembly Substitute Bill No. 6475
5+General Assembly Raised Bill No. 6475
86 January Session, 2021
7+LCO No. 3451
8+
9+
10+Referred to Committee on LABOR AND PUBLIC EMPLOYEES
11+
12+
13+Introduced by:
14+(LAB)
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1016
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14-AN ACT CONCERNING PU BLIC ENFORCEMENT ACT IONS.
19+AN ACT CONCERNING FO RCED ARBITRATION AGR EEMENTS.
1520 Be it enacted by the Senate and House of Representatives in General
1621 Assembly convened:
1722
1823 Section 1. (NEW) (Effective October 1, 2021) (a) As used in this section: 1
1924 (1) "Public enforcement action" means a civil action brought pursuant 2
2025 to this section to enforce protections enforceable by the state pursuant 3
21-to chapter 557 or 558 of the general statutes or section 46a-60 or 46a-81c 4
22-of the general statutes; 5
23-(2) "Responsible state official" means a person authorized to enforce 6
24-any provision of chapter 557 or 558 of the general statutes or section 46a-7
25-60 or 46a-81c of the general statutes or to impose or seek penalties or 8
26-other remedies for violations of such chapter or section, including 9
27-persons delegated to act on the responsible state official's behalf with 10
28-respect to enforcing such chapter or section, imposing or seeking 11
29-penalties or other remedies for violations of such chapter or section or 12
30-receiving and disposing of notices pursuant to this section; 13
31-(3) "Relator" means a whistleblower or a representative organization 14
32-that acts as a qui tam plaintiff in a public enforcement action under this 15
33-section; 16
34-(4) "Representative organization" means a nonprofit corporation or a 17 Substitute Bill No. 6475
26+to chapter 557 or 558 or section 46a-60 or 46a-81c of the general statutes; 4
27+(2) "Responsible state official" means a person authorized to enforce 5
28+any provision of chapter 557 or 558 or section 46a-60 or 46a-81c of the 6
29+general statutes or to impose or seek penalties or other remedies for 7
30+violations of such title or section, including persons delegated to act on 8
31+the responsible state official's behalf with respect to enforcing such title 9
32+or section, imposing or seeking penalties or other remedies for 10
33+violations of such title or section or receiving and disposing of notices 11
34+pursuant to this section; 12
35+(3) "Relator" means a whistleblower or a representative organization 13
36+that acts as a qui tam plaintiff in a public enforcement action under this 14
37+section; 15 Raised Bill No. 6475
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41-labor organization that assists in enforcement pursuant to this section 18
42-and that has been selected by a whistleblower, in writing, in a form 19
43-prescribed by the Attorney General, to initiate a public enforcement 20
44-action on the whistleblower's behalf; and 21
45-(5) "Whistleblower" means any current or former employee, 22
46-contractor, subcontractor or employee of a contractor or subcontractor 23
47-of a defendant. 24
48-(b) A relator may, on behalf of the state and in the name of the state, 25
49-initiate a public enforcement action pursuant to the procedures specified 26
50-in this section. Such action may be brought in the Superior Court and 27
51-may allege multiple violations of chapter 557 or 558 of the general 28
52-statutes or section 46a-60 or 46a-81c of the general statutes that have 29
53-affected different individuals aggrieved by the same defendant and may 30
54-seek any injunctive and declaratory relief that the state would be 31
55-entitled to seek. 32
56-(c) For purposes of a public enforcement action brought pursuant to 33
57-this section, whenever the state is authorized to assess a civil penalty, 34
58-the court is authorized to assess such a civil penalty. To the extent that 35
59-the state is authorized to determine whether an employer has violated a 36
60-provision of this section, the court is authorized to determine whether 37
61-an employer has committed such a violation. 38
62-(d) For any violation of a provision of this section where no civil 39
63-penalty is provided, there shall be a civil penalty of five hundred dollars. 40
64-Such civil penalty shall be awarded for each party aggrieved by each 41
65-violation during each two-week period that such violation is found to 42
66-have occurred. 43
67-(e) The court may award civil penalties in an amount that is less than 44
68-the amount specified in this section if the court determines to do 45
69-otherwise would result in an award that is arbitrary and oppressive or 46
70-confiscatory. 47
71-(f) The state is authorized to assess penalties if the state has 48 Substitute Bill No. 6475
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43+(4) "Representative organization" means a nonprofit corporation or a 16
44+labor organization that assists in enforcement pursuant to this section 17
45+and that has been selected by a whistleblower to initiate a public 18
46+enforcement action on the whistleblower's behalf, in writing, in a form 19
47+prescribed by the Attorney General; and 20
48+(5) "Whistleblower" means any current or former employee, 21
49+contractor, subcontractor or employee of a contractor or subcontractor 22
50+of a defendant. 23
51+(b) A relator, on behalf of the state and in the name of the state, may 24
52+initiate a public enforcement action pursuant to the procedures specified 25
53+in this section. Such action may be brought in the Superior Court and 26
54+may allege multiple violations that have affected different individuals 27
55+aggrieved by the same defendant and may seek any injunctive and 28
56+declaratory relief that the state would be entitled to seek. 29
57+(c) For purposes of public enforcement actions brought pursuant to 30
58+this section, whenever the state is authorized to assess a civil penalty, 31
59+the court is authorized to assess such a civil penalty. To the extent that 32
60+the state is authorized to determine if an employer has violated a 33
61+provision of this section, the court is authorized to determine that an 34
62+employer has committed such a violation. 35
63+(d) For any provision of this section where no civil penalty is 36
64+specifically provided by law, there shall be a civil penalty of five 37
65+hundred dollars. Such civil penalty shall be awarded for each party 38
66+aggrieved by each violation during each two-week period that such 39
67+violation occurs. 40
68+(e) The court may award a lesser amount of civil penalties than those 41
69+specified in this section if, based on the facts and circumstances of the 42
70+particular case, to do otherwise would result in an award that is 43
71+arbitrary and oppressive or confiscatory. 44
72+(f) The state is authorized to assess penalties if the state has 45
73+intervened in a public enforcement action pursuant to this section. 46 Raised Bill No. 6475
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78-intervened in a public enforcement action brought pursuant to this 49
79-section. 50
80-(g) Nothing in this section shall limit the state's right to seek 51
81-restitution and damages, where available, for relators as part of a public 52
82-enforcement action in which it has intervened. 53
83-(h) A relator that prevails in a public enforcement action pursuant to 54
84-this section shall be entitled to an award by the court of reasonable 55
85-attorney's fees and costs, whether or not the state has intervened in such 56
86-action. 57
87-(i) Any civil penalty awarded in a public enforcement action 58
88-pursuant to this section shall be distributed as follows: (1) Where the 59
89-state has not intervened, (A) thirty per cent to the relator, (B) twenty per 60
90-cent to the Office of the Attorney General, and (C) fifty per cent to the 61
91-office of the state official responsible for enforcement of such action, 62
92-twenty-five per cent of which shall be deposited into the community 63
93-outreach and workplace account in accordance with subsection (b) of 64
94-section 2 of this act, and (2) where the state has intervened, (A) twenty 65
95-per cent to the relator, (B) thirty per cent to the Office of the Attorney 66
96-General, and (C) fifty per cent to the office of the state official responsible 67
97-for enforcement of such action, twenty-five per cent of which shall be 68
98-deposited into the community outreach and workplace account in 69
99-accordance with subsection (b) of section 2 of this act. 70
100-(j) The relator shall equitably distribute all penalties due the relator 71
101-among the parties aggrieved by the practices complained of in the 72
102-public enforcement action. The relator shall submit a written 73
103-distribution summary to the state and the state may order a different 74
104-distribution not later than sixty days after receipt of the summary, 75
105-provided the relator shall receive compensation in an amount that 76
106-reflects the burdens and risks assumed by the relator in prosecuting the 77
107-action, including any costs incurred by a representative organization 78
108-that serves as a relator. 79 Substitute Bill No. 6475
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79+(g) Nothing in this section shall operate to limit the state's right to 47
80+seek restitution and damages, where available, for relators as part of a 48
81+public enforcement action in which it has intervened. 49
82+(h) A relator that prevails in an action pursuant to this section, 50
83+whether or not the state has intervened in such action, shall be entitled 51
84+to an award by the court of reasonable attorney's fees and costs. 52
85+(i) Civil penalties recovered in a public enforcement action pursuant 53
86+to this section shall be distributed as follows: (1) Where the state has not 54
87+intervened, (A) thirty per cent to the relator, (B) twenty per cent to the 55
88+Office of the Attorney General, and (C) fifty per cent to the office of the 56
89+state official responsible for enforcement of such action, and (2) where 57
90+the state has intervened, (A) twenty per cent to the relator, (B) thirty per 58
91+cent to the Office of the Attorney General, and (C) fifty per cent to the 59
92+office of the state official responsible for enforcement of such action. 60
93+(j) The relator shall equitably distribute all penalties due the relator 61
94+among the parties aggrieved by the practices complained of in the 62
95+public enforcement action. The relator shall submit a written 63
96+distribution summary to the state and the state may order a different 64
97+distribution not later than sixty days after receipt of the summary, 65
98+provided the relator shall receive a service award that reflects the 66
99+burdens and risks assumed by the relator in prosecuting the action, 67
100+including any costs incurred by a representative organization that 68
101+serves as a relator. 69
102+(k) The right to bring a public enforcement action under this section 70
103+shall not be impaired by any private agreement. 71
104+(l) Notwithstanding any other provision of the general statutes, a 72
105+public enforcement action to recover penalties imposed pursuant to this 73
106+section shall be commenced within the same period of time that the state 74
107+has to file a public enforcement action based on the same set of alleged 75
108+violations. The statute of limitations for bringing a public enforcement 76
109+action pursuant to this section shall be tolled from the date a relator files 77
110+a notice pursuant to this section with the state, or the date the state 78 Raised Bill No. 6475
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115-(k) The right to bring a public enforcement action under this section 80
116-shall not be impaired by any private agreement. 81
117-(l) Notwithstanding any other provision of the general statutes, a 82
118-public enforcement action to recover penalties imposed pursuant to this 83
119-section shall be commenced within the same period of time that the state 84
120-is authorized to file a public enforcement action based on the same set 85
121-of alleged violations. The statute of limitations for bringing a public 86
122-enforcement action pursuant to this section shall be tolled from the date 87
123-a relator files a notice pursuant to subsection (q) of this section or the 88
124-date the state commences an investigation, whichever is earlier. 89
125-(m) A relator may not bring a public enforcement action pursuant to 90
126-this section: (1) If the state, on the same facts and theories, cites a person 91
127-within the period of time that the state is authorized to file a public 92
128-enforcement action for a violation of the same authority under which 93
129-such relator is attempting to recover a civil penalty or other remedy, or 94
130-(2) for any violation of a posting, notice, agency reporting or filing 95
131-requirement, except where the filing or reporting requirement involves 96
132-mandatory payroll or injury reporting. 97
133-(n) No person shall retaliate in any manner against any relator or 98
134-potential relator or person, or threaten to retaliate against any relator, 99
135-potential relator or person, because: (1) The relator or potential relator 100
136-has brought or is perceived to have brought a public enforcement action, 101
137-(2) the relator or potential relator has cooperated in a public enforcement 102
138-action, or (3) the person believes that the relator or potential relator may 103
139-bring a public enforcement action or cooperate with one. 104
140-(o) Any person aggrieved by a violation of subsection (n) of this 105
141-section may bring an action in the Superior Court for compensatory, 106
142-liquidated and punitive damages or equitable relief, including restraint 107
143-of prohibited acts, restitution of wages or benefits, reinstatement of 108
144-employment, costs, reasonable attorney's fees and other appropriate 109
145-relief. 110 Substitute Bill No. 6475
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116+commences an investigation, whichever is earlier. 79
117+(m) A relator may not bring a public enforcement action pursuant to 80
118+this section: (1) If the state, on the same facts and theories, cites a person 81
119+within the time periods set forth in this section for a violation of the 82
120+same authority under which such relator is attempting to recover a civil 83
121+penalty or other remedy, or (2) for any violation of a posting, notice, 84
122+agency reporting or filing requirement, except where the filing or 85
123+reporting requirement involves mandatory payroll or injury reporting. 86
124+(n) No employer or his or her agent, or the officer or agent of any 87
125+corporation, partnership or limited liability company or any other 88
126+person shall retaliate in any manner against any relator or potential 89
127+relator or person, or threaten to retaliate, because: (1) The relator or 90
128+potential relator has brought or is perceived to have brought a public 91
129+enforcement action, (2) the relator or potential relator has cooperated in 92
130+a public enforcement action, or (3) the person believes that the relator or 93
131+potential relator may bring a public enforcement action or cooperate 94
132+with one. 95
133+(o) Any person aggrieved by a violation of subsection (n) of this 96
134+section may bring an action in Superior Court for compensatory, 97
135+liquidated and punitive damages or equitable relief, including restraint 98
136+of prohibited acts, restitution of wages or benefits, reinstatement, costs, 99
137+reasonable attorney's fees and other appropriate relief. 100
138+(p) There shall be a rebuttable presumption that any adverse action 101
139+taken against a relator not later than ninety days after the relator has 102
140+filed an action pursuant to subsection (b) of this section is retaliatory. 103
141+(q) Before filing a public enforcement action pursuant to this section, 104
142+a relator shall submit written notice of such action to each responsible 105
143+state official and to the Attorney General. The notice shall be construed 106
144+in the light most favorable to the relator, and shall include: (1) The name, 107
145+address and contact information of the alleged violator, (2) the name 108
146+and contact information of the relator, (3) the name, address and contact 109
147+information of the representative organization, and a statement of the 110 Raised Bill No. 6475
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152-(p) There is a rebuttable presumption that any adverse action taken 111
153-against a relator not later than ninety days after the relator has filed an 112
154-action pursuant to subsection (b) of this section is retaliatory. 113
155-(q) Before filing a public enforcement action pursuant to this section, 114
156-a relator shall submit written notice of such action to each responsible 115
157-state official and to the Attorney General. The notice shall be construed 116
158-by the responsible state office and the Attorney General in the light most 117
159-favorable to the relator and shall include: (1) The name, address and 118
160-contact information of the alleged violator, (2) the name and contact 119
161-information of the relator, (3) the name, address and contact information 120
162-of the representative organization and, if the action is brought by a 121
163-representative organization, a statement of the organization's 122
164-qualifications as a representative organization, (4) the name, address 123
165-and contact information of the relator's legal counsel, if such relator has 124
166-legal counsel, and (5) a statement of the underlying claim. 125
167-(r) If the state intends to investigate the alleged violation contained in 126
168-the public enforcement action, it shall notify the relator of its decision 127
169-not later than sixty days after receiving notice pursuant to subsection (q) 128
170-of this section. 129
171-(s) After the filing of a public enforcement action, the state may 130
172-intervene as of right and proceed with any and all claims in the action. 131
173-(t) The provisions of this section shall be construed in light of its 132
174-remedial purpose to expand the enforcement of state law protecting 133
175-employees. 134
176-Sec. 2. (NEW) (Effective October 1, 2021) (a) There is established an 135
177-account to be known as the "community outreach and workplace 136
178-account" which shall be a separate, nonlapsing account within the 137
179-General Fund. The account shall contain any moneys required by law to 138
180-be deposited in the account. Moneys in the account shall be expended 139
181-by the Labor Department for the purpose of awarding grants as 140
182-provided in subsection (c) of this section. 141 Substitute Bill No. 6475
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153+organization's qualifications as a representative organization, if the 111
154+action is brought by a representative organization, (4) the name, address 112
155+and contact information of the relator's legal counsel, if such relator has 113
156+legal counsel, and (5) a statement of the underlying claim. 114
157+(r) If the state intends to investigate the alleged violation, it shall 115
158+notify the relator of its decision not later than sixty days after receiving 116
159+notice pursuant to subsection (q) of this section. 117
160+(s) Not later than thirty days after the filing of a public enforcement 118
161+action, the state may intervene as of right and proceed with any and all 119
162+claims in the action. After such thirty-day period, the state may only 120
163+intervene in the public enforcement action for good cause shown, as 121
164+determined by the court. 122
165+(t) There is established an account to be known as the "Community 123
166+Outreach and Workplace account" which shall be a separate, nonlapsing 124
167+account within the General Fund. The account shall contain any moneys 125
168+required by law to be deposited in the account. Moneys in the account 126
169+shall be expended by the Labor Department for the purpose of awarding 127
170+grants as provided in subsection (v) of this section. 128
171+(u) Twenty-five per cent of any civil penalties distributed in 129
172+accordance with subparagraph (C) of subdivision (1) and subparagraph 130
173+(C) of subdivision (2) of subsection (i) of this section shall be deposited 131
174+into the Community Outreach and Workplace account. 132
175+(v) Funds in the Community Outreach and Workplace account shall 133
176+be granted from time to time by the Labor Commissioner to labor or 134
177+nonprofit organizations to fund outreach, education and technical 135
178+assistance pertaining to employee rights in the workplace. Grants 136
179+provided under this section shall be used for activities to assist workers 137
180+in enforcing employment rights, including outreach, community-based 138
181+education events, training materials, technical assistance, counseling, 139
182+research and referral services. When considering applications for such 140
183+grants, the commissioner shall give priority to projects that provide 141
184+services to especially vulnerable workers, including low-wage, 142 Raised Bill No. 6475
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184186
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189-(b) Twenty-five per cent of any civil penalties distributed in 142
190-accordance with subparagraph (C) of subdivision (1) of subsection (i) of 143
191-section 1 of this act and subparagraph (C) of subdivision (2) of 144
192-subsection (i) of section 1 of this act shall be deposited into the 145
193-community outreach and workplace account. 146
194-(c) Funds in the community outreach and workplace account shall be 147
195-granted from time to time by the Labor Commissioner to labor or 148
196-nonprofit organizations to fund outreach, education and technical 149
197-assistance pertaining to employee rights in the workplace. Grants 150
198-provided under this section shall be used for activities to assist workers 151
199-in enforcing employment rights, including outreach, community-based 152
200-education events, training materials, technical assistance, counseling, 153
201-research and referral services. When considering applications for such 154
202-grants, the commissioner shall give priority to projects that provide 155
203-services to especially vulnerable workers, including low-wage, 156
204-immigrant, refugee and contingent workers, women, lesbian, gay, 157
205-bisexual or transgendered workers, workers with disabilities and 158
206-injured workers. 159
207-(d) The Labor Department may adopt regulations in accordance with 160
208-the provisions of chapter 54 of the general statutes to implement the 161
209-provisions of subsections (a) to (c), inclusive, of this section. 162
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189+
190+immigrant, refugee and contingent workers, women, lesbian, gay, 143
191+bisexual or transgendered workers, workers with disabilities, and 144
192+injured workers. 145
193+(w) The Labor Department may adopt rules in accordance with the 146
194+provisions of chapter 54 of the general statutes to implement the 147
195+provisions of subsections (t) to (v), inclusive, of this section. 148
196+(x) The provisions of this section shall be construed in light of its 149
197+remedial purpose to expand the enforcement of state law protecting 150
198+employees. 151
210199 This act shall take effect as follows and shall amend the following
211200 sections:
212201
213202 Section 1 October 1, 2021 New section
214-Sec. 2 October 1, 2021 New section
215203
216-Statement of Legislative Commissioners:
217-In Section 1(a)(2), "title" was changed to "chapter" for accuracy; in
218-Section 1(b), "of any provision of chapter 557 or 558 of the general
219-statutes or section 46a-60 or 46a-81c of the general statutes" was added
220-after "violations" for accuracy and clarity; in Section 1(d), "violation of
221-a" was added before "provision" for accuracy and clarity, "specifically
222-provided by law" was changed to "provided" for clarity and consistency
223-with standard drafting conventions and "occurs" was changed to "found Substitute Bill No. 6475
224-
225-
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229-
230-to have occurred" for accuracy; Section 1(e) was rewritten for clarity and
231-consistency with standard drafting conventions; in Section 1(f),
232-"brought" was added before "pursuant" for clarity and accuracy; in
233-Section 1(g), "operate to" was deleted for consistency with standard
234-drafting conventions; Section 1(h) was rewritten for clarity; Section 1(i)
235-was rewritten for clarity and consistency with standard drafting
236-conventions; in Section 1(j), "a service award" was changed to
237-"compensation in an amount" for clarity and consistency with standard
238-drafting conventions; in Section 1(l), "pursuant to this section" was
239-changed to "pursuant to subsection (q) of this section" for clarity and
240-accuracy; Section 1(m)(1) and Section 1(n) were rewritten for clarity; in
241-Section 1(o), "of employment" was added after "reinstatement" for
242-clarity; in Section 1(q), "by the responsible state official and the Attorney
243-General" was added after "construed" for clarity and accuracy and
244-Subdiv. (3) was rewritten for clarity; Sections 1(t) to 1(w), inclusive, were
245-renumbered as Sections 2(a) to 2(d) for clarity and consistency with
246-standard drafting conventions; and Section 1(x) was redesignated as
247-Section 1(t) for consistency with standard drafting conventions.
248-
249-LAB Joint Favorable Subst.
204+Statement of Purpose:
205+To allow employees to sue employers on behalf of the state after having
206+waived their personal rights to sue by signing forced arbitration
207+agreements.
208+[Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except
209+that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not
210+underlined.]
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