LCO \\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486-R01- HB.docx 1 of 9 General Assembly Substitute Bill No. 6486 January Session, 2021 AN ACT CONCERNING AU TOMATED DRIVING SYST EM EQUIPPED VEHICLES. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Section 13a-260 of the general statutes is repealed and the 1 following is substituted in lieu thereof (Effective July 1, 2021): 2 (a) For the purposes of this section: 3 (1) ["Fully autonomous vehicle"] "ADS-equipped vehicle" means a 4 motor vehicle that is equipped with an automated driving system; [, 5 designed to function without an operator and classified as level four or 6 level five by SAE J3016;] 7 (2) "Automated driving system" or "ADS" means the hardware and 8 software that are collectively capable of performing the entire dynamic 9 driving task on a sustained basis, regardless of whether the automated 10 driving system is limited to a specific operational design domain; 11 (3) "Driver" means a user who performs in real-time part or all of the 12 dynamic driving tasks or dynamic driving task fallback for a vehicle; 13 (4) "Driving automation system" means the hardware and software 14 that are collectively capable of performing part or all of the dynamic 15 driving tasks on a sustained basis; 16 Substitute Bill No. 6486 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486- R01-HB.docx } 2 of 9 [(3)] (5) "Dynamic driving task" means the real-time operational and 17 tactical functions required to operate a motor vehicle on highways, 18 excluding the strategic functions such as trip scheduling and selection 19 of destinations and waypoints; 20 (6) "Dynamic driving task fallback" means the response by the user 21 to either perform the dynamic driving task or achieve a minimal risk 22 condition after occurrence of a dynamic driving task performance-23 relevant system failure or upon operational design domain exit, or the 24 response by an automated driving system to achieve minimal risk 25 condition; 26 (7) "Fallback-ready user" means the user of a vehicle equipped with 27 an engaged level three or conditional driving automation system who is 28 able to (A) operate the vehicle and is receptive to automated driving 29 system-issued requests to intervene, and (B) identify dynamic driving 30 task performance-relevant system failures in the vehicle compelling the 31 user to perform the dynamic driving task fallback; 32 (8) "Level three or conditional driving automation" means the 33 sustained and operational design domain-specific performance by an 34 automated driving system of the entire dynamic driving task with the 35 expectation that the dynamic driving task fallback-ready user is 36 receptive to automated driving system-issued requests to intervene and 37 to dynamic driving task performance-relevant system failures in other 38 vehicle systems and will respond appropriately; 39 (9) "Minimal risk condition" means a condition to which a user or an 40 automated driving system may bring a vehicle after performing the 41 dynamic driving task fallback to reduce the risk of a crash when a given 42 trip cannot or should not be completed; 43 (10) "Operate" means the activities performed by an operator or by an 44 automated driving system to perform the entire dynamic driving task 45 for a vehicle during a trip; 46 [(4)] (11) "Operational design domain" means [a description of the 47 Substitute Bill No. 6486 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486- R01-HB.docx } 3 of 9 operating domains in which an automated driving system is] the 48 operating conditions under which a driving automation system, or 49 feature of such system, is specifically designed to function, including, 50 but not limited to, [geographic, roadway,] environmental, [and speed 51 limitations] geographical and time-of-day restrictions and the requisite 52 presence or absence of certain traffic or roadway conditions; 53 [(5) "SAE J3016" means the "Taxonomy and Definitions for Terms 54 Related to Driving Automation Systems for On-Road Motor Vehicles" 55 published by SAE International in September 2016;] 56 [(6)] (12) "Operator" means [the person who causes the automated 57 driving system to engage while physically inside the fully autonomous 58 vehicle] a driver or automated driving system that operates a motor 59 vehicle; 60 [(7) "Autonomous vehicle tester" means an autonomous vehicle 61 manufacturer, institution of higher education, fleet service provider or 62 automotive equipment or technology provider; 63 (8) "Fleet service provider" means a person or entity that owns or 64 leases a fully autonomous vehicle and operates such fully autonomous 65 vehicle for commercial or public use; 66 (9) "Autonomous vehicle manufacturer" means: (A) A person or 67 entity that builds or sells fully autonomous vehicles; (B) a person or 68 entity that installs automated driving systems in motor vehicles that are 69 not originally built as fully autonomous vehicles; or (C) a person or 70 entity that develops automated driving systems in fully autonomous 71 vehicles or motor vehicles that are not originally built as fully 72 autonomous vehicles; 73 (10) "Secretary" means the Secretary of the Office of Policy and 74 Management; and] 75 (13) "Request to intervene" means notification by an automated 76 driving system to a fallback-ready user indicating that the fallback-77 Substitute Bill No. 6486 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486- R01-HB.docx } 4 of 9 ready user should promptly perform the dynamic driving task fallback, 78 which may entail resuming manual operation of the vehicle or achieving 79 a minimal risk condition; 80 (14) "System failure" means a malfunction in an automated driving 81 system or other vehicle system that prevents the automated driving 82 system from reliably performing the portion of the dynamic driving task 83 on a sustained basis, including the complete dynamic driving task, that 84 it would otherwise perform; 85 (15) "Testing" means operating a motor vehicle equipped with an 86 automated driving system for the purpose of demonstrating or 87 evaluating the automated driving system on highways; 88 (16) "Trip" means the traversal of an entire travel pathway by a 89 vehicle from the point of origin to a destination; 90 (17) "User" means a person who performs the human role in driving 91 automation; and 92 [(11)] (18) "Highway", ["limited access highway", and] "motor 93 vehicle", "operator's license" and "owner" have the same meanings as 94 defined in section 14-1. 95 [(b) The Office of Policy and Management, in consultation with the 96 Departments of Motor Vehicles, Transportation and Emergency 97 Services and Public Protection, shall establish a pilot program for not 98 more than four municipalities to allow autonomous vehicle testers to 99 test fully autonomous vehicles on the highways of such municipalities. 100 Municipalities shall apply to the Secretary of the Office of Policy 101 Management in the manner and form directed by the secretary for 102 inclusion in the pilot program. The secretary shall select at least one 103 municipality with a population of at least one hundred twenty 104 thousand, but not more than one hundred twenty-four thousand, and 105 one municipality with a population of at least one hundred thousand, 106 as enumerated in the 2010 federal decennial census. 107 Substitute Bill No. 6486 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486- R01-HB.docx } 5 of 9 (c) The chief elected official or chief executive officer of a municipality 108 selected by the secretary shall select and enter into a written agreement 109 with an autonomous vehicle tester or autonomous vehicle testers to test 110 fully autonomous vehicles on the highways of the municipality. Such 111 agreement shall, at a minimum: (1) Specify the locations and routes 112 where such fully autonomous vehicles may operate; (2) prohibit the 113 operation of such fully autonomous vehicles outside such locations and 114 routes except in the case of an emergency; (3) identify each fully 115 autonomous vehicle to be tested by vehicle identification number, make, 116 year and model; and (4) specify the hours of operation of such fully 117 autonomous vehicles. 118 (d) An autonomous vehicle tester shall not test a fully autonomous 119 vehicle in a municipality unless: 120 (1) The operator is: (A) Physically inside the fully autonomous 121 vehicle; (B) monitoring the operation of such fully autonomous vehicle; 122 (C) capable of taking immediate manual control of such fully 123 autonomous vehicle; (D) an employee, independent contractor or other 124 person designated and trained by the autonomous vehicle tester 125 concerning the capabilities and limitations of such fully autonomous 126 vehicle; and (E) a holder of an operator's license; 127 (2) The autonomous vehicle tester: (A) Registers each fully 128 autonomous vehicle to be tested with the Commissioner of Motor 129 Vehicles pursuant to section 14-12; and (B) submits to the commissioner, 130 in a manner and form directed by the commissioner, proof of liability 131 insurance, self-insurance or a surety bond of at least five million dollars 132 for damages by reason of bodily injury, death or property damage 133 caused by a fully autonomous vehicle; and 134 (3) The operator and autonomous vehicle tester: (A) Comply with any 135 provision of the general statutes or any ordinance of a municipality 136 concerning the operation of motor vehicles; (B) comply with standards 137 established by the National Highway Traffic Safety Administration 138 regarding fully autonomous vehicles; and (C) satisfy any other 139 Substitute Bill No. 6486 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486- R01-HB.docx } 6 of 9 requirement as determined by the secretary, in consultation with the 140 Commissioners of Motor Vehicles, Transportation and Emergency 141 Services and Public Protection, as necessary to ensure the safe operation 142 of such fully autonomous vehicle. 143 (e) No autonomous vehicle tester shall test a fully autonomous 144 vehicle on any limited access highway. 145 (f) The secretary may immediately prohibit an operator or 146 autonomous vehicle tester from testing a fully autonomous vehicle if the 147 secretary, in consultation with the Commissioners of Motor Vehicles, 148 Transportation and Emergency Services and Public Protec tion, 149 determines that such testing poses a risk to public safety or that such 150 operator or autonomous vehicle tester fails to comply with the 151 provisions of this section or with the requirements of the pilot program. 152 (g) An autonomous vehicle tester that participates in the pilot 153 program shall provide information to the secretary and the task force 154 established pursuant to section 2 of public act 17-69* that the secretary 155 and task force deem to be appropriate for measuring the performance 156 of the pilot program. The autonomous vehicle tester may withhold any 157 commercially valuable, confidential or proprietary information. 158 (h) Not later than July 1, 2020, and annually thereafter, the secretary 159 shall submit a report to the joint standing committee of the General 160 Assembly having cognizance of matters relating to transportation, in 161 accordance with section 11-4a, concerning the implementation and 162 progress of the pilot program.] 163 (b) Not later than January 1, 2023, the Commissioner of 164 Transportation, in consultation with the Secretary of the Office of Policy 165 and Management and the Commissioners of Motor Vehicles, Insurance 166 and Emergency Services and Public Protection, shall establish a 167 program to test and operate ADS-equipped vehicles on highways in the 168 state. The commissioners and secretary shall (1) consider 169 recommendations from municipalities and other interested 170 Substitute Bill No. 6486 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486- R01-HB.docx } 7 of 9 stakeholders in establishing such program, (2) require an owner of an 171 ADS-equipped vehicle to submit an application with a safety plan, and 172 (3) approve an application prior to permitting an owner or driver to test 173 and operate an ADS-equipped vehicle. 174 (c) The commissioners and secretary shall jointly adopt regulations, 175 in accordance with the provisions of chapter 54, establishing the 176 requirements of such program. Such regulations shall, at a minimum, 177 (1) incorporate any provision of any statute or regulation of this state or 178 the federal government and national best practices regarding testing 179 and operating ADS-equipped vehicles on highways, (2) establish 180 procedures for an application to be submitted by the owner of an ADS-181 equipped vehicle, (3) require such application to include a safety plan to 182 manage the risks associated with crashes and driver inattentiveness and 183 list countermeasures to be undertaken by the owner or the driver of the 184 ADS-equipped vehicle to manage such risks, and (4) criteria for the 185 approval or denial of any such application. 186 (d) Before an ADS-equipped vehicle is tested or operated on a 187 highway, the owner or the driver of the ADS-equipped vehicle shall: 188 (1) When required by federal law or regulation, (A) receive 189 certification that the ADS-equipped vehicle is in compliance with all 190 applicable federal motor vehicle safety standards and regulations, and 191 (B) place any required certification label, including any reference to an 192 exception granted under federal law or regulation, on the ADS-193 equipped vehicle; 194 (2) Register the ADS-equipped vehicle with the Commissioner of 195 Motor Vehicles pursuant to section 14-12 or validly register the ADS-196 equipped vehicle in another state; and 197 (3) Maintain automobile liability insurance coverage or a surety bond 198 of at least five million dollars for damages by reason of bodily injury, 199 death or property damage caused by an ADS-equipped vehicle. 200 (e) An ADS-equipped vehicle shall comply with any provision of the 201 Substitute Bill No. 6486 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486- R01-HB.docx } 8 of 9 general statutes or any ordinance of a municipality concerning the 202 operation of a motor vehicle. 203 (f) When an ADS-equipped vehicle is testing or operating on the 204 highways of the state and the automated driving system is engaged: 205 (1) The automated driving system is the operator and shall perform 206 the entire dynamic driving task of the vehicle; 207 (2) The automated driving system is not required to obtain or possess 208 an operator's license; 209 (3) The owner of the ADS-equipped vehicle is responsible for 210 ensuring the compliant operation of the vehicle; 211 (4) The ADS-equipped vehicle shall operate within the operational 212 design domain designated by the manufacturer, unless the ADS-213 equipped vehicle is granted an exemption under federal law or 214 regulation; and 215 (5) The automated driving system shall achieve a minimal risk 216 condition or make a request to intervene if an operational design 217 domain exit occurs or a system failure occurs that renders the ADS-218 equipped vehicle unable to perform the entire dynamic driving task 219 relevant to the intended operational design domain. 220 (g) If an ADS-equipped vehicle is involved in a crash, the ADS-221 equipped vehicle shall achieve a minimal risk condition and remain at 222 the scene of the crash. The owner of the ADS-equipped vehicle, or a 223 person on behalf of such owner, shall (1) immediately report the crash 224 to a law enforcement officer and remain at the scene of the crash until 225 the arrival of a law enforcement officer, and (2) provide the following 226 information upon request to the law enforcement officer: (A) Proof of 227 registration and insurance, (B) the driver's operator's license, (C) specific 228 details of the crash, including the possible cause of the crash, (D) 229 whether the automated driving system was engaged prior to and at the 230 time of the crash, and (E) any other information as requested by the law 231 Substitute Bill No. 6486 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2021HB-06486- R01-HB.docx } 9 of 9 enforcement officer. 232 This act shall take effect as follows and shall amend the following sections: Section 1 July 1, 2021 13a-260 Statement of Legislative Commissioners: In Subsec. (a), the term "driving automation" was deleted to remove redundant language and the subdivisions were renumbered accordingly, in Subsec. (a)(7), "evident" was changed to "identify" for clarity, in Subsec. (a)(14), "driving automation" was changed to "automated driving" for accuracy, in Subsec. (b)(3), "from testing and operating" was changed to "to test and operate" for clarity and in Subsec. (c), "jointly" was added and "such applications" was changed to "any such application" for clarity. TRA Joint Favorable Subst.