LCO No. 3799 1 of 23 General Assembly Raised Bill No. 999 January Session, 2021 LCO No. 3799 Referred to Committee on LABOR AND PUBLIC EMPLOYEES Introduced by: (LAB) AN ACT CONCERNING A JUST TRANSITION TO CLIMATE- PROTECTIVE ENERGY PR ODUCTION AND COMMUNITY INVESTMENT. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. (NEW) (Effective from passage) (a) For the purposes of this 1 section, unless the context otherwise requires: 2 (1) "Assisted project" means a construction project that concerns the 3 development of a renewable energy project or an energy efficiency 4 project, or is a construction project related thereto, for which the state 5 provides economic assistance of any kind, including, but not limited to, 6 renewable energy credits, grants, loans, commitments of funds, or tax 7 abatements or exemptions or other assistance with a total present 8 financial value of one million dollars or more. 9 (2) "Renewable energy project" means a project that is intended to or 10 will have the effect of enhancing energy efficiency, building 11 electrification upgrades, the development of renewable energies, or 12 enhancing climate change resiliency, including projects that create 13 useable energy from solar power, wind power, a fuel cell, geothermal 14 Raised Bill No. 999 LCO No. 3799 2 of 23 sources, landfill methane gas, anaerobic digestion or other biogas 15 derived from biological sources, thermal electric direct energy 16 conversion from a certified Class I renewable energy source, ocean 17 thermal power, wave or tidal power, low emission advanced renewable 18 energy conversion technologies, and zero emission low grade heat 19 power generation systems based on organic oil free rankine, kalina or 20 similar nonstream cycles that use waste heat from an industrial or 21 commercial process that does not generate electricity, a run-of-the-river 22 hydropower facility that began operation after July 1, 2003, and has a 23 generating capacity of not more than thirty megawatts, a run-of-the-24 river hydropower facility that received a new license after January 1, 25 2018, or a biomass facility that uses sustainable biomass fuel, as defined 26 in subsection (a) of section 16-1 of the general statutes. 27 (3) "Community benefits agreements" means an agreement between 28 (A) a recipient of state assistance for an assisted project, and (B) 29 community-based organizations or a coalition of organizations, which 30 agreement shall detail the project's contributions to the community in 31 which it is sited, and the aspects of the project that will mitigate adverse 32 conditions in the community in which it is sited and create opportunities 33 for local businesses, communities and workers. 34 (4) "Labor organization" means any organization which exists and is 35 constituted for the purpose, in whole or in part, of collective bargaining, 36 or of dealing with employers concerning grievances, terms or conditions 37 of employment, or of other mutual aid or protection and which is not a 38 company union, including, but not limited to, bona fide labor 39 organizations that are certified or recognized as the organization of 40 jurisdiction representing the workers involved or bona fide building 41 and construction trades councils or district councils and state and local 42 labor federations comprised of local unions certified or recognized as 43 the representative of the workers. 44 (5) "Project labor agreement" means a prehire collective bargaining 45 agreement between a construction industry employer and a bona fide 46 building and construction trade labor organization representing all 47 Raised Bill No. 999 LCO No. 3799 3 of 23 construction trades that will perform work on a project and that 48 provides that only contractors and subcontractors who agree to comply 49 with the project labor agreement shall be eligible to perform work on 50 the project. A project labor agreement establishes the terms and 51 conditions of employment for a specific construction project and is an 52 agreement described in 29 USC 158(f), as amended from time to time. 53 (6) "State" means the state of Connecticut or any political subdivision 54 thereof. 55 (7) "Workforce development program" means a program pursuant to 56 which newly hired employees and already hired employees from 57 disadvantaged communities, including zip codes with high rates of 58 poverty, unemployment and chronic unemployment, as well as 59 individuals with barriers to employment, including people who have 60 been incarcerated, and people who have been tradi tionally 61 underrepresented in the relevant employment, are given the 62 opportunities for skill development that will enable them to qualify for 63 higher paying jobs on an assisted project. A workforce development 64 program includes: (A) Apprenticeship training through a class A 65 apprenticeship program for each trade in which it employs craft 66 workers that is actively training employees, has functioning training 67 facilities, and is regularly graduating apprentices to journey person 68 status, and such apprentices are placed in employment, and (B) 69 preapprenticeship training that will enable students to qualify for 70 apprenticeship training in a class A apprenticeship program. 71 (8) "Class A apprenticeship program" means an apprenticeship 72 training program for each trade in which it employs craft workers that 73 is registered with and approved by the U.S. Department of Labor or a 74 state apprenticeship agency and has provided proof within seven days 75 of a request from the authority or any authority or agency that its 76 program is actively training employees, has functioning training 77 facilities, and is regularly graduating apprentices to journey person 78 status, and such apprentices are placed in employment. 79 Raised Bill No. 999 LCO No. 3799 4 of 23 (b) The following requirements shall apply to any projects assisted 80 under this section: 81 (1) To the full extent permitted by law, the party which, either directly 82 or indirectly, receives assistance for work on an assisted project shall 83 take all necessary actions to ensure that a community benefits 84 agreement is entered into with appropriate community organizations 85 representing residents of the affected community; 86 (2) To the full extent permitted by law, the party which, either directly 87 or indirectly, receives assistance for work on an assisted project shall 88 take all necessary actions to ensure that a workforce development 89 program is established. 90 (3) The party which receives assistance for work on an assisted project 91 shall take all necessary actions to ensure that each contractor and 92 subcontractor involved in the construction of the assisted project 93 completes a sworn certification that the firm: (A) Has the necessary 94 resources to perform the portion of the assisted project to which they are 95 assigned, including the necessary technical, financial and personnel 96 resources; (B) has all required contractor, specialty contractor or trade 97 licenses, certifications or certificates required of any business entity or 98 individual by applicable state or local law; (C) participates in an 99 apprenticeship training program for each trade in which it employs craft 100 workers that is registered with and approved by the U.S. Department of 101 Labor or a state apprenticeship agency and shall provide proof within 102 seven days of a request from the authority or any authority or agency 103 that its program is actively training employees, has functioning training 104 facilities, and is regularly graduating apprentices to journey person 105 status, and such apprentices are placed in employment, hereinafter 106 referred to as "class A apprenticeship programs"; and (D) during the 107 previous three years (i) has not been debarred by any government 108 agency; (ii) has not defaulted on any project; (iii) has not had any license, 109 certification or other credential relating to the business revoked or 110 suspended; (iv) has not been found in violation of any law applicable to 111 its business that resulted in the payment of a fine, back pay damages, or 112 Raised Bill No. 999 LCO No. 3799 5 of 23 any other type of penalty in the amount of ten thousand dollars or more; 113 will pay craft personnel employed on the project, at a minimum, the 114 applicable wage and fringe benefit rates for the classification in which 115 the worker is employed in accordance with applicable required rates for 116 the project; and (v) has not misclassified and will not misclassify craft 117 labor employees as independent contractors. 118 (4) The party which receives assistance on an assisted project shall 119 submit to the Labor Commissioner the certifications of compliance with 120 responsible contractor requirements specified in subdivision 6 of this 121 subsection not later than thirty days prior to commencement of 122 construction of the project, and such certifications shall constitute public 123 documents which shall be made available without redaction on a 124 publicly available web site not later than seven days after being 125 submitted to the Labor Commissioner. 126 (5) A responsible contractor certification containing false, misleading, 127 or inaccurate information shall, after notice and opportunity to be heard, 128 subject the firm that has executed such certification to a three-year 129 debarment from future public and publicly assisted projects and other 130 applicable penalties and sanctions. 131 (6) The failure of a party receiving assistance on an assisted project to 132 take reasonable steps to ensure that contractors' responsible contractor 133 certifications submitted pursuant to subdivision 4 of this subsection are 134 accurate and truthful shall constitute a material breach of the agreement, 135 grant, loan, commitment of funds or other instrument pursuant to 136 which under which assistance is provided and shall permit the state to 137 impose appropriate penalties and sanctions for conduct constituting 138 noncompliance, including, but not limited to, revocation of part or all of 139 the assistance provided by the state. 140 (c) In addition to the other requirements of this section, the following 141 requirements shall apply to assisted projects covered by this section that 142 are designed to create at least five megawatts of power or more, to all 143 utility-owned projects, and to all site work on grid-connected projects 144 Raised Bill No. 999 LCO No. 3799 6 of 23 that are designed to create two and one-half megawatts or more of 145 power: 146 (1) Contractors and subcontractors on assisted projects shall pay 147 construction craft employees on the project, at a minimum, the 148 applicable prevailing wage and fringe benefit rates for the appropriate 149 classification in which the worker is employed. Firms engaged in the 150 construction of an assisted project shall be subject to all reporting and 151 compliance requirements of section 31-53 of the general statutes. 152 Contractors that violate the prevailing wage requirements on assisted 153 projects shall be subject to penalties and sanctions in accordance with 154 said section. In addition, the failure of a party receiving assistance on an 155 assisted project to take reasonable steps to ensure that contractors 156 comply with this subdivision shall constitute a material breach of the 157 agreement, grant, loan, commitment of funds, or other instrument 158 pursuant to which under which assistance is provided and shall permit 159 the state to impose appropriate penalties, including, but not limited to, 160 revocation or recoupment of all or part of the assistance provided by the 161 state, and an award of compensation to employees who were deprived 162 of the benefits of applicable wage and benefit standards. 163 (2) Prevailing wage requirements under this section shall not apply 164 to assisted projects covered by project labor agreements. 165 (d) In addition to the other requirements of this section, the following 166 requirements shall apply to assisted projects covered by this section that 167 are grid-connected or utility-owned, and that are designed to produce 168 not less than twenty megawatts of power: 169 (1) The party which, either directly or indirectly, receives assistance 170 for work on an assisted project shall take the necessary actions to ensure 171 that a project labor agreement is executed between the general 172 contractor or other entity responsible for construction of the assisted 173 project and a labor organization to supply skilled craft personnel in all 174 crafts needed for the project in the area where the project is located. 175 (2) A project labor agreement executed for purposes of this section 176 Raised Bill No. 999 LCO No. 3799 7 of 23 shall include the necessary provisions to: (A) Bind all contractors and 177 subcontractors on the assisted project to the project labor agreement 178 through the inclusion of appropriate specifications in all relevant 179 solicitation provisions and contract documents; (B) allow all contractors 180 and subcontractors to compete for contracts and subcontracts on the 181 project without regard to whether they are otherwise parties to 182 collective bargaining agreements; (C) establish uniform terms and 183 conditions of employment for all construction craft labor employed on 184 the projects; (D) contain guarantees against strikes, lockouts and similar 185 job disruptions; (E) set forth effective, prompt and mutually binding 186 procedures for resolving labor disputes arising during the project labor 187 agreement; and (F) include any other provisions as negotiated by the 188 parties needed to promote successful delivery of the assisted project. 189 (3) The failure of a party receiving assistance for work on an assisted 190 project to ensure compliance with the requirements of subdivision 2 of 191 this subsection shall constitute a material breach of the agreement, 192 grant, loan, commitment of funds, or other instrument pursuant to 193 which assistance has been provided and, in the event of such failure, the 194 state shall impose appropriate penalties and sanctions for conduct 195 constituting noncompliance, which may include, but are not limited to, 196 revocation or recoupment of all or part of the assistance provided by the 197 state. 198 (e) For purposes of this section: 199 (1) "Best value" has the same meaning as prescribed in section 4e-1 of 200 the general statutes; 201 (2) "Contracting team" means the lead contractor and project 202 subcontractors; 203 (3) "Assisted project" means a construction project that concerns the 204 development of a renewable energy project or energy efficiency project, 205 or is a construction project related thereto, as to which the state provides 206 economic assistance of any kind including, but not limited to, renewable 207 energy credits, grants, loans, commitments of funds, or tax abatements 208 Raised Bill No. 999 LCO No. 3799 8 of 23 or exemptions or other assistance with a total present financial value of 209 one million dollars or more; 210 (4) "Renewable energy project" means a project that is intended to or 211 will have the effect of enhancing energy efficiency, building 212 electrification upgrades, the development of renewable energies, or 213 enhancing climate change resiliency, including projects that create 214 useable energy from solar power, wind power, a fuel cell, geothermal 215 sources, landfill methane gas, anaerobic digestion or other biogas 216 derived from biological sources, thermal electric direct energy 217 conversion from a certified Class I renewable energy source, ocean 218 thermal power, wave or tidal power, low emission advanced renewable 219 energy conversion technologies, and zero emission low grade heat 220 power generation systems based on organic oil free rankine, kalina or 221 similar nonstream cycles that use waste heat from an industrial or 222 commercial process that does not generate electricity, a run-of-the-river 223 hydropower facility that began operation after July 1, 2003, and has a 224 generating capacity of not more than thirty megawatts, a run-of-the-225 river hydropower facility that received a new license after January 1, 226 2018, or a biomass facility that uses sustainable biomass fuel, as defined 227 in subsection (a) of section 16-1 of the general statutes; 228 (5) "Employment conditions" means the terms under which 229 employees provide their labor to a contractor, and shall include, but not 230 be limited to, wage rates, insurance, paid sick and vacation leave, 231 retirement benefits, uniform and tool allowances, longevity bonuses, 232 provision of break time, provision of break areas, provision of full-time 233 jobs rather than part-time jobs, the existence of a labor peace agreement 234 with any union seeking to represent that the contractor's employees, 235 health and safety protections, and the existence of a collective 236 bargaining agreement; 237 (6) "Offeror" means the project owner, developer or other entity 238 which seeks to propose to receive assistance for an assisted project; 239 (7) "Lead contractor" means the general contractor, construction 240 Raised Bill No. 999 LCO No. 3799 9 of 23 manager or other prime contractor which is contracted by the offeror to 241 perform work on an assisted project; 242 (8) "Project team" means the lead contractors and all subcontractors 243 proposed for the assisted project; and 244 (9) "State" means the state of Connecticut or any political subdivision 245 thereof. 246 (A) The state may select recipients of state assistance for an assisted 247 project using either a competitive bidding or a competitive negotiation 248 process. Solicitations used in connection with an assisted project shall 249 utilize the following procedures: Solicitations shall be designed to 250 ensure best value results for the state by: (i) Permitting project proposals 251 for any type of viable renewable energy source; and (ii) promoting 252 maximum competition among qualified offerors presenting proposals. 253 (B) Solicitations shall be administered through a public request for 254 proposals process that provides adequate notice, instructions for 255 submitting proposals and other relevant information as determined by 256 the agency. 257 (C) Requests for proposals shall require that proposals from an 258 offeror include: (i) Proposed project, including type, viability and 259 projected amount of energy, project plan and schedule, and (ii) the 260 qualifications, resources and capabilities of the offeror and the project 261 team to be used on the project. 262 (D) The agency shall approve the project that provides the best value, 263 considering the viability and benefits of the proposed project and 264 qualifications of the offeror and project team. 265 (E) Requests for proposals shall be administered in compliance with 266 this section and additional instructions set forth in the solicitation and 267 notice of requests for proposals. The agency shall evaluate proposals on 268 the basis of a maximum point scale. Proposals shall be scored only on 269 the basis of the evaluation factors set forth in the request for proposals. 270 Raised Bill No. 999 LCO No. 3799 10 of 23 (F) Request for proposals shall include only factors listed in this 271 section and any additional factors or subfactors the state deems 272 necessary for achieving best value results. 273 (G) The offeror that complies with the specifications and 274 requirements of the request for proposals and receives the highest 275 maximum score shall be selected by the agency for the project award. 276 (H) In evaluating competitive proposals, the agency shall evaluate 277 the proposed project on the following factors: 278 (i) Projected amount of energy to be generated; 279 (ii) Viability of the proposed energy source; 280 (iii) Feasibility of the project plan and schedule; 281 (iv) Qualifications of the offeror and the project team; 282 (v) Positive impact on the community and disadvantaged populace; 283 (vi) Employment conditions; and 284 (vii) Environmental impacts of the proposed project. 285 (I) The offeror's qualifications shall be determined by an evaluation 286 of its past performance record, expertise and technical qualifications 287 and present performance capabilities, including financial resources and 288 experience of the offeror's senior management and project team 289 management. 290 (J) The qualifications of the lead contractor and subcontractors shall 291 be determined by an evaluation of the following subfactors: 292 (i) Evaluation of this subfactor requires a review of past projects, 293 including budget, schedule and safety data, performance evaluation 294 reports, quality of workmanship and compliance with project 295 specifications; 296 Raised Bill No. 999 LCO No. 3799 11 of 23 (ii) Evaluation of this subfactor requires examination of the general 297 and specific experience in relevant market sectors and in projects similar 298 to the proposed project; 299 (iii) Evaluation of this subfactor requires examination of: 300 (I) Resources, including equipment and financial resources; 301 (II) Experience of the senior management and project management of 302 the lead contractor and subcontractors; and 303 (III) Evaluation of craft labor personnel, which shall consider the 304 offeror's use of: (i) Project labor agreements as a reliable source for 305 ensuring an adequate supply of skilled craft labor in all trades needed 306 for the proposed project; (ii) participation in registered apprenticeship 307 programs that have a track record of graduating apprentices for at least 308 three years and journeyperson; (iii) training programs used to provide 309 training for upgrading skills or training for specialized skills; and (iv) 310 training programs that provide safety training and certification, 311 including, but not limited to, OSHA ten-hour and thirty-hour programs. 312 (IV) Positive impact on the community and disadvantaged populace. 313 Offerors shall describe how they will create a workforce training plan 314 pursuant to which they will: (i) Recruit and hire individuals from zip 315 codes with high rates of poverty unemployment and chronic 316 unemployment; (ii) give priority in any hiring to persons not currently 317 or previously employed by the proposer and the suppliers of 318 manufactured materials for the project to individuals with barriers to 319 employment, including people who have been incarcerated, people 320 with disabilities, and people who have been traditionally 321 underrepresented in the relevant employment; and (iii) take advantage 322 of publicly funded workforce development programs to train new and 323 retained employees; (iv) include employment opportunities for 324 apprentices through an apprenticeship program registered with the 325 Labor Department or a federally recognized state apprenticeship agency 326 that complies with the requirements of 29 CFR parts 29 and 30; (v) 327 include commitments to provide preapprenticeship training; and (vi) 328 Raised Bill No. 999 LCO No. 3799 12 of 23 enter into a community benefits agreement to benefit the communities 329 in which the project may be sited; 330 (V) The terms under which employees provide their labor to a 331 contractor, including, but not be limited to, wage rates, insurance, paid 332 sick and vacation leave, retirement benefits, uniform and tool 333 allowances, longevity bonuses, provision of break time, provision of 334 break areas, provision of full-time jobs rather than part-time jobs; 335 (VI) The existence of a labor peace agreement with any union seeking 336 to represent the offeror's or the offeror's contractors' employees; 337 (VII) Health and safety protections; and 338 (VIII) The existence of a collective bargaining agreement. 339 (IX) Environmental impacts of the proposed project. Evaluation of 340 this subfactor requires consideration of the project's likely 341 environmental impacts and their effect on human and ecological health. 342 (X) The lead contractor shall provide a list in its proposals that 343 identifies the names of all subcontractors, regardless of tier, it proposes 344 to use for the project and the scope of work and approximate percentage 345 of the total project of each subcontractor listed. 346 (XI) Requests for proposals may be preceded by a prequalification 347 stage to require interested offerors to demonstrate that they have 348 adequate minimum qualifications and sufficiently viable project 349 proposals to qualify to compete in a request for proposals process. 350 (XII) Evaluation of this factor shall include an assessment of the 351 degree to which the project promotes opportunities to small, minority-352 owned businesses and workers in economically disadvantaged 353 communities. 354 (XIII) Proposals submitted in response to requests for proposals 355 under this section shall be evaluated by a technical evaluation team that 356 consists of no fewer than three persons qualified to conduct such 357 Raised Bill No. 999 LCO No. 3799 13 of 23 evaluations. 358 (XIV) Proposal evaluations pursuant to this section shall be subject to 359 periodic audits, including random, unannounced audits by qualified 360 personnel appointed by the agency to ensure the evaluation process are 361 conducted in accordance with this section and the requests for 362 proposals. 363 (XV) Project evaluation reports shall be prepared upon completion 364 for projects that receive state assistance. Project evaluation reports shall 365 include information determined relevant by the agency but shall at a 366 minimum include the following: (i) The amount of energy projected in 367 the project proposal and the actual amount of energy the facility is 368 capable of producing; (ii) the proposed project completion date and the 369 actual completion date; and (iii) additional information as determined 370 by the agency. 371 (f) For the purposes of this subsection: 372 (1) "Assisted project" means a project that concerns the operation, 373 security or maintenance of a renewable energy project, as to which the 374 state provides economic assistance of any kind, including, but not 375 limited to, renewable energy credits, grants, loans, commitments of 376 funds, or tax abatements or exemptions or other assistance with a total 377 present financial value of one million dollars or more. 378 (2) "Renewable energy project" means a project that is intended to or 379 will have the effect of enhancing energy efficiency, building 380 electrification upgrades, the development of renewable energies, or 381 enhancing climate change resiliency, and will include projects that 382 create useable energy from solar power, wind power, a fuel cell, 383 geothermal sources, landfill methane gas, anaerobic digestion or other 384 biogas derived from biological sources, thermal electric direct energy 385 conversion from a certified Class I renewable energy source, ocean 386 thermal power, wave or tidal power, low emission advanced renewable 387 energy conversion technologies, and zero emission low grade heat 388 power generation systems based on organic oil free rankine, kalina or 389 Raised Bill No. 999 LCO No. 3799 14 of 23 similar nonstream cycles that use waste heat from an industrial or 390 commercial process that does not generate electricity, a run-of-the-river 391 hydropower facility that began operation after July 1, 2003, and has a 392 generating capacity of not more than thirty megawatts, a run-of-the-393 river hydropower facility that received a new license after January 1, 394 2018, or a biomass facility that uses sustainable biomass fuel, as defined 395 in subsection (a) of section 16-1 of the general statutes. 396 (3) "Community benefits agreements" means an agreement between 397 (A) a recipient of assistance for an assisted project or sponsor, and (B) 398 community-based organizations or a coalition of organizations, which 399 agreement shall detail the project's contributions to the community, and 400 the aspects of the project that will mitigate adverse conditions in the 401 community and create opportunities for local businesses, communities 402 and workers. 403 (4) "Labor organization" means any organization which exists and is 404 constituted for the purpose, in whole or in part, of collective bargaining, 405 or of dealing with employers concerning grievances, terms or conditions 406 of employment, or of other mutual aid or protection and which is not a 407 company union. This includes, but is not limited to, bona fide labor 408 organizations that are certified or recognized as the organization of 409 jurisdiction representing the workers involved or bona fide building 410 and construction trades councils or district councils and state and local 411 labor federations comprised of local unions certified or recognized as 412 the representative of the workers. 413 (5) "Neutrality policy or agreement" means a policy or agreement 414 wherein an employer remains neutral in a union organizing drive and 415 does not actively oppose union efforts to gain majority support of the 416 relevant employees of the employer. 417 (6) "State" means the state of Connecticut or any political subdivision 418 thereof. 419 (A) Operations, maintenance and security employees employed in 420 any building or facility that is a part of or connected to an assisted 421 Raised Bill No. 999 LCO No. 3799 15 of 23 project shall be paid not less than the prevailing wage prescribed in 422 section 31-53 of the general statutes, or, where applicable, the standard 423 wage specified in section 31-57 of the general statutes. Employers of 424 such employees shall be subject to all the reporting and compliance 425 requirements of section 31-53 of the general statutes and section 31-57 426 of the general statutes. The prevailing wage requirement and standard 427 wage requirement shall apply to employees employed in such facilities 428 for the duration of the assistance and for ten years thereafter. 429 (B) To the full extent permitted by law, the party which, either 430 directly or indirectly, receives assistance for work on an assisted project 431 shall take all necessary actions to ensure that a community benefits 432 agreement is entered into with appropriate community organizations 433 representing residents of the affected community. 434 (C) To the full extent permitted by law, the party which, either 435 directly or indirectly, receives assistance for work on an assisted project 436 shall take all necessary actions to develop and implement a workplace 437 development program at the site of the assisted project. 438 (D) The party which receives assistance for work on an assisted 439 project shall take all necessary actions to ensure that each contractor and 440 subcontractor involved in the construction of the assisted project 441 completes a sworn certification that the firm: (i) Has the necessary 442 resources to perform the portion of the assisted project to which they are 443 assigned, including the necessary technical, financial and personnel 444 resources; (ii) has all required contractor, specialty contractor or trade 445 licenses, certifications or certificates required of any business entity or 446 individual by applicable state or local law; (iii) participates in an 447 apprenticeship training program for each trade in which it employs craft 448 workers that is registered with and approved by the U.S. Department of 449 Labor or a state apprenticeship agency and shall provide proof within 450 seven days of a request from the authority or any authority or agency 451 that its program is actively training employees, has functioning training 452 facilities, and is regularly graduating apprentices to journeyperson 453 status, and such apprentices are placed in employment, hereinafter 454 Raised Bill No. 999 LCO No. 3799 16 of 23 referred to as "class A apprenticeship programs"; and (iv) during the 455 past three years: (I) Has not been debarred by any government agency; 456 (II) has not defaulted on any project; (III) has not had any license, 457 certification or other credential relating to the business revoked or 458 suspended; (IV) has not been found in violation of any law applicable to 459 its business that resulted in the payment of a fine, back pay damages, or 460 any other type of penalty in the amount of ten thousand dollars or more; 461 will pay craft personnel employed on the project, at a minimum, the 462 applicable wage and fringe benefit rates for the classification in which 463 the worker is employed in accordance with applicable required rates for 464 the project; and (V) has not misclassified and will not misclassify craft 465 labor employees as independent contractors. 466 (E) The party which receives assistance on an assisted project shall 467 submit to the Labor Commissioner the certifications of compliance with 468 responsible contractor requirements not less than thirty days prior to the 469 commencement of construction of the project, and such certifications 470 shall constitute public documents which shall be made available 471 without redaction on a publicly available web 472 site not later than seven days after being submitted to the 473 commissioner. 474 (F) A responsible contractor certification containing false, misleading, 475 or inaccurate information shall, after notice and opportunity to be heard, 476 subject the firm that has signed such certification to a three-year 477 debarment from future public and publicly assisted projects and other 478 applicable penalties and sanctions. 479 (G) The failure of a party receiving assistance on an assisted project 480 to take reasonable steps to ensure that contractors' certifications are 481 accurate and truthful shall constitute a material breach of the agreement, 482 grant, loan, commitment of funds, or other instrument pursuant to 483 which under which assistance is provided and shall permit the state to 484 impose applicable penalties and sanctions for conduct constituting 485 noncompliance, including, but not limited to, revocation of part or all of 486 Raised Bill No. 999 LCO No. 3799 17 of 23 the assistance provided by the state. 487 (H) In addition to the other requirements of this section, the following 488 requirements shall apply to assisted projects covered by this section that 489 produce five megawatts of power or more, to utility-owned projects, 490 and to all grid-connected projects that are designed to create between 491 two and one-half megawatts and five megawatts of power: Contractors 492 and subcontractors on assisted projects shall pay construction craft 493 employees on the project, at a minimum, the applicable prevailing wage 494 and fringe benefit rates for the appropriate classification in which the 495 worker is employed. Firms engaged in the construction of an assisted 496 project shall be subject to all reporting and compliance requirements of 497 section 31-53 of the general statutes. Contractors that violate prevailing 498 wage requirements on assisted projects shall be subject to penalties and 499 sanctions in accordance with section 31-53 of the general statutes. In 500 addition, the failure of a party receiving assistance on an assisted project 501 to take reasonable steps to ensure that contractors comply with this 502 subdivision shall constitute a material breach of the agreement, grant, 503 loan, commitment of funds, or other instrument pursuant to which 504 under which assistance is provided and shall permit the state to impose 505 appropriate penalties, including, but not limited to, revocation or 506 recoupment of all or part of the assistance provided by the state, and an 507 award of compensation to employees who were deprived of the benefits 508 of applicable wage and benefit standards. 509 (g) For purposes of this subsection: 510 (1) "Best value" has the same meaning as prescribed in section 4e-1 of 511 the general statutes. 512 (2) "Assisted project" means a construction project that concerns the 513 development of renewable energy project or energy efficiency project, 514 or is a construction project related thereto, as to which the state provides 515 economic assistance of any kind including, but not limited to, renewable 516 energy credits, grants, loans, commitments of funds, or tax abatements 517 or exemptions or other assistance with a total present financial value of 518 Raised Bill No. 999 LCO No. 3799 18 of 23 one million dollars or more. 519 (3) "Renewable energy project" means a project that is intended to or 520 will have the effect of enhancing energy efficiency, building 521 electrification upgrades, the development of renewable energies, or 522 enhancing climate change resiliency, and will include projects that 523 create useable energy from solar power, wind power, a fuel cell, 524 geothermal sources, landfill methane gas, anaerobic digestion or other 525 biogas derived from biological sources, thermal electric direct energy 526 conversion from a certified Class I renewable energy source, ocean 527 thermal power, wave or tidal power, low emission advanced renewable 528 energy conversion technologies, and zero emission low grade heat 529 power generation systems based on organic oil free rankine, kalina or 530 similar nonstream cycles that use waste heat from an industrial or 531 commercial process that does not generate electricity, a run-of-the-river 532 hydropower facility that began operation after July 1, 2003, and has a 533 generating capacity of not more than thirty megawatts, a run-of-the-534 river hydropower facility that received a new license after January 1, 535 2018, or a biomass facility that uses sustainable biomass fuel, as defined 536 in subsection (a) of section 16-1 of the general statutes. 537 (4) "Employment conditions" means the terms under which 538 employees provide their labor to a contractor, and shall include, but not 539 be limited to, wage rates, insurance, paid sick and vacation leave, 540 retirement benefits, uniform and tool allowances, longevity bonuses, 541 provision of break time, provision of break areas, provision of full-time 542 jobs rather than part-time jobs, the existence of a neutrality policy or 543 agreement with respect to labor unions seeking to represent that the 544 offeror's or offeror's contractor's employees, health and safety 545 protections, and the existence of a collective bargaining agreement. 546 (5) "Awarding authority" means the state thereof empowered to 547 provide assistance to operators of renewable energy projects funded by 548 this section. 549 (6) "Assistance" means the provision of financial assistance of any 550 Raised Bill No. 999 LCO No. 3799 19 of 23 kind, including, but not limited to, by grant, award, instrument, loan, 551 commitment of funds, or renewable energy credit, to an operator of a 552 renewable energy project which assistance has a present financial value 553 of one million dollars or more. 554 (7) "Vendor" means a business entity which receives assistance from 555 the awarding authority. 556 (8) "Subcontract" means an agreement between a vendor and 557 subvendor to provide manufactured materials or perform additional 558 work under the vendor. 559 (9) "Subvendor" means a business entity entering into a subcontract 560 with the vendor to provide manufactured materials for completion of 561 an assisted project. 562 (10) "Workforce development program" means a program pursuant 563 to which newly hired employees and already hired employees from 564 disadvantaged communities, including zip codes with high rates of 565 poverty, unemployment and chronic unemp loyment, as well as 566 individuals with barriers to employment, including people who have 567 been incarcerated, and people who have been traditionally 568 underrepresented in the relevant employment, are given the 569 opportunities for skill development that will enable them to qualify for 570 higher paying jobs on an assisted project; a workforce development 571 program shall include (A) apprenticeship training through a class A 572 apprenticeship program for each trade in which it employs craft 573 workers that is actively training employees, has functioning training 574 facilities, and is regularly graduating apprentices to journeyperson 575 status, and such apprentices are placed in employment, and (B) 576 preapprenticeship training that will enable students to qualify for 577 apprenticeship training in a class A apprenticeship program. 578 (11) "State" means the state of Connecticut or any political 579 subdivision thereof. 580 (A) The state may select recipients of state assistance for an assisted 581 Raised Bill No. 999 LCO No. 3799 20 of 23 project using either a competitive bidding or a competitive negotiation 582 process. Solicitations used in connection with an assisted project shall 583 utilize the following procedures: Solicitations shall be designed to 584 ensure best value results for the state by: (i) Permitting project proposals 585 for any type of viable renewable energy source; and (ii) promoting 586 maximum competition among qualified offerors presenting proposals. 587 (B) Solicitations shall be administered through a public request for 588 proposals process that provides adequate notice, instructions for 589 submitting proposals and other relevant information as determined by 590 the agency. 591 (C) Requests for proposals shall require proposals from an offeror, 592 which include: (i) Proposed project, including type, viability and 593 projected amount of energy, project plan and schedule; (ii) the 594 qualifications, resources and capabilities of the offeror and, the project 595 team to be used on the project. 596 (D) The agency shall approve the project that provides the best value, 597 considering the viability and benefits of the proposed project and 598 qualifications of the offeror and project team. 599 (E) Requests for proposals shall be administered in compliance with 600 this section and additional instructions set forth in the solicitation and 601 notice of requests for proposals: 602 (i) The agency shall evaluate proposals on the basis of a maximum 603 point scale. Proposals shall be scored only on the basis of the evaluation 604 factors set forth in the request for proposals. 605 (ii) Request for proposals shall include only factors listed in this 606 section and any additional factors or subfactors the state deems 607 necessary for achieving best value results. 608 (iii) The offeror that complies with the specifications and 609 requirements of the request for proposals and receives the highest 610 maximum score shall be selected by the agency for a project award. 611 Raised Bill No. 999 LCO No. 3799 21 of 23 (F) In evaluating competitive proposals, the agency shall evaluate the 612 proposed project on the following factors: 613 (i) Projected amount of energy to be generated; 614 (ii) Viability of the proposed energy source; 615 (iii) Feasibility of the project plan and schedule; 616 (iv) Qualifications of the offeror and the project team; 617 (v) Positive impact on the community and disadvantaged populace; 618 (vi) Employment conditions; and 619 (vii) Environmental impacts of the proposed project. 620 (G) The offeror's qualifications shall be determined by an evaluation 621 of its past performance record, expertise and technical qualifications 622 and present performance capabilities, including financial resources and 623 experience of the offeror's senior management and project team 624 management. 625 (H) The qualifications of the lead contractor and subcontractors shall 626 be determined by an evaluation of the following subfactors: 627 (i) Past performance record. Evaluation of this subfactor requires a 628 review of past projects, including budget, schedule and safety data, 629 performance evaluation reports, quality of workmanship and 630 compliance with project specifications; 631 (ii) Expertise and technical qualifications. Evaluation of this subfactor 632 requires examination of the general and specific experience in relevant 633 market sectors and in projects similar to the proposed project. 634 (iii) Performance capabilities of management. Evaluation of this 635 subfactor requires examination of: (I) Resources, including equipment 636 and financial resources; and (II) experience of the senior management 637 and project management of the lead contractor and subcontractors; and 638 Raised Bill No. 999 LCO No. 3799 22 of 23 (iv) Performance capabilities of craft labor. Evaluation of craft labor 639 personnel shall consider the use of: (I) Project labor agreements as a 640 reliable source for ensuring an adequate supply of skilled craft labor in 641 all trades needed for the proposed project; (II) participation in registered 642 apprenticeship programs that have a track record of graduating 643 apprentices for at least three years and journeyperson; (III) training 644 programs used to provide training for upgrading skills or training for 645 specialized skills; (IV) training programs that provide safety training 646 and certification, including, but not limited to, OSHA ten-hour and 647 thirty-hour programs. 648 (I) Proposers shall describe how they will create a workforce training 649 plan pursuant to which they will: (i) Recruit and hire individuals from 650 zip codes with high rates of poverty unemployment and chronic 651 unemployment; (ii) give priority in any hiring to persons not currently 652 or previously employed by the proposer and the suppliers of 653 manufactured materials for the project to individuals with barriers to 654 employment, including people who have been incarcerated, people 655 with disabilities, and people who have been traditionally 656 underrepresented in the relevant employment; (iii) take advantage of 657 publicly funded workforce development programs to train new and 658 retained employees; (iv) include employment opportunities for 659 apprentices through an apprenticeship program registered with the 660 Labor Department or a federally recognized state apprenticeship agency 661 that complies with the requirements of 29 CFR 29 and 30; (v) include 662 commitments to provide preapprenticeship training; and (vi) enter into 663 a community benefits agreement to benefit the communities in which 664 the project may be sited. 665 (J) The terms under which employees provide their labor to a 666 contractor, including, but not be limited to, wage rates, insurance, paid 667 sick and vacation leave, retirement benefits, uniform and tool 668 allowances, longevity bonuses, provision of break time, provision of 669 break areas, provision of full-time jobs rather than part-time jobs; 670 (K) The existence of a labor peace agreement with any union seeking 671 Raised Bill No. 999 LCO No. 3799 23 of 23 to represent the contractor's employees; 672 (L) Health and safety protections; and 673 (M) The existence of a collective bargaining agreement. 674 (h) Environmental impacts of the proposed project. Evaluation of this 675 subfactor requires consideration of the project's likely environmental 676 impacts and their effect on human and ecological health. 677 (i) The lead contractor shall provide a list in its proposals that 678 identifies the names of all subcontractors, regardless of tier, it proposes 679 to use for the project and the scope of work and approximate percentage 680 of the total project of each subcontractor listed. 681 (j) Requests for proposals may be preceded by a prequalification 682 stage to require interested offerors to demonstrate that they have 683 adequate minimum qualifications and sufficiently viable project 684 proposals to qualify to compete in a request for proposals process. 685 (k) Evaluation of this factor shall include an assessment of the degree 686 to which the project promotes opportunities to small, minority-owned 687 businesses and workers in economically disadvantaged communities. 688 This act shall take effect as follows and shall amend the following sections: Section 1 from passage New section Statement of Purpose: To provide for a just transition to climate-protective energy production and community investment. [Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not underlined.]