Us Congress 2025-2026 Regular Session

Us Congress House Bill HB216

Introduced
1/7/25  

Caption

Securities Enforcement Clarity Act of 2025 or the SEC Act of 2025This bill specifies when separate occurrences of securities law violations must be considered as a single violation for purposes of calculating penalties. Specifically, separate occurrences must be counted as a single violation when the acts in question are the result of (1) a common or a substantially overlapping cause, (2) the same misstatement or omission, or (3) a continuing failure to comply.The bill applies to various violations of securities law, including those involving the registration, offer, and sale of securities; and the conduct of brokers, dealers, and investment advisers.

Congress_id

119-HR-216

Policy_area

Finance and Financial Sector

Introduced_date

2025-01-07

Companion Bills

No companion bills found.

Previously Filed As

US HB9342

Securities Enforcement Clarity Act of 2024

US HB3572

Securities Clarity Act

US HB8933

Original Securities and Exchange Atonement Act of 2024

US HB4589

To amend the Securities Exchange Act of 1934 to provide for the registration of proxy advisory firms, and for other purposes.

US HB2622

To amend the Investment Advisers Act of 1940 to codify certain Securities and Exchange Commission no-action letters that exclude brokers and dealers compensated for certain research services from the definition of investment adviser, and for other purposes.

US HB4628

To amend the Securities Exchange Act of 1934 to require the Securities and Exchange Commission to disclose and report on non-material disclosure mandates, and for other purposes.

US HB2576

To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.

US SB439

Preventing Elected Leaders from Owning Securities and Investments (PELOSI) Act

US HB317

Stop Environmental Calculations Act of 2023 or the SEC Act of 2023 This bill prohibits the Securities and Exchange Commission from requiring climate-related disclosures that are not material to investors.

US HB2605

To amend the Securities Exchange Act of 1934 to exclude qualified institutional buyers and institutional accredited investors when calculating holders of a security for purposes of the mandatory registration threshold under such Act, and for other purposes.

Similar Bills

No similar bills found.