Us Congress 2025-2026 Regular Session

Us Congress House Bill HB216

Introduced
1/7/25  

Caption

Securities Enforcement Clarity Act of 2025 or the SEC Act of 2025This bill specifies when separate occurrences of securities law violations must be considered as a single violation for purposes of calculating penalties. Specifically, separate occurrences must be counted as a single violation when the acts in question are the result of (1) a common or a substantially overlapping cause, (2) the same misstatement or omission, or (3) a continuing failure to comply.The bill applies to various violations of securities law, including those involving the registration, offer, and sale of securities; and the conduct of brokers, dealers, and investment advisers.

Congress_id

119-HR-216

Policy_area

Finance and Financial Sector

Introduced_date

2025-01-07

Companion Bills

No companion bills found.

Similar Bills

No similar bills found.