81R3737 JRH-F
By: Christian H.B. No. 4171
A BILL TO BE ENTITLED
AN ACT
relating to procedures to help ensure that certain state agency
rules are consistent with the meaning and intent of applicable
legislative enactments.
BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
SECTION 1. Section 2001.032, Government Code, is amended to
read as follows:
Sec. 2001.032. CONSIDERATION OF LEGISLATIVE INTENT
[REVIEW]. (a) In the process of developing a new rule and before a
state agency gives notice of its intention to adopt a rule under
Sections 2001.023 and 2001.024, the agency shall research the
legislative history of and prepare a legislative history on the law
under which the rule is to be adopted. To effectively research and
prepare the legislative history, the state agency must:
(1) ascertain the names of the primary author and
sponsor of the legislation that added or amended the law that
authorizes the agency to adopt the rule by consulting with the chief
clerk of the house of representatives, the secretary of the senate,
an automated information system operated by the Texas Legislative
Council, or another reliable source;
(2) identify any statement or discussion of
legislative intent that occurred in the legislative process before
enrollment in connection with the legislation that added or amended
the law under which the rule would be adopted;
(3) review the final publicly available bill analysis
prepared by a legislative office before enrollment;
(4) determine whether each legislative author or
sponsor identified in Subdivision (1) is still a member of the
legislature; and
(5) assemble the information gathered under
Subdivisions (1), (2), (3), and (4) into a legislative history to be
used by the agency during the deliberative process of developing
new rules.
(b) In this section, a reference to the law under which a
rule is or would be adopted includes the law that the rule would
implement or enforce.
(c) Before a state agency gives notice of its intention to
adopt a rule under Sections 2001.023 and 2001.024, the agency
shall:
(1) ensure that the proposed rule is consistent with
the legislature's intent in enacting or otherwise affecting the law
under which the rule would be adopted; and
(2) notify the primary author and sponsor of the
legislation that added or amended the law under which the rule would
be adopted that the adoption of a rule related to the member's
legislation is being considered.
(d) Concurrently with the state agency's filing of the
notice with the secretary of state, the agency shall deliver a copy
of the notice of the proposed rule required by Sections 2001.023 and
2001.024 to the primary author and sponsor as described in the
legislative history.
(e) Not later than the 10th day before the date the state
agency considers the proposed rule for final adoption, the agency
shall deliver to the primary author and sponsor a copy of the
proposed rule if the text of the rule differs from the text of the
proposed rule published under Section 2001.024. The agency also
shall notify the primary author and sponsor in a timely manner of
the time and place of a public hearing or informal conference held
in connection with the contemplated rulemaking.
(f) The primary author or sponsor of legislation that added
or amended the law under which the rule would be adopted may
formally advise the governor in writing of the person's belief that
the proposed rule is not consistent with the intent of the
legislature.
(g) Before the state agency adopts the rule, the governor
may issue a proclamation instructing the agency not to adopt the
rule. After the state agency adopts the rule, the governor may,
during the 90-day period following the date the agency finally
adopts the rule, issue a proclamation vacating the rule. A
proclamation under this subsection must describe how the rule is
inconsistent with the intent of the legislature.
(h) The state agency may not adopt the proposed rule if the
agency receives the proclamation instructing the agency not to
adopt the rule before the agency meets to consider the rule for
final adoption. A rule is vacated if the governor issues a
proclamation vacating the rule within the period prescribed by
Subsection (g). The agency also shall promptly deliver a copy of a
proclamation received under Subsection (g) to the primary author
and sponsor.
(i) A rule is vacated under this section as of the date of
issuance of the governor's proclamation vacating the rule. A
decision or act taken under the vacated rule on or after the date
the rule took effect but before the date the rule is vacated is
governed by the rule that was in effect when the decision or act was
taken, and the vacated rule is continued in effect for that purpose.
(j) The state agency shall deliver a copy of an emergency
rule adopted under Section 2001.034 and the written reasons for its
adoption to the primary author and sponsor as determined by the
legislative history with respect to the law under which the
emergency rule was adopted concurrently with the agency's filing of
the rule and the reasons for its adoption with the secretary of
state. If the agency gives an abbreviated notice or conducts a
hearing in connection with the adoption of the emergency rule, the
agency shall also promptly deliver to the primary author and
sponsor a copy of the notice and shall timely inform the primary
author and sponsor of the time and place of the hearing.
(k) Failure to provide notice under this section does not
invalidate an action taken or rule adopted. A requirement of this
section that a notice or other item be delivered to a primary author
or sponsor of legislation does not apply if the author or sponsor is
no longer a member of the legislature.
(l) Each house of the legislature shall consider the
adoption of a rule that allows:
(1) the primary author of a bill to enter a statement
of legislative intent into the bill analysis before the bill is
considered in a committee hearing in the originating house; and
(2) the author of each adopted amendment to a bill to
enter a statement into the bill analysis that indicates how the
amendment's author intends to change the purpose of the bill. [Each
house of the legislature by rule shall establish a process under
which the presiding officer of each house refers each proposed
state agency rule to the appropriate standing committee for review
before the rule is adopted.
[(b) A state agency shall deliver to the lieutenant governor
and the speaker of the house of representatives a copy of the notice
of a proposed rule when the agency files notice with the secretary
of state under Section 2001.023.
[(c) On the vote of a majority of its members, a standing
committee may send to a state agency a statement supporting or
opposing adoption of a proposed rule.]
SECTION 2. Section 2001.024(a), Government Code, is amended
to read as follows:
(a) The notice of a proposed rule must include:
(1) a brief explanation of the proposed rule;
(2) the text of the proposed rule, except any portion
omitted under Section 2002.014, prepared in a manner to indicate
any words to be added or deleted from the current text;
(3) a statement of the statutory or other authority
under which the rule is proposed to be adopted, including:
(A) a concise explanation of the particular
statutory or other provisions under which the rule is proposed;
(B) the section or article of the code affected;
[and]
(C) a certification that the proposed rule has
been reviewed by legal counsel and found to be:
(i) within the state agency's authority to
adopt; and
(ii) consistent with the intent of the
legislature in enacting or otherwise affecting the law under which
the rule would be adopted, as described by Section 2001.032; and
(D) a copy of the legislative history developed
for use by the agency during the deliberative process of developing
the rule;
(4) a fiscal note showing the name and title of the
officer or employee responsible for preparing or approving the note
and stating for each year of the first five years that the rule will
be in effect:
(A) the additional estimated cost to the state
and to local governments expected as a result of enforcing or
administering the rule;
(B) the estimated reductions in costs to the
state and to local governments as a result of enforcing or
administering the rule;
(C) the estimated loss or increase in revenue to
the state or to local governments as a result of enforcing or
administering the rule; and
(D) if applicable, that enforcing or
administering the rule does not have foreseeable implications
relating to cost or revenues of the state or local governments;
(5) a note about public benefits and costs showing the
name and title of the officer or employee responsible for preparing
or approving the note and stating for each year of the first five
years that the rule will be in effect:
(A) the public benefits expected as a result of
adoption of the proposed rule; and
(B) the probable economic cost to persons
required to comply with the rule;
(6) the local employment impact statement prepared
under Section 2001.022, if required;
(7) a request for comments on the proposed rule from
any interested person; and
(8) any other statement required by law.
SECTION 3. Section 2001.033, Government Code, is amended to
read as follows:
Sec. 2001.033. STATE AGENCY ORDER ADOPTING RULE. (a) A
state agency order finally adopting a rule must include:
(1) a reasoned justification for the rule as adopted
consisting solely of:
(A) any written comments received from members of
the legislature and a summary of comments received from parties
interested in the rule that shows the names of interested groups or
associations offering comment on the rule and of members of the
legislature offering written comment on the rule and whether they
were for or against its adoption;
(B) a summary of the factual basis for the rule as
adopted which demonstrates a rational connection between the
factual basis for the rule and the rule as adopted; and
(C) the reasons why the agency disagrees with
party submissions and proposals and with any written comments or
proposals offered by a member of the legislature;
(2) a concise restatement of the particular statutory
provisions under which the rule is adopted and of how the agency
interprets the provisions as authorizing or requiring the rule; and
(3) a certification that the rule, as adopted, has
been reviewed by legal counsel and found to be:
(A) a valid exercise of the agency's legal
authority; and
(B) consistent with the intent of the legislature
in enacting or otherwise affecting the law under which the rule is
adopted, as described by Section 2001.032.
(b) Nothing in this section shall be construed to require
additional analysis of alternatives not adopted by an agency beyond
that required by Subsection (a)(1)(C) [Subdivision (1)(C)] or to
require the reasoned justification to be stated separately from the
statements required in Subsection (a)(1) [Subdivision (1)].
SECTION 4. The change in law made by this Act relating to
the process of state agency rulemaking applies only in relation to:
(1) a state agency rule for which notice of the rule as
proposed is first published in the Texas Register under Sections
2001.023 and 2001.024, Government Code, on or after October 1,
2009; or
(2) an emergency rule adopted on or after September
15, 2009.
SECTION 5. This Act takes effect September 1, 2009.