1 | 1 | | By: Zaffirini, et al. S.B. No. 9 |
---|
2 | 2 | | |
---|
3 | 3 | | |
---|
4 | 4 | | A BILL TO BE ENTITLED |
---|
5 | 5 | | AN ACT |
---|
6 | 6 | | relating to financial support and incentives for the development of |
---|
7 | 7 | | national research universities and high-quality comprehensive |
---|
8 | 8 | | regional universities and a review of the institutional groupings |
---|
9 | 9 | | under the Texas Higher Education Coordinating Board's |
---|
10 | 10 | | accountability system. |
---|
11 | 11 | | BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: |
---|
12 | 12 | | SECTION 1. Subchapter G, Chapter 51, Education Code, is |
---|
13 | 13 | | amended by adding Section 51.358 to read as follows: |
---|
14 | 14 | | Sec. 51.358. LONG-TERM STRATEGIC PLAN FOR RESEARCH |
---|
15 | 15 | | UNIVERSITY OR EMERGING RESEARCH UNIVERSITY. (a) The governing |
---|
16 | 16 | | board of each institution of higher education designated as a |
---|
17 | 17 | | research university or emerging research university under the Texas |
---|
18 | 18 | | Higher Education Coordinating Board's accountability system shall |
---|
19 | 19 | | submit to the coordinating board, in the form and manner prescribed |
---|
20 | 20 | | by the coordinating board, a detailed, long-term strategic plan |
---|
21 | 21 | | documenting the strategy by which the institution intends to |
---|
22 | 22 | | achieve recognition as a research university, or enhance the |
---|
23 | 23 | | university's reputation as a research university, as applicable. |
---|
24 | 24 | | (b) The Texas Higher Education Coordinating Board shall |
---|
25 | 25 | | adopt rules for the administration of this section. |
---|
26 | 26 | | SECTION 2. Subchapter C, Chapter 61, Education Code, is |
---|
27 | 27 | | amended by adding Section 61.0904 to read as follows: |
---|
28 | 28 | | Sec. 61.0904. REVIEW OF INSTITUTIONAL GROUPINGS. At least |
---|
29 | 29 | | once every 10 years, the board shall conduct a review of the |
---|
30 | 30 | | institutional groupings under the board's accountability system, |
---|
31 | 31 | | including a review of the criteria for and definitions assigned to |
---|
32 | 32 | | those groupings. |
---|
33 | 33 | | SECTION 3. Chapter 61, Education Code, is amended by adding |
---|
34 | 34 | | Subchapters FF, GG, and HH to read as follows: |
---|
35 | 35 | | SUBCHAPTER FF. TEXAS COMPETITIVE KNOWLEDGE FUNDING |
---|
36 | 36 | | Sec. 61.9771. DEFINITIONS. In this subchapter: |
---|
37 | 37 | | (1) "At-risk student" means a student of a research |
---|
38 | 38 | | university: |
---|
39 | 39 | | (A) whose score on the Scholastic Assessment Test |
---|
40 | 40 | | (SAT) or the American College Test (ACT) is less than the national |
---|
41 | 41 | | mean score of students' scores on that test; |
---|
42 | 42 | | (B) who has been awarded a grant under the |
---|
43 | 43 | | federal Pell Grant program; |
---|
44 | 44 | | (C) who was 20 years of age or older on the date |
---|
45 | 45 | | the student initially enrolled in the university; |
---|
46 | 46 | | (D) who is enrolled as a part-time student; or |
---|
47 | 47 | | (E) who did not receive a high school diploma but |
---|
48 | 48 | | received a high school equivalency certificate within the last six |
---|
49 | 49 | | years. |
---|
50 | 50 | | (2) "Critical field" means: |
---|
51 | 51 | | (A) the field of engineering, computer science, |
---|
52 | 52 | | mathematics, physical science, allied health, nursing, or teacher |
---|
53 | 53 | | certification in a field of science or mathematics; and |
---|
54 | 54 | | (B) any other field of study identified as a |
---|
55 | 55 | | critical field by the board in "Closing the Gaps," the state's |
---|
56 | 56 | | master plan for higher education. |
---|
57 | 57 | | (3) "Eligible institution" means an institution of |
---|
58 | 58 | | higher education designated as a research university or emerging |
---|
59 | 59 | | research university under the board's accountability system. |
---|
60 | 60 | | Sec. 61.9772. PURPOSE. The purpose of this subchapter is to |
---|
61 | 61 | | provide funding to research universities and emerging research |
---|
62 | 62 | | universities for the recruitment and retention of highly qualified |
---|
63 | 63 | | faculty and the enhancement of research productivity at those |
---|
64 | 64 | | universities. |
---|
65 | 65 | | Sec. 61.9773. FUNDING. (a) For each state fiscal year, |
---|
66 | 66 | | the board shall distribute any funds appropriated by the |
---|
67 | 67 | | legislature for the purposes of this subchapter, and any other |
---|
68 | 68 | | funds made available for the purposes of this subchapter, to |
---|
69 | 69 | | eligible institutions as follows: |
---|
70 | 70 | | (1) 80 percent to be distributed among eligible |
---|
71 | 71 | | institutions based on the average amount of total research funds |
---|
72 | 72 | | expended by each institution annually during the three most recent |
---|
73 | 73 | | state fiscal years, according to the following rates: |
---|
74 | 74 | | (A) $1 million for every $10 million of the |
---|
75 | 75 | | average annual amount of those research funds expended by the |
---|
76 | 76 | | institution, if that average amount for the institution is $50 |
---|
77 | 77 | | million or more; and |
---|
78 | 78 | | (B) $500,000 for every $10 million of the average |
---|
79 | 79 | | annual amount of those research funds expended by the institution, |
---|
80 | 80 | | if that average amount for the institution is less than $50 million; |
---|
81 | 81 | | (2) 10 percent to be distributed among eligible |
---|
82 | 82 | | institutions in proportion to the average number of degrees awarded |
---|
83 | 83 | | by each institution annually during the two most recent state |
---|
84 | 84 | | fiscal years, using the weights assigned to each degree under the |
---|
85 | 85 | | table prescribed by Subsection (b); and |
---|
86 | 86 | | (3) 10 percent to be distributed among eligible |
---|
87 | 87 | | institutions in proportion to the percentage increase, if any, in |
---|
88 | 88 | | the average number of degrees awarded by each institution annually |
---|
89 | 89 | | in the two most recent fiscal years from the average number of |
---|
90 | 90 | | degrees awarded by that institution annually in the two fiscal |
---|
91 | 91 | | years immediately preceding those fiscal years, using the weights |
---|
92 | 92 | | assigned to each degree under the table prescribed by Subsection |
---|
93 | 93 | | (b). |
---|
94 | 94 | | (b) A number of points is assigned for each degree awarded |
---|
95 | 95 | | by an eligible institution according to the following table: |
---|
96 | 96 | | POINTS POINTS |
---|
97 | 97 | | POINTS |
---|
98 | 98 | | Noncritical Field/Not At-Risk Student 1.0 Noncritical Field/Not At-Risk Student 1.0 |
---|
99 | 99 | | Noncritical Field/Not At-Risk Student 1.0 |
---|
100 | 100 | | Noncritical Field/At-Risk Student 2.0 Noncritical Field/At-Risk Student 2.0 |
---|
101 | 101 | | Noncritical Field/At-Risk Student 2.0 |
---|
102 | 102 | | Critical Field/Not At-Risk Student 2.0 Critical Field/Not At-Risk Student 2.0 |
---|
103 | 103 | | Critical Field/Not At-Risk Student 2.0 |
---|
104 | 104 | | Critical Field/At-Risk Student 3.0 Critical Field/At-Risk Student 3.0 |
---|
105 | 105 | | Critical Field/At-Risk Student 3.0 |
---|
106 | 106 | | (c) For purposes of Subsection (a)(1), the amount of total |
---|
107 | 107 | | research funds expended by an eligible institution in a state |
---|
108 | 108 | | fiscal year is the amount of those funds as reported to the board by |
---|
109 | 109 | | the institution for that fiscal year, subject to any adjustment by |
---|
110 | 110 | | the board in accordance with the standards and accounting methods |
---|
111 | 111 | | the board prescribes for purposes of this section. If the funds |
---|
112 | 112 | | available for distribution for a state fiscal year under Subsection |
---|
113 | 113 | | (a)(1) are not sufficient to provide the amount specified by |
---|
114 | 114 | | Subsection (a)(1) for each eligible institution or exceed the |
---|
115 | 115 | | amount sufficient for that purpose, the available amount shall be |
---|
116 | 116 | | distributed in proportion to the total amount to which each |
---|
117 | 117 | | institution is otherwise entitled under Subsection (a)(1). |
---|
118 | 118 | | Sec. 61.9774. RULES. The board shall adopt rules for the |
---|
119 | 119 | | administration of this subchapter, including any rules the board |
---|
120 | 120 | | considers necessary regarding the submission to the board by |
---|
121 | 121 | | eligible institutions of any student data required for the board to |
---|
122 | 122 | | carry out its duties under this subchapter. |
---|
123 | 123 | | SUBCHAPTER GG. TEXAS CENTERS OF EXCELLENCE PERFORMANCE FUNDING |
---|
124 | 124 | | Sec. 61.9791. DEFINITIONS. In this subchapter: |
---|
125 | 125 | | (1) "At-risk student" has the meaning assigned by |
---|
126 | 126 | | Section 61.9771. |
---|
127 | 127 | | (2) "Critical field" has the meaning assigned by |
---|
128 | 128 | | Section 61.9771. |
---|
129 | 129 | | (3) "Eligible institution" means an institution of |
---|
130 | 130 | | higher education designated as a comprehensive university, |
---|
131 | 131 | | doctoral university, or master's university under the board's |
---|
132 | 132 | | accountability system. |
---|
133 | 133 | | Sec. 61.9792. PURPOSE. The purpose of this subchapter is to |
---|
134 | 134 | | provide funding to facilitate the creation of premier public |
---|
135 | 135 | | comprehensive universities focused on strong undergraduate |
---|
136 | 136 | | curricula and limited research centers of excellence. |
---|
137 | 137 | | Sec. 61.9793. FUNDING. (a) For each state fiscal year, |
---|
138 | 138 | | the board shall distribute any funds appropriated by the |
---|
139 | 139 | | legislature for the purposes of this subchapter, and any other |
---|
140 | 140 | | funds made available for the purposes of this subchapter, to |
---|
141 | 141 | | eligible institutions as follows: |
---|
142 | 142 | | (1) 40 percent to be distributed among eligible |
---|
143 | 143 | | institutions in proportion to the number of points assigned to each |
---|
144 | 144 | | institution under the table prescribed by Subsection (c); |
---|
145 | 145 | | (2) 40 percent to be distributed among eligible |
---|
146 | 146 | | institutions in proportion to the percentage increase, if any, in |
---|
147 | 147 | | the average number of degrees awarded annually by each institution |
---|
148 | 148 | | in the two most recent fiscal years from the average number of |
---|
149 | 149 | | degrees awarded annually by that institution in the two fiscal |
---|
150 | 150 | | years immediately preceding those fiscal years, using the weights |
---|
151 | 151 | | assigned to each degree under the table prescribed by Subsection |
---|
152 | 152 | | (c); and |
---|
153 | 153 | | (3) 20 percent to be distributed among eligible |
---|
154 | 154 | | institutions in accordance with an equitable formula developed by |
---|
155 | 155 | | the board based on the number of students enrolled in each |
---|
156 | 156 | | institution who were recognized as National Merit Scholars or who |
---|
157 | 157 | | graduated with a grade point average in the top 10 percent of the |
---|
158 | 158 | | student's high school graduating class, to be used by each |
---|
159 | 159 | | institution to award scholarships to students described by this |
---|
160 | 160 | | subdivision. |
---|
161 | 161 | | (b) A number of points is assigned in accordance with |
---|
162 | 162 | | Subsection (c) on the basis of a degree awarded during the three |
---|
163 | 163 | | state fiscal years preceding the year for which the distribution of |
---|
164 | 164 | | funds under this section is made. |
---|
165 | 165 | | (c) A number of points is assigned for each degree awarded |
---|
166 | 166 | | by an eligible institution according to the following table: |
---|
167 | 167 | | POINTS |
---|
168 | 168 | | Noncritical Field/Not At-Risk Student 1.0 |
---|
169 | 169 | | Noncritical Field/At-Risk Student 2.0 |
---|
170 | 170 | | Critical Field/Not At-Risk Student 2.0 |
---|
171 | 171 | | Critical Field/At-Risk Student 3.0 |
---|
172 | 172 | | Sec. 61.9794. RULES. The board shall adopt rules for the |
---|
173 | 173 | | administration of this subchapter, including any rules the board |
---|
174 | 174 | | considers necessary regarding the submission to the board by |
---|
175 | 175 | | eligible institutions of any student data required for the board to |
---|
176 | 176 | | carry out its duties under this subchapter. |
---|
177 | 177 | | SUBCHAPTER HH. TEXAS RESEARCH INCENTIVE PROGRAM (TRIP) |
---|
178 | 178 | | Sec. 61.9801. DEFINITIONS. In this subchapter: |
---|
179 | 179 | | (1) "Eligible institution" means an institution of |
---|
180 | 180 | | higher education designated as an emerging research university |
---|
181 | 181 | | under the board's accountability system. |
---|
182 | 182 | | (2) "Program" means the Texas Research Incentive |
---|
183 | 183 | | Program (TRIP) established under this subchapter. |
---|
184 | 184 | | Sec. 61.9802. PROGRAM ADMINISTRATION. The board shall |
---|
185 | 185 | | develop and administer the Texas Research Incentive Program (TRIP) |
---|
186 | 186 | | in accordance with this subchapter to provide matching funds to |
---|
187 | 187 | | assist eligible institutions in leveraging private gifts for the |
---|
188 | 188 | | enhancement of research productivity and faculty recruitment. |
---|
189 | 189 | | Sec. 61.9803. MATCHING GRANTS. (a) An eligible |
---|
190 | 190 | | institution that receives cash gifts or endowments from private |
---|
191 | 191 | | sources in a state fiscal year for the purpose of enhancing research |
---|
192 | 192 | | activities at the institution, including a gift or endowment for |
---|
193 | 193 | | endowed chairs, professorships, facilities, equipment, program |
---|
194 | 194 | | costs, or graduate stipends or fellowships, is entitled to receive, |
---|
195 | 195 | | out of funds appropriated for the purposes of the program for that |
---|
196 | 196 | | fiscal year, a matching grant in an amount determined according to |
---|
197 | 197 | | the following rates: |
---|
198 | 198 | | (1) 50 percent of the amount of the gifts and |
---|
199 | 199 | | endowments, if the total amount of gifts and endowments is $100,000 |
---|
200 | 200 | | or more but not more than $999,999; |
---|
201 | 201 | | (2) 75 percent of the amount of the gifts and |
---|
202 | 202 | | endowments, if the total amount of gifts and endowments is $1 |
---|
203 | 203 | | million or more but not more than $1,999,999; or |
---|
204 | 204 | | (3) 100 percent of the amount of the gifts and |
---|
205 | 205 | | endowments, if the total amount of gifts and endowments is $2 |
---|
206 | 206 | | million or more. |
---|
207 | 207 | | (b) An eligible institution is not entitled to matching |
---|
208 | 208 | | funds under the program for: |
---|
209 | 209 | | (1) an in-kind gift; |
---|
210 | 210 | | (2) a gift that has been pledged but has not been |
---|
211 | 211 | | received by the institution; |
---|
212 | 212 | | (3) a gift for undergraduate scholarships or grants; |
---|
213 | 213 | | or |
---|
214 | 214 | | (4) any portion of gifts or endowments received by the |
---|
215 | 215 | | institution from a single source in a state fiscal year in excess of |
---|
216 | 216 | | $10 million. |
---|
217 | 217 | | (c) The board shall establish procedures for the |
---|
218 | 218 | | certification by the board of an eligible institution's receipt of |
---|
219 | 219 | | a qualifying gift or endowment. A gift or endowment must be |
---|
220 | 220 | | certified as of the date the gift or endowment was deposited by the |
---|
221 | 221 | | institution in a depository bank or invested by the institution as |
---|
222 | 222 | | authorized by law. |
---|
223 | 223 | | (d) If the funds appropriated for the program for a state |
---|
224 | 224 | | fiscal year are insufficient to provide matching grants in the |
---|
225 | 225 | | amounts specified by this section for all qualifying private gifts |
---|
226 | 226 | | and endowments received by eligible institutions during that fiscal |
---|
227 | 227 | | year, the board shall provide matching grants for those gifts and |
---|
228 | 228 | | endowments in order of their certification date, and shall provide |
---|
229 | 229 | | matching grants for any remaining unmatched gifts and endowments in |
---|
230 | 230 | | the following fiscal year using funds appropriated to the program |
---|
231 | 231 | | for that following year, to the extent funds are available. |
---|
232 | 232 | | (e) Matching grants received by an eligible institution |
---|
233 | 233 | | under this section may not be considered as a basis to reduce, |
---|
234 | 234 | | directly or indirectly, the amount of money otherwise appropriated |
---|
235 | 235 | | to the institution. |
---|
236 | 236 | | Sec. 61.9804. RULES. The board shall adopt rules for the |
---|
237 | 237 | | administration of this subchapter. |
---|
238 | 238 | | SECTION 4. The Texas Higher Education Coordinating Board |
---|
239 | 239 | | shall adopt rules relating to the administration of Subchapters FF, |
---|
240 | 240 | | GG, and HH, Chapter 61, Education Code, as added by this Act, as |
---|
241 | 241 | | soon as practicable after the effective date of this Act. |
---|
242 | 242 | | SECTION 5. (a) Except as provided by Subsection (b) of |
---|
243 | 243 | | this section, this Act takes effect September 1, 2009. |
---|
244 | 244 | | (b) This Act does not make an appropriation. This Act takes |
---|
245 | 245 | | effect only if a specific appropriation for the implementation of |
---|
246 | 246 | | this Act is provided in a general appropriations act of the 81st |
---|
247 | 247 | | Legislature. |
---|
248 | 248 | | |
---|
249 | 249 | | POINTS |
---|
250 | 250 | | |
---|
251 | 251 | | Noncritical Field/Not At-Risk Student 1.0 |
---|
252 | 252 | | |
---|
253 | 253 | | Noncritical Field/At-Risk Student 2.0 |
---|
254 | 254 | | |
---|
255 | 255 | | Critical Field/Not At-Risk Student 2.0 |
---|
256 | 256 | | |
---|
257 | 257 | | Critical Field/At-Risk Student 3.0 |
---|