8 | 9 | | 2 |
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9 | 10 | | |
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10 | 11 | | 3 |
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11 | 12 | | LONG TITLE |
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12 | 13 | | 4 |
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13 | 14 | | General Description: |
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14 | 15 | | 5 |
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15 | 16 | | This joint resolution amends court rules of procedure regarding pleas. |
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16 | 17 | | 6 |
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17 | 18 | | Highlighted Provisions: |
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18 | 19 | | 7 |
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19 | 20 | | This resolution: |
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20 | 21 | | 8 |
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21 | 22 | | ▸ amends Utah Rules of Criminal Procedure, Rule 11, to address pleas; and |
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22 | 23 | | 9 |
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23 | 24 | | ▸ makes technical and conforming changes. |
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24 | 25 | | 10 |
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25 | 26 | | Other Special Clauses: |
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26 | 27 | | 11 |
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27 | 28 | | This resolution provides a special effective date. |
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28 | 29 | | 12 |
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29 | 30 | | Utah Rules of Criminal Procedure Affected: |
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30 | 31 | | 13 |
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31 | 32 | | AMENDS: |
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32 | 33 | | 14 |
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33 | 34 | | Rule 11, Utah Rules of Criminal Procedure |
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34 | 35 | | 15 |
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35 | 36 | | |
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36 | 37 | | 16 |
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37 | 38 | | Be it resolved by the Legislature of the state of Utah, two-thirds of all members elected to each |
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38 | 39 | | 17 |
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39 | 40 | | of the two houses voting in favor thereof: |
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40 | 41 | | 18 |
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41 | 42 | | As provided in Utah Constitution Article VIII, Section 4, the Legislature may amend rules of |
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42 | 43 | | 19 |
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43 | 44 | | procedure and evidence adopted by the Utah Supreme Court upon a two-thirds vote of all |
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44 | 45 | | 20 |
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45 | 46 | | members of both houses of the Legislature: |
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46 | 47 | | 21 |
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64 | 66 | | 30 |
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65 | 67 | | defendant refuses to plead or if a defendant corporation fails to appear, the court will enter a |
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66 | 68 | | 31 |
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67 | 69 | | plea of not guilty. |
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68 | 70 | | 32 |
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69 | 71 | | (c) No contest plea. A defendant may plead no contest only with the consent of the court. |
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70 | 72 | | 33 |
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71 | 73 | | (d) Not guilty plea. When a defendant enters a plea of not guilty, the case will be set for |
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72 | 74 | | 34 |
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73 | 75 | | trial. A defendant unable to make bail must be given a preference for an early trial. In cases |
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74 | 76 | | 35 |
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75 | 77 | | other than felonies the court will advise the defendant, or counsel, of the requirements for |
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76 | 78 | | 36 |
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77 | 79 | | making a written demand for a jury trial. |
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78 | 80 | | 37 |
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79 | 81 | | (e) Guilty plea. The court may refuse to accept a plea of guilty, no contest, or guilty [and |
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80 | 82 | | 38 |
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81 | 83 | | mentally ill] with a mental condition at the time of the offense, and may not accept the plea |
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82 | 84 | | 39 |
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83 | 85 | | until the court has found: |
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84 | 86 | | 40 |
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85 | 87 | | [(e)](1) if the defendant is not represented by counsel, [he or she] the defendant has |
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86 | 88 | | 41 |
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87 | 89 | | knowingly waived the right to counsel and does not desire counsel; |
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88 | 90 | | 42 |
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89 | 91 | | [(e)](2) the plea is voluntarily made; |
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90 | 92 | | 43 |
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91 | 93 | | [(e)](3) the defendant knows of the right to the presumption of innocence, the right |
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92 | 94 | | 44 |
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93 | 95 | | against compulsory self-incrimination, the right to a speedy public trial before an impartial |
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94 | 96 | | 45 |
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95 | 97 | | jury, the right to confront and cross-examine in open court the prosecution witnesses, the right |
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96 | 98 | | 46 |
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97 | 99 | | to compel the attendance of defense witnesses, and that by entering the plea, these rights are |
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98 | 100 | | 47 |
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99 | 101 | | waived; |
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100 | 102 | | 48 |
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101 | 103 | | [ (e)](4)(A) the defendant understands the nature and elements of the offense to which |
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102 | 104 | | 49 |
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103 | 105 | | the plea is entered, that upon trial the prosecution would have the burden of proving each of |
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104 | 106 | | 50 |
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105 | 107 | | those elements beyond a reasonable doubt, and that the plea is an admission of all those |
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106 | 108 | | 51 |
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107 | 109 | | elements; and |
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108 | 110 | | 52 |
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109 | 111 | | [ (e)(4)](B) there is a factual basis for the plea. A factual basis is sufficient if it |
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110 | 112 | | 53 |
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111 | 113 | | establishes that the charged crime was actually committed by the defendant or, if the defendant |
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112 | 114 | | 54 |
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113 | 115 | | refuses or is otherwise unable to admit culpability, that the prosecution has sufficient evidence |
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114 | 116 | | 55 |
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115 | 117 | | to establish a substantial risk of conviction; |
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116 | 118 | | 56 |
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117 | 119 | | [(e)](5) the defendant knows the minimum and maximum sentence, and if applicable, |
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118 | 120 | | 57 |
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119 | 121 | | the minimum mandatory nature of the minimum sentence, that may be imposed for each |
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120 | 122 | | 58 |
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121 | 123 | | offense to which a plea is entered, including the possibility of the imposition of consecutive |
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122 | 124 | | 59 |
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123 | 125 | | sentences; |
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124 | 126 | | 60 |
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125 | 127 | | [(e)](6) if the tendered plea is a result of a prior plea discussion and plea agreement, and |
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126 | 128 | | 61 |
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127 | 129 | | if so, what agreement has been reached; |
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128 | 130 | | 62 |
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129 | 131 | | [(e)](7) the defendant has been advised of the time limits for filing any motion to |
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133 | 135 | | 64 |
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134 | 136 | | [(e)](8) the defendant has been advised that the right of appeal is limited. |
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135 | 137 | | 65 |
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136 | 138 | | These findings may be based on questioning of the defendant on the record or, if used, a |
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137 | 139 | | 66 |
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138 | 140 | | written statement reciting these factors after the court has established that the defendant has |
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139 | 141 | | 67 |
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140 | 142 | | read, understood, and acknowledged the contents of the statement. If the defendant cannot |
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141 | 143 | | 68 |
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142 | 144 | | understand the English language, it will be sufficient that the statement has been read or |
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143 | 145 | | 69 |
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144 | 146 | | translated to the defendant. |
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145 | 147 | | 70 |
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146 | 148 | | Unless specifically required by statute or rule, a court is not required to inquire into or |
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147 | 149 | | 71 |
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148 | 150 | | advise concerning any collateral consequences of a plea. |
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149 | 151 | | 72 |
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150 | 152 | | (f) Motion to withdraw plea. |
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151 | 153 | | 73 |
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152 | 154 | | (1) A defendant may withdraw a plea of not guilty at any time before conviction. |
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153 | 155 | | 74 |
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154 | 156 | | (2) A defendant must make a motion to withdraw a plea of guilty, no contest, or guilty |
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155 | 157 | | 75 |
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156 | 158 | | with a mental condition at the time of the offense before the sentence is announced. The court |
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157 | 159 | | 76 |
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158 | 160 | | may not announce the defendant's sentence unless the motion to withdraw the plea is denied. |
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159 | 161 | | 77 |
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160 | 162 | | (3) A defendant must make a motion to withdraw a plea in abeyance within 30 days after |
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161 | 163 | | 78 |
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162 | 164 | | the day on which the court accepts the defendant's plea of guilty or no contest. |
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163 | 165 | | 79 |
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164 | 166 | | (4) If a motion to withdraw a plea is not made within the time period described in this |
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165 | 167 | | 80 |
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166 | 168 | | paragraph (f), the defendant may challenge the plea in accordance with the preservation rule, |
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167 | 169 | | 81 |
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168 | 170 | | or an established exception to the preservation rule, in a direct appeal. |
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169 | 171 | | 82 |
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170 | 172 | | (5) Failure to advise the defendant of the time limits for filing any motion to withdraw a |
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171 | 173 | | 83 |
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172 | 174 | | plea[ of guilty, no contest or guilty and mentally ill] is not a ground for setting the plea aside, |
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173 | 175 | | 84 |
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174 | 176 | | but may be the ground for extending the time to make a motion under [Utah Code § 77-13-6] |
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175 | 177 | | 85 |
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176 | 178 | | this paragraph (f). |
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177 | 179 | | 86 |
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178 | 180 | | (g) Plea in domestic violence offense. If the defendant pleads guilty, no contest, or guilty [ |
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179 | 181 | | 87 |
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180 | 182 | | and mentally ill] with a mental condition at the time of the offense to a misdemeanor crime of |
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181 | 183 | | 88 |
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182 | 184 | | domestic violence, as defined in Utah Code [§ ] section 77-36-1, the court will advise the |
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183 | 185 | | 89 |
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184 | 186 | | defendant orally or in writing that, if the case meets the criteria of 18 U.S.C. [§] Sec. |
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185 | 187 | | 90 |
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186 | 188 | | 921(a)(33) or Utah Code [§] section 76-10-503 then pursuant to federal law or state law, it is |
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187 | 189 | | 91 |
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188 | 190 | | unlawful for the defendant to possess, receive or transport any firearm or ammunition. The |
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189 | 191 | | 92 |
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190 | 192 | | failure to advise does not render the plea invalid or form the basis for withdrawal of the plea. |
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191 | 193 | | 93 |
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192 | 194 | | (h) Plea recommendations. |
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193 | 195 | | 94 |
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194 | 196 | | [(h)](1) If it appears that the prosecuting attorney or any other party has agreed to |
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195 | 197 | | 95 |
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196 | 198 | | request or recommend the acceptance of a plea to a lesser included offense, or the dismissal of |
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197 | 199 | | 96 |
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198 | 200 | | other charges, the agreement must be approved or rejected by the court. |
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202 | 204 | | 98 |
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203 | 205 | | the defendant personally that any recommendation as to sentence is not binding on the court. |
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204 | 206 | | 99 |
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205 | 207 | | (i) Plea agreements. |
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206 | 208 | | 100 |
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207 | 209 | | [(i)](1) The judge will not participate in plea discussions prior to any plea agreement |
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208 | 210 | | 101 |
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209 | 211 | | being made by the prosecuting attorney. |
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210 | 212 | | 102 |
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211 | 213 | | [(i)](2) When a tentative plea agreement has been reached, the judge, upon request of the |
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212 | 214 | | 103 |
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213 | 215 | | parties, may permit the disclosure of the tentative agreement and the reasons for it, in advance |
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214 | 216 | | 104 |
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215 | 217 | | of the time for tender of the plea. The judge may then indicate to the prosecuting attorney and |
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216 | 218 | | 105 |
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217 | 219 | | defense counsel whether the proposed disposition will be approved. |
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218 | 220 | | 106 |
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219 | 221 | | [(i)](3) If the judge then decides that final disposition should not be in conformity with |
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220 | 222 | | 107 |
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221 | 223 | | the plea agreement, the judge must advise the parties as to the nature of the divergence from |
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222 | 224 | | 108 |
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223 | 225 | | the plea agreement and then call upon the parties to either affirm or withdraw from the plea |
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224 | 226 | | 109 |
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225 | 227 | | agreement. |
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226 | 228 | | 110 |
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227 | 229 | | (j) Conditional plea. With approval of the court and the consent of the prosecution, a |
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228 | 230 | | 111 |
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229 | 231 | | defendant may enter a conditional plea of guilty, guilty [and mentally ill] with a mental |
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230 | 232 | | 112 |
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231 | 233 | | condition at the time of the offense, or no contest, reserving in the record the right, on appeal |
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232 | 234 | | 113 |
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233 | 235 | | from the judgment, to a review of the adverse determination of any specified pre-trial motion. |
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234 | 236 | | 114 |
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235 | 237 | | A defendant who prevails on appeal will be allowed to withdraw the plea. |
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236 | 238 | | 115 |
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237 | 239 | | (k) Guilty [and mentally ill] with a mental condition at the time of the offense. When a |
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238 | 240 | | 116 |
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239 | 241 | | defendant tenders a plea of guilty [and mentally ill] with a mental condition at the time of the |
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240 | 242 | | 117 |
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241 | 243 | | offense, in addition to the other requirements of this rule, the court will hold a hearing within a |
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242 | 244 | | 118 |
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243 | 245 | | reasonable time to determine if the defendant [is mentally ill] had a mental condition in |
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244 | 246 | | 119 |
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245 | 247 | | accordance with Utah Code [§] section 77-16a-103. |
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246 | 248 | | 120 |
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247 | 249 | | (l) Strict compliance not necessary. Compliance with this rule will be determined by |
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248 | 250 | | 121 |
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249 | 251 | | examining the record as a whole. Any variance from procedures required by this rule which |
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250 | 252 | | 122 |
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251 | 253 | | does not affect substantial rights will be disregarded. Failure to comply with this rule is not, by |
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252 | 254 | | 123 |
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253 | 255 | | itself, sufficient grounds for a collateral attack on a guilty plea. |
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254 | 256 | | 124 |
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