Enrolled Copy S.J.R. 10 1 Joint Resolution Amending Court Rules Regarding Pleas 2025 GENERAL SESSION STATE OF UTAH Chief Sponsor: Stephanie Pitcher House Sponsor: Ryan D. Wilcox 2 3 LONG TITLE 4 General Description: 5 This joint resolution amends court rules of procedure regarding pleas. 6 Highlighted Provisions: 7 This resolution: 8 ▸ amends Utah Rules of Criminal Procedure, Rule 11, to address pleas; and 9 ▸ makes technical and conforming changes. 10 Other Special Clauses: 11 This resolution provides a special effective date. 12 Utah Rules of Criminal Procedure Affected: 13 AMENDS: 14 Rule 11, Utah Rules of Criminal Procedure 15 16 Be it resolved by the Legislature of the state of Utah, two-thirds of all members elected to each 17 of the two houses voting in favor thereof: 18 As provided in Utah Constitution Article VIII, Section 4, the Legislature may amend rules of 19 procedure and evidence adopted by the Utah Supreme Court upon a two-thirds vote of all 20 members of both houses of the Legislature: 21 Section 1. Rule 11, Utah Rules of Criminal Procedure is amended to read: 22 Rule 11 . Pleas. 23 (a) Right to Counsel. Upon arraignment, except for an infraction, a defendant must be 24 represented by counsel, unless the defendant waives counsel in open court. The defendant 25 must not be required to plead until the defendant has had a reasonable time to confer with 26 counsel. 27 (b) Types of pleas. A defendant may plead not guilty, guilty, no contest, not guilty by 28 reason of insanity, or guilty [and mentally ill] with a mental condition at the time of the offense. S.J.R. 10 Enrolled Copy 29 A defendant may plead in the alternative not guilty or not guilty by reason of insanity. If a 30 defendant refuses to plead or if a defendant corporation fails to appear, the court will enter a 31 plea of not guilty. 32 (c) No contest plea. A defendant may plead no contest only with the consent of the court. 33 (d) Not guilty plea. When a defendant enters a plea of not guilty, the case will be set for 34 trial. A defendant unable to make bail must be given a preference for an early trial. In cases 35 other than felonies the court will advise the defendant, or counsel, of the requirements for 36 making a written demand for a jury trial. 37 (e) Guilty plea. The court may refuse to accept a plea of guilty, no contest, or guilty [and 38 mentally ill] with a mental condition at the time of the offense, and may not accept the plea 39 until the court has found: 40 [(e)](1) if the defendant is not represented by counsel, [he or she] the defendant has 41 knowingly waived the right to counsel and does not desire counsel; 42 [(e)](2) the plea is voluntarily made; 43 [(e)](3) the defendant knows of the right to the presumption of innocence, the right 44 against compulsory self-incrimination, the right to a speedy public trial before an impartial 45 jury, the right to confront and cross-examine in open court the prosecution witnesses, the right 46 to compel the attendance of defense witnesses, and that by entering the plea, these rights are 47 waived; 48 [ (e)](4)(A) the defendant understands the nature and elements of the offense to which 49 the plea is entered, that upon trial the prosecution would have the burden of proving each of 50 those elements beyond a reasonable doubt, and that the plea is an admission of all those 51 elements; and 52 [ (e)(4)](B) there is a factual basis for the plea. A factual basis is sufficient if it 53 establishes that the charged crime was actually committed by the defendant or, if the defendant 54 refuses or is otherwise unable to admit culpability, that the prosecution has sufficient evidence 55 to establish a substantial risk of conviction; 56 [(e)](5) the defendant knows the minimum and maximum sentence, and if applicable, 57 the minimum mandatory nature of the minimum sentence, that may be imposed for each 58 offense to which a plea is entered, including the possibility of the imposition of consecutive 59 sentences; 60 [(e)](6) if the tendered plea is a result of a prior plea discussion and plea agreement, and 61 if so, what agreement has been reached; 62 [(e)](7) the defendant has been advised of the time limits for filing any motion to - 2 - Enrolled Copy S.J.R. 10 63 withdraw the plea; and 64 [(e)](8) the defendant has been advised that the right of appeal is limited. 65 These findings may be based on questioning of the defendant on the record or, if used, a 66 written statement reciting these factors after the court has established that the defendant has 67 read, understood, and acknowledged the contents of the statement. If the defendant cannot 68 understand the English language, it will be sufficient that the statement has been read or 69 translated to the defendant. 70 Unless specifically required by statute or rule, a court is not required to inquire into or 71 advise concerning any collateral consequences of a plea. 72 (f) Motion to withdraw plea. 73 (1) A defendant may withdraw a plea of not guilty at any time before conviction. 74 (2) A defendant must make a motion to withdraw a plea of guilty, no contest, or guilty 75 with a mental condition at the time of the offense before the sentence is announced. The court 76 may not announce the defendant's sentence unless the motion to withdraw the plea is denied. 77 (3) A defendant must make a motion to withdraw a plea in abeyance within 30 days after 78 the day on which the court accepts the defendant's plea of guilty or no contest. 79 (4) If a motion to withdraw a plea is not made within the time period described in this 80 paragraph (f), the defendant may challenge the plea in accordance with the preservation rule, 81 or an established exception to the preservation rule, in a direct appeal. 82 (5) Failure to advise the defendant of the time limits for filing any motion to withdraw a 83 plea[ of guilty, no contest or guilty and mentally ill] is not a ground for setting the plea aside, 84 but may be the ground for extending the time to make a motion under [Utah Code § 77-13-6] 85 this paragraph (f). 86 (g) Plea in domestic violence offense. If the defendant pleads guilty, no contest, or guilty [ 87 and mentally ill] with a mental condition at the time of the offense to a misdemeanor crime of 88 domestic violence, as defined in Utah Code [§ ] section 77-36-1, the court will advise the 89 defendant orally or in writing that, if the case meets the criteria of 18 U.S.C. [§] Sec. 90 921(a)(33) or Utah Code [§] section 76-10-503 then pursuant to federal law or state law, it is 91 unlawful for the defendant to possess, receive or transport any firearm or ammunition. The 92 failure to advise does not render the plea invalid or form the basis for withdrawal of the plea. 93 (h) Plea recommendations. 94 [(h)](1) If it appears that the prosecuting attorney or any other party has agreed to 95 request or recommend the acceptance of a plea to a lesser included offense, or the dismissal of 96 other charges, the agreement must be approved or rejected by the court. - 3 - S.J.R. 10 Enrolled Copy 97 [(h)](2) If sentencing recommendations are allowed by the court, the court will advise 98 the defendant personally that any recommendation as to sentence is not binding on the court. 99 (i) Plea agreements. 100 [(i)](1) The judge will not participate in plea discussions prior to any plea agreement 101 being made by the prosecuting attorney. 102 [(i)](2) When a tentative plea agreement has been reached, the judge, upon request of the 103 parties, may permit the disclosure of the tentative agreement and the reasons for it, in advance 104 of the time for tender of the plea. The judge may then indicate to the prosecuting attorney and 105 defense counsel whether the proposed disposition will be approved. 106 [(i)](3) If the judge then decides that final disposition should not be in conformity with 107 the plea agreement, the judge must advise the parties as to the nature of the divergence from 108 the plea agreement and then call upon the parties to either affirm or withdraw from the plea 109 agreement. 110 (j) Conditional plea. With approval of the court and the consent of the prosecution, a 111 defendant may enter a conditional plea of guilty, guilty [and mentally ill] with a mental 112 condition at the time of the offense, or no contest, reserving in the record the right, on appeal 113 from the judgment, to a review of the adverse determination of any specified pre-trial motion. 114 A defendant who prevails on appeal will be allowed to withdraw the plea. 115 (k) Guilty [and mentally ill] with a mental condition at the time of the offense. When a 116 defendant tenders a plea of guilty [and mentally ill] with a mental condition at the time of the 117 offense, in addition to the other requirements of this rule, the court will hold a hearing within a 118 reasonable time to determine if the defendant [is mentally ill] had a mental condition in 119 accordance with Utah Code [§] section 77-16a-103. 120 (l) Strict compliance not necessary. Compliance with this rule will be determined by 121 examining the record as a whole. Any variance from procedures required by this rule which 122 does not affect substantial rights will be disregarded. Failure to comply with this rule is not, by 123 itself, sufficient grounds for a collateral attack on a guilty plea. 124 Section 2. Effective Date. 125 As provided in Utah Constitution, Article VIII, Section 4, this resolution takes effect 126 upon a two-thirds vote of all members elected to each house. - 4 -