Washington 2025-2026 Regular Session

Washington Senate Bill SB5067 Compare Versions

The same version is selected twice. Please select two different versions to compare.
OldNewDifferences
11 $1 $&7 5HODWLQJ WR LPSDLUHG GULYLQJ DPHQGLQJ 5&:  
22            
33   DQG $  DGGLQJ D QHZ VHFWLRQ WR FKDSWHU   5&: 
44 DGGLQJ D QHZ VHFWLRQ WR FKDSWHU   5&:  DGGLQJ D QHZ VHFWLRQ WR
55 FKDSWHU   5&:  FUHDWLQJ D QHZ VHFWLRQ SUHVFULELQJ SHQDOWLHV
66 SURYLGLQJDQHIIHFWLYHGDWHDQGSURYLGLQJDQH[SLUDWLRQGDWH
77 %(,7(1$&7('%<7+(/(*,6/$785(2)7+(67$7(2):$6+,1*721
88 1(: 6(&7,21   6HF     7KH OHJLVODWXUH ILQGV WKDW D SHU VH
99   EORRG DOFRKRO FRQFHQWUDWLRQ OHYHO LV WKH VWDQGDUG WKURXJKRXW
1010 PRVW RI WKH ZRUOG 1RUZD\ ZDV WKH ILUVW FRXQWU\ WR HVWDEOLVK D SHU VH
1111 EORRG DOFRKRO FRQFHQWUDWLRQ OLPLW RI   LQ  6LQFH WKHQ PRVW
1212 FRXQWULHV KDYH DGRSWHG EORRG DOFRKRO FRQFHQWUDWLRQ OLPLWV RI   RU
1313 ORZHU (LJKW\IRXU SHUFHQW RI WKH ZRUOGV SRSXODWLRQ OLYHV LQ
1414 FRXQWULHV ZLWK D EORRG DOFRKRO FRQFHQWUDWLRQ OLPLW RI   RU ORZHU
1515 6WXGLHV RQ WKH LPSDFWV RI WKHVH ODZV DURXQG WKH ZRUOG KDYH IRXQG WKDW
1616 UHGXFLQJ WKH OLPLW IURP   WR   UHVXOWV LQ DQ DYHUDJH UHGXFWLRQ
1717 RI IDWDOLWLHV LQYROYLQJ DOFRKROLPSDLUHG GULYLQJ E\  SHUFHQW
1818 DQQXDOO\ 7KH QDWLRQDO KLJKZD\ WUDIILF VDIHW\ DGPLQLVWUDWLRQ IRXQG
1919 WKDW D GULYHUV ULVN RI FUDVK LQYROYHPHQW DW   LV GRXEOH WKH UDWH
2020 RIDVREHUGULYHUZKLFKLQFUHDVHVWRWKUHHWLPHVWKHULVNDW  
2121 =
2222 6(1$7(%,//
2323 6WDWHRI:DVKLQJWRQ
2424 WK/HJLVODWXUH 5HJXODU6HVVLRQ
2525 %\ 6HQDWRUV /RYLFN DQG 0F&XQH E\ UHTXHVW RI :DVKLQJWRQ 7UDIILF
2626 6DIHW\&RPPLVVLRQ
2727 3UHILOHG
2828 S 6%   7KH OHJLVODWXUH ILQGV DQG GHFODUHV WKDW  ZDV WKH
2929 GHDGOLHVW \HDU RQ :DVKLQJWRQ URDGV VLQFH  :DVKLQJWRQ VWDWH VDZ
3030  IDWDO FUDVKHV UHVXOWLQJ LQ WKH GHDWK RI PRUH WKDQ  SHRSOH
3131 +DOI RI DOO IDWDO FUDVKHV LQYROYH D GULYHU LPSDLUHG E\ GUXJV RU
3232 DOFRKRO DQG WKH VWDWH VDZ D  SHUFHQW LQFUHDVH LQ FUDVKHV LQYROYLQJ
3333 DQ LPSDLUHG GULYHU EHWZHHQ  DQG  7KLV DODUPLQJ XSZDUG WUHQG
3434 PXVW EH DGGUHVVHG LI :DVKLQJWRQ VWDWH LV JRLQJ WR PHHW LWV JRDO RI
3535 WDUJHW]HUR
3636   7KH LQFUHDVH LQ :DVKLQJWRQLDQV FKRRVLQJ WR GULYH ZKLOH
3737 LPSDLUHG SRLQWV WR D QHHG WR DGMXVW :DVKLQJWRQV LPSDLUHG GULYLQJ
3838 ODZV 8WDK ORZHUHG WKH EORRG DOFRKRO FRQFHQWUDWLRQ OLPLW IRU
3939 RSHUDWLQJ D PRWRU YHKLFOH IURP   WR   LQ  DQG IRXQG WKDW 
4040 SHUFHQW RI SHRSOH ZKR GUDQN DOFRKRO VDLG WKH\ FKDQJHG WKHLU EHKDYLRU
4141 DV D UHVXOW RI WKH QHZ ODZ *LYHQ WKH LQFUHDVH LQ WUDIILF IDWDOLWLHV
4242 IURP LPSDLUHG GULYLQJ WKH OHJLVODWXUH GHFODUHV WKDW LW LV WLPH WR
4343 NHHS :DVKLQJWRQV URDGV VDIHU DQG ORZHU WKH QXPEHU RI IDWDO FUDVKHV
4444 FDXVHG E\ LPSDLUHG GULYHUV E\ ORZHULQJ WKH EORRG DOFRKRO OLPLW WR
4545  
4646 6HF   5&:   DQG  F  V  DUH HDFK DPHQGHG WR
4747 UHDGDVIROORZV
4848   $ SHUVRQ LV JXLOW\ RI GULYLQJ ZKLOH XQGHU WKH LQIOXHQFH RI
4949 LQWR[LFDWLQJ OLTXRU FDQQDELV RU DQ\ GUXJ LI WKH SHUVRQ GULYHV D
5050 YHKLFOHZLWKLQWKLVVWDWH
5151 D  $QG WKH SHUVRQ KDV ZLWKLQ WZR KRXUV DIWHU GULYLQJ DQ
5252 DOFRKRO FRQFHQWUDWLRQ RI     RU KLJKHU DV VKRZQ E\ DQDO\VLV
5353 RIWKHSHUVRQVEUHDWKRUEORRGPDGHXQGHU5&:  RU
5454 E  7KH SHUVRQ KDV ZLWKLQ WZR KRXUV DIWHU GULYLQJ D 7+&
5555 FRQFHQWUDWLRQ RI   RU KLJKHU DV VKRZQ E\ DQDO\VLV RI WKH SHUVRQV
5656 EORRGPDGHXQGHU5&:  RU
5757 F  :KLOH WKH SHUVRQ LV XQGHU WKH LQIOXHQFH RI RU DIIHFWHG E\
5858 LQWR[LFDWLQJOLTXRUFDQQDELVRUDQ\GUXJRU
5959 G  :KLOH WKH SHUVRQ LV XQGHU WKH FRPELQHG LQIOXHQFH RI RU
6060 DIIHFWHGE\LQWR[LFDWLQJOLTXRUFDQQDELVDQGDQ\GUXJ
6161   7KH IDFW WKDW D SHUVRQ FKDUJHG ZLWK D YLRODWLRQ RI WKLV
6262 VHFWLRQ LV RU KDV EHHQ HQWLWOHG WR XVH D GUXJ XQGHU WKH ODZV RI WKLV
6363 VWDWH VKDOO QRW FRQVWLWXWH D GHIHQVH DJDLQVW D FKDUJH RI YLRODWLQJ
6464 WKLVVHFWLRQ
6565  D  ,W LV DQ DIILUPDWLYH GHIHQVH WR D YLRODWLRQ RI VXEVHFWLRQ
6666  D  RI WKLV VHFWLRQ ZKLFK WKH GHIHQGDQW PXVW SURYH E\ D
6767 S 6% SUHSRQGHUDQFH RI WKH HYLGHQFH WKDW WKH GHIHQGDQW FRQVXPHG D
6868 VXIILFLHQW TXDQWLW\ RI DOFRKRO DIWHU WKH WLPH RI GULYLQJ DQG EHIRUH
6969 WKH DGPLQLVWUDWLRQ RI DQ DQDO\VLV RI WKH SHUVRQV EUHDWK RU EORRG WR
7070 FDXVH WKH GHIHQGDQWV DOFRKRO FRQFHQWUDWLRQ WR EH     RU
7171 PRUH ZLWKLQ WZR KRXUV DIWHU GULYLQJ 7KH FRXUW VKDOO QRW DGPLW
7272 HYLGHQFH RI WKLV GHIHQVH XQOHVV WKH GHIHQGDQW QRWLILHV WKH
7373 SURVHFXWLRQ SULRU WR WKH RPQLEXV RU SUHWULDO KHDULQJ LQ WKH FDVH RI
7474 WKHGHIHQGDQWVLQWHQWWRDVVHUWWKHDIILUPDWLYHGHIHQVH
7575 E  ,W LV DQ DIILUPDWLYH GHIHQVH WR D YLRODWLRQ RI VXEVHFWLRQ
7676  E  RI WKLV VHFWLRQ ZKLFK WKH GHIHQGDQW PXVW SURYH E\ D
7777 SUHSRQGHUDQFH RI WKH HYLGHQFH WKDW WKH GHIHQGDQW FRQVXPHG D
7878 VXIILFLHQW TXDQWLW\ RI FDQQDELV DIWHU WKH WLPH RI GULYLQJ DQG EHIRUH
7979 WKH DGPLQLVWUDWLRQ RI DQ DQDO\VLV RI WKH SHUVRQV EORRG WR FDXVH WKH
8080 GHIHQGDQWV 7+& FRQFHQWUDWLRQ WR EH   RU PRUH ZLWKLQ WZR KRXUV
8181 DIWHU GULYLQJ 7KH FRXUW VKDOO QRW DGPLW HYLGHQFH RI WKLV GHIHQVH
8282 XQOHVV WKH GHIHQGDQW QRWLILHV WKH SURVHFXWLRQ SULRU WR WKH RPQLEXV RU
8383 SUHWULDO KHDULQJ LQ WKH FDVH RI WKH GHIHQGDQWV LQWHQW WR DVVHUW WKH
8484 DIILUPDWLYHGHIHQVH
8585  D  $QDO\VHV RI EORRG RU EUHDWK VDPSOHV REWDLQHG PRUH WKDQ WZR
8686 KRXUV DIWHU WKH DOOHJHG GULYLQJ PD\ EH XVHG DV HYLGHQFH WKDW ZLWKLQ
8787 WZR KRXUV RI WKH DOOHJHG GULYLQJ D SHUVRQ KDG DQ DOFRKRO
8888 FRQFHQWUDWLRQ RI     RU PRUH LQ YLRODWLRQ RI VXEVHFWLRQ
8989  D  RI WKLV VHFWLRQ DQG LQ DQ\ FDVH LQ ZKLFK WKH DQDO\VLV VKRZV
9090 DQ DOFRKRO FRQFHQWUDWLRQ DERYH   PD\ EH XVHG DV HYLGHQFH WKDW D
9191 SHUVRQ ZDV XQGHU WKH LQIOXHQFH RI RU DIIHFWHG E\ LQWR[LFDWLQJ OLTXRU
9292 RUDQ\GUXJLQYLRODWLRQRIVXEVHFWLRQ  F RU G RIWKLVVHFWLRQ
9393 E  $QDO\VHV RI EORRG VDPSOHV REWDLQHG PRUH WKDQ WZR KRXUV DIWHU
9494 WKH DOOHJHG GULYLQJ PD\ EH XVHG DV HYLGHQFH WKDW ZLWKLQ WZR KRXUV RI
9595 WKH DOOHJHG GULYLQJ D SHUVRQ KDG D 7+& FRQFHQWUDWLRQ RI   RU PRUH
9696 LQ YLRODWLRQ RI VXEVHFWLRQ  E  RI WKLV VHFWLRQ DQG LQ DQ\ FDVH LQ
9797 ZKLFK WKH DQDO\VLV VKRZV D 7+& FRQFHQWUDWLRQ DERYH   PD\ EH XVHG
9898 DV HYLGHQFH WKDW D SHUVRQ ZDV XQGHU WKH LQIOXHQFH RI RU DIIHFWHG E\
9999 FDQQDELVLQYLRODWLRQRIVXEVHFWLRQ  F RU G RIWKLVVHFWLRQ
100100   ([FHSW DV SURYLGHG LQ VXEVHFWLRQ   RI WKLV VHFWLRQ D
101101 YLRODWLRQRIWKLVVHFWLRQLVDJURVVPLVGHPHDQRU
102102   ,W LV D FODVV % IHORQ\ SXQLVKDEOH XQGHU FKDSWHU $  5&:  RU
103103 FKDSWHU  5&: LIWKHSHUVRQLVDMXYHQLOHLI
104104 D  7KH SHUVRQ KDV WKUHH RU PRUH SULRU RIIHQVHV ZLWKLQ  \HDUV
105105 DVGHILQHGLQ5&:  RU
106106 E 7KHSHUVRQKDVHYHUSUHYLRXVO\EHHQFRQYLFWHGRI
107107 S 6% L  9HKLFXODU KRPLFLGH ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ
108108 OLTXRURUDQ\GUXJ5&:   D 
109109 LL  9HKLFXODU DVVDXOW ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ
110110 OLTXRURUDQ\GUXJ5&:   E 
111111 LLL  $Q RXWRIVWDWH RIIHQVH FRPSDUDEOH WR WKH RIIHQVH VSHFLILHG
112112 LQ E L RU LL RIWKLVVXEVHFWLRQRU
113113 LY $YLRODWLRQRIWKLVVXEVHFWLRQ  RU5&:   
114114 6HF   5&:   DQG  F  V  DUH HDFK DPHQGHG WR
115115 UHDGDVIROORZV
116116   $ SHUVRQ LV JXLOW\ RI EHLQJ LQ DFWXDO SK\VLFDO FRQWURO RI D
117117 PRWRU YHKLFOH ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU RU DQ\
118118 GUXJ LI WKH SHUVRQ KDV DFWXDO SK\VLFDO FRQWURO RI D YHKLFOH ZLWKLQ
119119 WKLVVWDWH
120120 D  $QG WKH SHUVRQ KDV ZLWKLQ WZR KRXUV DIWHU EHLQJ LQ DFWXDO
121121 SK\VLFDO FRQWURO RI WKH YHKLFOH DQ DOFRKRO FRQFHQWUDWLRQ RI  
122122   RU KLJKHU DV VKRZQ E\ DQDO\VLV RI WKH SHUVRQV EUHDWK RU EORRG
123123 PDGHXQGHU5&:  RU
124124 E  7KH SHUVRQ KDV ZLWKLQ WZR KRXUV DIWHU EHLQJ LQ DFWXDO
125125 SK\VLFDO FRQWURO RI D YHKLFOH D 7+& FRQFHQWUDWLRQ RI   RU KLJKHU
126126 DV VKRZQ E\ DQDO\VLV RI WKH SHUVRQV EORRG PDGH XQGHU 5&:  
127127 RU
128128 F  :KLOH WKH SHUVRQ LV XQGHU WKH LQIOXHQFH RI RU DIIHFWHG E\
129129 LQWR[LFDWLQJOLTXRURUDQ\GUXJRU
130130 G  :KLOH WKH SHUVRQ LV XQGHU WKH FRPELQHG LQIOXHQFH RI RU
131131 DIIHFWHGE\LQWR[LFDWLQJOLTXRUDQGDQ\GUXJ
132132   7KH IDFW WKDW D SHUVRQ FKDUJHG ZLWK D YLRODWLRQ RI WKLV
133133 VHFWLRQ LV RU KDV EHHQ HQWLWOHG WR XVH D GUXJ XQGHU WKH ODZV RI WKLV
134134 VWDWH GRHV QRW FRQVWLWXWH D GHIHQVH DJDLQVW DQ\ FKDUJH RI YLRODWLQJ
135135 WKLV VHFWLRQ 1R SHUVRQ PD\ EH FRQYLFWHG XQGHU WKLV VHFWLRQ DQG LW LV
136136 DQ DIILUPDWLYH GHIHQVH WR DQ\ DFWLRQ SXUVXDQW WR 5&:   WR
137137 VXVSHQG UHYRNH RU GHQ\ WKH SULYLOHJH WR GULYH LI SULRU WR EHLQJ
138138 SXUVXHG E\ D ODZ HQIRUFHPHQW RIILFHU WKH SHUVRQ KDV PRYHG WKH
139139 YHKLFOHVDIHO\RIIWKHURDGZD\
140140  D  ,W LV DQ DIILUPDWLYH GHIHQVH WR D YLRODWLRQ RI VXEVHFWLRQ
141141  D  RI WKLV VHFWLRQ ZKLFK WKH GHIHQGDQW PXVW SURYH E\ D
142142 SUHSRQGHUDQFH RI WKH HYLGHQFH WKDW WKH GHIHQGDQW FRQVXPHG D
143143 VXIILFLHQW TXDQWLW\ RI DOFRKRO DIWHU WKH WLPH RI EHLQJ LQ DFWXDO
144144 SK\VLFDO FRQWURO RI WKH YHKLFOH DQG EHIRUH WKH DGPLQLVWUDWLRQ RI DQ
145145 DQDO\VLV RI WKH SHUVRQV EUHDWK RU EORRG WR FDXVH WKH GHIHQGDQWV
146146 S 6% DOFRKRO FRQFHQWUDWLRQ WR EH     RU PRUH ZLWKLQ WZR KRXUV
147147 DIWHU EHLQJ LQ VXFK FRQWURO 7KH FRXUW VKDOO QRW DGPLW HYLGHQFH RI
148148 WKLV GHIHQVH XQOHVV WKH GHIHQGDQW QRWLILHV WKH SURVHFXWLRQ SULRU WR
149149 WKH RPQLEXV RU SUHWULDO KHDULQJ LQ WKH FDVH RI WKH GHIHQGDQWV LQWHQW
150150 WRDVVHUWWKHDIILUPDWLYHGHIHQVH
151151 E  ,W LV DQ DIILUPDWLYH GHIHQVH WR D YLRODWLRQ RI VXEVHFWLRQ
152152  E  RI WKLV VHFWLRQ ZKLFK WKH GHIHQGDQW PXVW SURYH E\ D
153153 SUHSRQGHUDQFH RI WKH HYLGHQFH WKDW WKH GHIHQGDQW FRQVXPHG D
154154 VXIILFLHQW TXDQWLW\ RI FDQQDELV DIWHU WKH WLPH RI EHLQJ LQ DFWXDO
155155 SK\VLFDO FRQWURO RI WKH YHKLFOH DQG EHIRUH WKH DGPLQLVWUDWLRQ RI DQ
156156 DQDO\VLV RI WKH SHUVRQV EORRG WR FDXVH WKH GHIHQGDQWV 7+&
157157 FRQFHQWUDWLRQ WR EH   RU PRUH ZLWKLQ WZR KRXUV DIWHU EHLQJ LQ
158158 FRQWURO RI WKH YHKLFOH 7KH FRXUW VKDOO QRW DGPLW HYLGHQFH RI WKLV
159159 GHIHQVH XQOHVV WKH GHIHQGDQW QRWLILHV WKH SURVHFXWLRQ SULRU WR WKH
160160 RPQLEXV RU SUHWULDO KHDULQJ LQ WKH FDVH RI WKH GHIHQGDQWV LQWHQW WR
161161 DVVHUWWKHDIILUPDWLYHGHIHQVH
162162  D  $QDO\VHV RI EORRG RU EUHDWK VDPSOHV REWDLQHG PRUH WKDQ WZR
163163 KRXUV DIWHU WKH DOOHJHG EHLQJ LQ DFWXDO SK\VLFDO FRQWURO RI D YHKLFOH
164164 PD\ EH XVHG DV HYLGHQFH WKDW ZLWKLQ WZR KRXUV RI WKH DOOHJHG EHLQJ LQ
165165 VXFK FRQWURO D SHUVRQ KDG DQ DOFRKRO FRQFHQWUDWLRQ RI   
166166 RU PRUH LQ YLRODWLRQ RI VXEVHFWLRQ  D  RI WKLV VHFWLRQ DQG LQ DQ\
167167 FDVH LQ ZKLFK WKH DQDO\VLV VKRZV DQ DOFRKRO FRQFHQWUDWLRQ DERYH 
168168 PD\ EH XVHG DV HYLGHQFH WKDW D SHUVRQ ZDV XQGHU WKH LQIOXHQFH RI RU
169169 DIIHFWHG E\ LQWR[LFDWLQJ OLTXRU RU DQ\ GUXJ LQ YLRODWLRQ RI
170170 VXEVHFWLRQ  F RU G RIWKLVVHFWLRQ
171171 E  $QDO\VHV RI EORRG VDPSOHV REWDLQHG PRUH WKDQ WZR KRXUV DIWHU
172172 WKH DOOHJHG EHLQJ LQ DFWXDO SK\VLFDO FRQWURO RI D YHKLFOH PD\ EH XVHG
173173 DV HYLGHQFH WKDW ZLWKLQ WZR KRXUV RI WKH DOOHJHG EHLQJ LQ FRQWURO RI
174174 WKH YHKLFOH D SHUVRQ KDG D 7+& FRQFHQWUDWLRQ RI   RU PRUH LQ
175175 YLRODWLRQ RI VXEVHFWLRQ  E  RI WKLV VHFWLRQ DQG LQ DQ\ FDVH LQ
176176 ZKLFK WKH DQDO\VLV VKRZV D 7+& FRQFHQWUDWLRQ DERYH   PD\ EH XVHG
177177 DV HYLGHQFH WKDW D SHUVRQ ZDV XQGHU WKH LQIOXHQFH RI RU DIIHFWHG E\
178178 FDQQDELVLQYLRODWLRQRIVXEVHFWLRQ  F RU G RIWKLVVHFWLRQ
179179   ([FHSW DV SURYLGHG LQ VXEVHFWLRQ   RI WKLV VHFWLRQ D
180180 YLRODWLRQRIWKLVVHFWLRQLVDJURVVPLVGHPHDQRU
181181   ,W LV D FODVV & IHORQ\ SXQLVKDEOH XQGHU FKDSWHU $  5&:  RU
182182 FKDSWHU  5&: LIWKHSHUVRQLVDMXYHQLOHLI
183183 D  7KH SHUVRQ KDV WKUHH RU PRUH SULRU RIIHQVHV ZLWKLQ  \HDUV
184184 DVGHILQHGLQ5&:  RU
185185 E 7KHSHUVRQKDVHYHUSUHYLRXVO\EHHQFRQYLFWHGRI
186186 S 6% L  9HKLFXODU KRPLFLGH ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ
187187 OLTXRURUDQ\GUXJ5&:   D 
188188 LL  9HKLFXODU DVVDXOW ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ
189189 OLTXRURUDQ\GUXJ5&:   E 
190190 LLL  $Q RXWRIVWDWH RIIHQVH FRPSDUDEOH WR WKH RIIHQVH VSHFLILHG
191191 LQ E L RU LL RIWKLVVXEVHFWLRQRU
192192 LY $YLRODWLRQRIWKLVVXEVHFWLRQ  RU5&:   
193193 6HF   5&:   DQG  F  V  DUH HDFK DPHQGHG WR
194194 UHDGDVIROORZV
195195   1R SULRU RIIHQVHV LQ VHYHQ \HDUV  ([FHSW DV SURYLGHG LQ 5&:
196196    RU    D SHUVRQ ZKR LV FRQYLFWHG RI D
197197 YLRODWLRQ RI 5&:   RU   DQG ZKR KDV QR SULRU RIIHQVH
198198 ZLWKLQVHYHQ\HDUVVKDOOEHSXQLVKHGDVIROORZV
199199 D  3HQDOW\ IRU DOFRKRO FRQFHQWUDWLRQ OHVV WKDQ    ,Q WKH FDVH
200200 RI D SHUVRQ ZKRVH DOFRKRO FRQFHQWUDWLRQ ZDV OHVV WKDQ   RU IRU
201201 ZKRP IRU UHDVRQV RWKHU WKDQ WKH SHUVRQV UHIXVDO WR WDNH D WHVW
202202 RIIHUHG SXUVXDQW WR 5&:   WKHUH LV QR WHVW UHVXOW LQGLFDWLQJ
203203 WKHSHUVRQVDOFRKROFRQFHQWUDWLRQ
204204 L  %\ LPSULVRQPHQW IRU QRW OHVV WKDQ  FRQVHFXWLYH KRXUV QRU
205205 PRUH WKDQ  GD\V ,Q OLHX RI WKH PDQGDWRU\ PLQLPXP WHUP RI
206206 LPSULVRQPHQW UHTXLUHG XQGHU WKLV VXEVHFWLRQ  D L  WKH FRXUW LQ
207207 LWV GLVFUHWLRQ PD\ RUGHU QRW OHVV WKDQ  GD\V RI HOHFWURQLF KRPH
208208 PRQLWRULQJ RU D GD\ SHULRG RI  VREULHW\ SURJUDP PRQLWRULQJ
209209 7KH FRXUW PD\ FRQVLGHU WKH RIIHQGHUV SUHWULDO  VREULHW\ SURJUDP
210210 PRQLWRULQJ DV IXOILOOLQJ D SRUWLRQ RI SRVWWULDO VHQWHQFLQJ 7KH
211211 RIIHQGHU VKDOO SD\ WKH FRVW RI HOHFWURQLF KRPH PRQLWRULQJ 7KH FRXQW\
212212 RU PXQLFLSDOLW\ LQ ZKLFK WKH SHQDOW\ LV EHLQJ LPSRVHG VKDOO GHWHUPLQH
213213 WKH FRVW 7KH FRXUW PD\ DOVR UHTXLUH WKH RIIHQGHUV HOHFWURQLF KRPH
214214 PRQLWRULQJ GHYLFH RU RWKHU VHSDUDWH DOFRKRO PRQLWRULQJ GHYLFH WR
215215 LQFOXGH DQ DOFRKRO GHWHFWLRQ EUHDWKDO\]HU DQG WKH FRXUW PD\ UHVWULFW
216216 WKH DPRXQW RI DOFRKRO WKH RIIHQGHU PD\ FRQVXPH GXULQJ WKH WLPH WKH
217217 RIIHQGHULVRQHOHFWURQLFKRPHPRQLWRULQJDQG
218218 LL  %\ D ILQH RI QRW OHVV WKDQ  QRU PRUH WKDQ  
219219 RI WKH ILQH PD\ QRW EH VXVSHQGHG XQOHVV WKH FRXUW ILQGV WKH RIIHQGHU
220220 WREHLQGLJHQWRU
221221 E  3HQDOW\ IRU DOFRKRO FRQFHQWUDWLRQ DW OHDVW    ,Q WKH FDVH
222222 RI D SHUVRQ ZKRVH DOFRKRO FRQFHQWUDWLRQ ZDV DW OHDVW   RU IRU
223223 ZKRP E\ UHDVRQ RI WKH SHUVRQV UHIXVDO WR WDNH D WHVW RIIHUHG
224224 S 6% SXUVXDQW WR 5&:   WKHUH LV QR WHVW UHVXOW LQGLFDWLQJ WKH
225225 SHUVRQVDOFRKROFRQFHQWUDWLRQ
226226 L  %\ LPSULVRQPHQW IRU QRW OHVV WKDQ  FRQVHFXWLYH KRXUV QRU
227227 PRUH WKDQ  GD\V ,Q OLHX RI WKH PDQGDWRU\ PLQLPXP WHUP RI
228228 LPSULVRQPHQW UHTXLUHG XQGHU WKLV VXEVHFWLRQ  E L  WKH FRXUW LQ
229229 LWV GLVFUHWLRQ PD\ RUGHU QRW OHVV WKDQ  GD\V RI HOHFWURQLF KRPH
230230 PRQLWRULQJ RU D GD\ SHULRG RI  VREULHW\ SURJUDP PRQLWRULQJ
231231 7KH FRXUW PD\ FRQVLGHU WKH RIIHQGHUV SUHWULDO  VREULHW\ SURJUDP
232232 WHVWLQJ DV IXOILOOLQJ D SRUWLRQ RI SRVWWULDO VHQWHQFLQJ 7KH RIIHQGHU
233233 VKDOO SD\ WKH FRVW RI HOHFWURQLF KRPH PRQLWRULQJ 7KH FRXQW\ RU
234234 PXQLFLSDOLW\ LQ ZKLFK WKH SHQDOW\ LV EHLQJ LPSRVHG VKDOO GHWHUPLQH
235235 WKH FRVW 7KH FRXUW PD\ DOVR UHTXLUH WKH RIIHQGHUV HOHFWURQLF KRPH
236236 PRQLWRULQJ GHYLFH WR LQFOXGH DQ DOFRKRO GHWHFWLRQ EUHDWKDO\]HU RU
237237 RWKHU VHSDUDWH DOFRKRO PRQLWRULQJ GHYLFH DQG WKH FRXUW PD\ UHVWULFW
238238 WKH DPRXQW RI DOFRKRO WKH RIIHQGHU PD\ FRQVXPH GXULQJ WKH WLPH WKH
239239 RIIHQGHULVRQHOHFWURQLFKRPHPRQLWRULQJDQG
240240 LL  %\ D ILQH RI QRW OHVV WKDQ  QRU PRUH WKDQ  
241241 RI WKH ILQH PD\ QRW EH VXVSHQGHG XQOHVV WKH FRXUW ILQGV WKH RIIHQGHU
242242 WREHLQGLJHQW
243243   2QH SULRU RIIHQVH LQ VHYHQ \HDUV  ([FHSW DV SURYLGHG LQ 5&:
244244    RU    D SHUVRQ ZKR LV FRQYLFWHG RI D
245245 YLRODWLRQ RI 5&:   RU   DQG ZKR KDV RQH SULRU RIIHQVH
246246 ZLWKLQVHYHQ\HDUVVKDOOEHSXQLVKHGDVIROORZV
247247 D  3HQDOW\ IRU DOFRKRO FRQFHQWUDWLRQ OHVV WKDQ    ,Q WKH FDVH
248248 RI D SHUVRQ ZKRVH DOFRKRO FRQFHQWUDWLRQ ZDV OHVV WKDQ   RU IRU
249249 ZKRP IRU UHDVRQV RWKHU WKDQ WKH SHUVRQV UHIXVDO WR WDNH D WHVW
250250 RIIHUHG SXUVXDQW WR 5&:   WKHUH LV QR WHVW UHVXOW LQGLFDWLQJ
251251 WKHSHUVRQVDOFRKROFRQFHQWUDWLRQ
252252 L  %\ LPSULVRQPHQW IRU QRW OHVV WKDQ  GD\V QRU PRUH WKDQ 
253253 GD\V DQG  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ 7KLUW\ GD\V RI
254254 LPSULVRQPHQW DQG  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ PD\ QRW EH
255255 VXVSHQGHG RU FRQYHUWHG XQOHVV WKH FRXUW ILQGV WKDW WKH LPSRVLWLRQ RI
256256 WKLV PDQGDWRU\ PLQLPXP VHQWHQFH ZRXOG LPSRVH D VXEVWDQWLDO ULVN WR
257257 WKH RIIHQGHUV SK\VLFDO RU PHQWDO ZHOOEHLQJ ,I WKH RIIHQGHU VKRZV
258258 WKDW WKH LPSRVLWLRQ RI WKLV PDQGDWRU\ PLQLPXP VHQWHQFH ZRXOG LPSRVH D
259259 VXEVWDQWLDO ULVN WR WKH RIIHQGHUV SK\VLFDO RU PHQWDO ZHOOEHLQJ LQ
260260 OLHX RI WKH PDQGDWRU\ WHUP RI LPSULVRQPHQW DQG HOHFWURQLF KRPH
261261 PRQLWRULQJ XQGHU WKLV VXEVHFWLRQ  D L  WKH FRXUW PD\ RUGHU D
262262 PLQLPXP RI HLWKHU  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ RU D GD\
263263 SHULRG RI  VREULHW\ SURJUDP PRQLWRULQJ SXUVXDQW WR 5&: $
264264 S 6% WKURXJK $  :KHQHYHU WKH PDQGDWRU\ PLQLPXP VHQWHQFH LV
265265 VXVSHQGHG RU FRQYHUWHG WKH FRXUW VKDOO VWDWH LQ ZULWLQJ WKH UHDVRQ
266266 IRU JUDQWLQJ WKH VXVSHQVLRQ RU FRQYHUVLRQ DQG WKH IDFWV XSRQ ZKLFK
267267 WKH VXVSHQVLRQ RU FRQYHUVLRQ LV EDVHG 7KH FRXUW PD\ FRQVLGHU WKH
268268 RIIHQGHUV SUHWULDO  VREULHW\ SURJUDP PRQLWRULQJ DV IXOILOOLQJ D
269269 SRUWLRQ RI SRVWWULDO VHQWHQFLQJ 7KH FRXUW VKDOO RUGHU DQ H[SDQGHG
270270 VXEVWDQFH XVH GLVRUGHU DVVHVVPHQW DQG WUHDWPHQW LI GHHPHG
271271 DSSURSULDWH E\ WKH DVVHVVPHQW 7KH RIIHQGHU VKDOO SD\ IRU WKH FRVW RI
272272 WKH HOHFWURQLF PRQLWRULQJ 7KH FRXQW\ RU PXQLFLSDOLW\ ZKHUH WKH
273273 SHQDOW\ LV EHLQJ LPSRVHG VKDOO GHWHUPLQH WKH FRVW 7KH FRXUW PD\ DOVR
274274 UHTXLUH WKH RIIHQGHUV HOHFWURQLF KRPH PRQLWRULQJ GHYLFH LQFOXGH DQ
275275 DOFRKRO GHWHFWLRQ EUHDWKDO\]HU RU RWKHU VHSDUDWH DOFRKRO PRQLWRULQJ
276276 GHYLFH DQG PD\ UHVWULFW WKH DPRXQW RI DOFRKRO WKH RIIHQGHU PD\
277277 FRQVXPH GXULQJ WKH WLPH WKH RIIHQGHU LV RQ HOHFWURQLF KRPH
278278 PRQLWRULQJDQG
279279 LL  %\ D ILQH RI QRW OHVV WKDQ  QRU PRUH WKDQ  
280280 RI WKH ILQH PD\ QRW EH VXVSHQGHG XQOHVV WKH FRXUW ILQGV WKH RIIHQGHU
281281 WREHLQGLJHQWRU
282282 E  3HQDOW\ IRU DOFRKRO FRQFHQWUDWLRQ DW OHDVW    ,Q WKH FDVH
283283 RI D SHUVRQ ZKRVH DOFRKRO FRQFHQWUDWLRQ ZDV DW OHDVW   RU IRU
284284 ZKRP E\ UHDVRQ RI WKH SHUVRQV UHIXVDO WR WDNH D WHVW RIIHUHG
285285 SXUVXDQW WR 5&:   WKHUH LV QR WHVW UHVXOW LQGLFDWLQJ WKH
286286 SHUVRQVDOFRKROFRQFHQWUDWLRQ
287287 L  %\ LPSULVRQPHQW IRU QRW OHVV WKDQ  GD\V QRU PRUH WKDQ 
288288 GD\V DQG  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ )RUW\ILYH GD\V RI
289289 LPSULVRQPHQW DQG  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ PD\ QRW EH
290290 VXVSHQGHG RU FRQYHUWHG XQOHVV WKH FRXUW ILQGV WKDW WKH LPSRVLWLRQ RI
291291 WKLV PDQGDWRU\ PLQLPXP VHQWHQFH ZRXOG LPSRVH D VXEVWDQWLDO ULVN WR
292292 WKH RIIHQGHUV SK\VLFDO RU PHQWDO ZHOOEHLQJ ,I WKH RIIHQGHU VKRZV
293293 WKDW WKH LPSRVLWLRQ RI WKLV PDQGDWRU\ PLQLPXP VHQWHQFH ZRXOG LPSRVH D
294294 VXEVWDQWLDO ULVN WR WKH RIIHQGHUV SK\VLFDO RU PHQWDO ZHOOEHLQJ LQ
295295 OLHX RI WKH PDQGDWRU\ PLQLPXP WHUP RI LPSULVRQPHQW DQG HOHFWURQLF
296296 KRPH PRQLWRULQJ XQGHU WKLV VXEVHFWLRQ  E L  WKH FRXUW PD\ RUGHU
297297 D PLQLPXP RI HLWKHU VL[ PRQWKV RI HOHFWURQLF KRPH PRQLWRULQJ RU D
298298 GD\ SHULRG RI  VREULHW\ SURJUDP PRQLWRULQJ SXUVXDQW WR 5&:
299299 $  WKURXJK $  :KHQHYHU WKH PDQGDWRU\ PLQLPXP
300300 VHQWHQFH LV VXVSHQGHG RU FRQYHUWHG WKH FRXUW VKDOO VWDWH LQ ZULWLQJ
301301 WKH UHDVRQ IRU JUDQWLQJ WKH VXVSHQVLRQ RU FRQYHUVLRQ DQG WKH IDFWV
302302 XSRQ ZKLFK WKH VXVSHQVLRQ RU FRQYHUVLRQ LV EDVHG 7KH FRXUW PD\
303303 FRQVLGHU WKH RIIHQGHUV SUHWULDO  VREULHW\ SURJUDP PRQLWRULQJ DV
304304 S 6% IXOILOOLQJ D SRUWLRQ RI SRVWWULDO VHQWHQFLQJ 7KH FRXUW VKDOO RUGHU
305305 DQ H[SDQGHG VXEVWDQFH XVH GLVRUGHU DVVHVVPHQW DQG WUHDWPHQW LI
306306 GHHPHG DSSURSULDWH E\ WKH DVVHVVPHQW 7KH RIIHQGHU VKDOO SD\ IRU WKH
307307 FRVW RI WKH HOHFWURQLF PRQLWRULQJ 7KH FRXQW\ RU PXQLFLSDOLW\ ZKHUH
308308 WKH SHQDOW\ LV EHLQJ LPSRVHG VKDOO GHWHUPLQH WKH FRVW 7KH FRXUW PD\
309309 DOVR UHTXLUH WKH RIIHQGHUV HOHFWURQLF KRPH PRQLWRULQJ GHYLFH LQFOXGH
310310 DQ DOFRKRO GHWHFWLRQ EUHDWKDO\]HU RU RWKHU VHSDUDWH DOFRKRO
311311 PRQLWRULQJ GHYLFH DQG PD\ UHVWULFW WKH DPRXQW RI DOFRKRO WKH
312312 RIIHQGHU PD\ FRQVXPH GXULQJ WKH WLPH WKH RIIHQGHU LV RQ HOHFWURQLF
313313 KRPHPRQLWRULQJDQG
314314 LL  %\ D ILQH RI QRW OHVV WKDQ  QRU PRUH WKDQ  
315315 RI WKH ILQH PD\ QRW EH VXVSHQGHG XQOHVV WKH FRXUW ILQGV WKH RIIHQGHU
316316 WREHLQGLJHQW
317317   7ZR SULRU RIIHQVHV LQ VHYHQ \HDUV  ([FHSW DV SURYLGHG LQ 5&:
318318    RU    D SHUVRQ ZKR LV FRQYLFWHG RI D
319319 YLRODWLRQ RI 5&:   RU   DQG ZKR KDV WZR SULRU
320320 RIIHQVHVZLWKLQVHYHQ\HDUVVKDOOEHSXQLVKHGDVIROORZV
321321 D  3HQDOW\ IRU DOFRKRO FRQFHQWUDWLRQ OHVV WKDQ    ,Q WKH FDVH
322322 RI D SHUVRQ ZKRVH DOFRKRO FRQFHQWUDWLRQ ZDV OHVV WKDQ   RU IRU
323323 ZKRP IRU UHDVRQV RWKHU WKDQ WKH SHUVRQV UHIXVDO WR WDNH D WHVW
324324 RIIHUHG SXUVXDQW WR 5&:   WKHUH LV QR WHVW UHVXOW LQGLFDWLQJ
325325 WKHSHUVRQVDOFRKROFRQFHQWUDWLRQ
326326 L  %\ LPSULVRQPHQW IRU QRW OHVV WKDQ  GD\V QRU PRUH WKDQ 
327327 GD\V LI DYDLODEOH LQ WKDW FRXQW\ RU FLW\ D VL[PRQWK SHULRG RI 
328328 VREULHW\ SURJUDP PRQLWRULQJ SXUVXDQW WR 5&: $  WKURXJK
329329 $  DQG  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ 1LQHW\ GD\V
330330 RI LPSULVRQPHQW DQG  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ PD\ QRW EH
331331 VXVSHQGHG RU FRQYHUWHG XQOHVV WKH FRXUW ILQGV WKDW WKH LPSRVLWLRQ RI
332332 WKLV PDQGDWRU\ PLQLPXP VHQWHQFH ZRXOG LPSRVH D VXEVWDQWLDO ULVN WR
333333 WKH RIIHQGHUV SK\VLFDO RU PHQWDO ZHOOEHLQJ ,I WKH RIIHQGHU VKRZV
334334 WKDW WKH LPSRVLWLRQ RI WKLV PDQGDWRU\ PLQLPXP VHQWHQFH ZRXOG LPSRVH D
335335 VXEVWDQWLDO ULVN WR WKH RIIHQGHUV SK\VLFDO RU PHQWDO ZHOOEHLQJ LQ
336336 OLHX RI WKH PDQGDWRU\ PLQLPXP WHUP RI  GD\V RI LPSULVRQPHQW DQG 
337337 GD\V RI HOHFWURQLF KRPH PRQLWRULQJ WKH FRXUW PD\ RUGHU  GD\V RI
338338 HOHFWURQLF KRPH PRQLWRULQJ RU D GD\ SHULRG RI  VREULHW\
339339 PRQLWRULQJ SXUVXDQW WR 5&: $  WKURXJK $  :KHQHYHU
340340 WKH PDQGDWRU\ PLQLPXP VHQWHQFH LV VXVSHQGHG RU FRQYHUWHG WKH FRXUW
341341 VKDOO VWDWH LQ ZULWLQJ WKH UHDVRQ IRU JUDQWLQJ WKH VXVSHQVLRQ RU
342342 FRQYHUVLRQ DQG WKH IDFWV XSRQ ZKLFK WKH VXVSHQVLRQ RU FRQYHUVLRQ LV
343343 EDVHG 7KH FRXUW VKDOO RUGHU DQ H[SDQGHG VXEVWDQFH XVH GLVRUGHU
344344 S 6% DVVHVVPHQW DQG WUHDWPHQW LI GHHPHG DSSURSULDWH E\ WKH DVVHVVPHQW
345345 7KH RIIHQGHU VKDOO SD\ IRU WKH FRVW RI WKH HOHFWURQLF PRQLWRULQJ 7KH
346346 FRXQW\ RU PXQLFLSDOLW\ ZKHUH WKH SHQDOW\ LV EHLQJ LPSRVHG VKDOO
347347 GHWHUPLQH WKH FRVW 7KH FRXUW PD\ DOVR UHTXLUH WKH RIIHQGHUV
348348 HOHFWURQLF KRPH PRQLWRULQJ GHYLFH LQFOXGH DQ DOFRKRO GHWHFWLRQ
349349 EUHDWKDO\]HU RU RWKHU VHSDUDWH DOFRKRO PRQLWRULQJ GHYLFH DQG PD\
350350 UHVWULFW WKH DPRXQW RI DOFRKRO WKH RIIHQGHU PD\ FRQVXPH GXULQJ WKH
351351 WLPHWKHRIIHQGHULVRQHOHFWURQLFKRPHPRQLWRULQJDQG
352352 LL  %\ D ILQH RI QRW OHVV WKDQ  QRU PRUH WKDQ 
353353  RI WKH ILQH PD\ QRW EH VXVSHQGHG XQOHVV WKH FRXUW ILQGV WKH
354354 RIIHQGHUWREHLQGLJHQWRU
355355 E  3HQDOW\ IRU DOFRKRO FRQFHQWUDWLRQ DW OHDVW    ,Q WKH FDVH
356356 RI D SHUVRQ ZKRVH DOFRKRO FRQFHQWUDWLRQ ZDV DW OHDVW   RU IRU
357357 ZKRP E\ UHDVRQ RI WKH SHUVRQV UHIXVDO WR WDNH D WHVW RIIHUHG
358358 SXUVXDQW WR 5&:   WKHUH LV QR WHVW UHVXOW LQGLFDWLQJ WKH
359359 SHUVRQVDOFRKROFRQFHQWUDWLRQ
360360 L  %\ LPSULVRQPHQW IRU QRW OHVV WKDQ  GD\V QRU PRUH WKDQ 
361361 GD\V LI DYDLODEOH LQ WKDW FRXQW\ RU FLW\ D VL[PRQWK SHULRG RI 
362362 VREULHW\ SURJUDP PRQLWRULQJ SXUVXDQW WR 5&: $  WKURXJK
363363 $  DQG  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ 2QH KXQGUHG
364364 WZHQW\ GD\V RI LPSULVRQPHQW DQG  GD\V RI HOHFWURQLF KRPH
365365 PRQLWRULQJ PD\ QRW EH VXVSHQGHG RU FRQYHUWHG XQOHVV WKH FRXUW ILQGV
366366 WKDW WKH LPSRVLWLRQ RI WKLV PDQGDWRU\ PLQLPXP VHQWHQFH ZRXOG LPSRVH D
367367 VXEVWDQWLDO ULVN WR WKH RIIHQGHUV SK\VLFDO RU PHQWDO ZHOOEHLQJ ,I
368368 WKH RIIHQGHU VKRZV WKDW WKH LPSRVLWLRQ RI WKLV PDQGDWRU\ PLQLPXP
369369 VHQWHQFH ZRXOG LPSRVH D VXEVWDQWLDO ULVN WR WKH RIIHQGHUV SK\VLFDO
370370 RU PHQWDO ZHOOEHLQJ LQ OLHX RI WKH PDQGDWRU\ PLQLPXP WHUP RI 
371371 GD\V RI LPSULVRQPHQW DQG  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ WKH
372372 FRXUW PD\ RUGHU  GD\V RI HOHFWURQLF KRPH PRQLWRULQJ RU D GD\
373373 SHULRG RI  VREULHW\ PRQLWRULQJ SXUVXDQW WR 5&: $  WKURXJK
374374 $  :KHQHYHU WKH PDQGDWRU\ PLQLPXP VHQWHQFH LV VXVSHQGHG RU
375375 FRQYHUWHG WKH FRXUW VKDOO VWDWH LQ ZULWLQJ WKH UHDVRQ IRU JUDQWLQJ
376376 WKH VXVSHQVLRQ RU FRQYHUVLRQ DQG WKH IDFWV XSRQ ZKLFK WKH VXVSHQVLRQ
377377 RU FRQYHUVLRQ LV EDVHG 7KH RIIHQGHU VKDOO SD\ IRU WKH FRVW RI WKH
378378 HOHFWURQLF PRQLWRULQJ 7KH FRXUW VKDOO RUGHU DQ H[SDQGHG VXEVWDQFH
379379 XVH GLVRUGHU DVVHVVPHQW DQG WUHDWPHQW LI GHHPHG DSSURSULDWH E\ WKH
380380 DVVHVVPHQW 7KH FRXQW\ RU PXQLFLSDOLW\ ZKHUH WKH SHQDOW\ LV EHLQJ
381381 LPSRVHG VKDOO GHWHUPLQH WKH FRVW 7KH FRXUW PD\ DOVR UHTXLUH WKH
382382 RIIHQGHUV HOHFWURQLF KRPH PRQLWRULQJ GHYLFH LQFOXGH DQ DOFRKRO
383383 GHWHFWLRQ EUHDWKDO\]HU RU RWKHU VHSDUDWH DOFRKRO PRQLWRULQJ GHYLFH
384384 S 6% DQG PD\ UHVWULFW WKH DPRXQW RI DOFRKRO WKH RIIHQGHU PD\ FRQVXPH
385385 GXULQJWKHWLPHWKHRIIHQGHULVRQHOHFWURQLFKRPHPRQLWRULQJDQG
386386 LL  %\ D ILQH RI QRW OHVV WKDQ  QRU PRUH WKDQ 
387387  GROODUV  RI WKH ILQH PD\ QRW EH VXVSHQGHG XQOHVV WKH FRXUW
388388 ILQGVWKHRIIHQGHUWREHLQGLJHQW
389389   7KUHH RU PRUH SULRU RIIHQVHV LQ  \HDUV  $ SHUVRQ ZKR LV
390390 FRQYLFWHG RI D YLRODWLRQ RI 5&:   RU   VKDOO EH
391391 SXQLVKHGXQGHU FKDSWHU $ 5&: LI
392392 D  7KH SHUVRQ KDV WKUHH RU PRUH SULRU RIIHQVHV ZLWKLQ  \HDUV
393393 RU
394394 E 7KHSHUVRQKDVHYHUSUHYLRXVO\EHHQFRQYLFWHGRI
395395 L  $ YLRODWLRQ RI 5&:   FRPPLWWHG ZKLOH XQGHU WKH
396396 LQIOXHQFHRILQWR[LFDWLQJOLTXRURUDQ\GUXJ
397397 LL  $ YLRODWLRQ RI 5&:   FRPPLWWHG ZKLOH XQGHU WKH
398398 LQIOXHQFHRILQWR[LFDWLQJOLTXRURUDQ\GUXJ
399399 LLL  $Q RXWRIVWDWH RIIHQVH FRPSDUDEOH WR WKH RIIHQVH VSHFLILHG
400400 LQ E L RU LL RIWKLVVXEVHFWLRQRU
401401 LY $YLRODWLRQRI5&:   RU   
402402   0RQLWRULQJ  D  ,JQLWLRQ LQWHUORFN GHYLFH  7KH FRXUW VKDOO
403403 UHTXLUH DQ\ SHUVRQ FRQYLFWHG RI D YLRODWLRQ RI 5&:   RU
404404   RU DQ HTXLYDOHQW ORFDO RUGLQDQFH WR FRPSO\ ZLWK WKH UXOHV
405405 DQG UHTXLUHPHQWV RI WKH GHSDUWPHQW UHJDUGLQJ WKH LQVWDOODWLRQ DQG XVH
406406 RI D IXQFWLRQLQJ LJQLWLRQ LQWHUORFN GHYLFH LQVWDOOHG RQ DOO PRWRU
407407 YHKLFOHVRSHUDWHGE\WKHSHUVRQ
408408 E  0RQLWRULQJ GHYLFHV  ,I WKH FRXUW RUGHUV WKDW D SHUVRQ UHIUDLQ
409409 IURP FRQVXPLQJ DQ\ DOFRKRO WKH FRXUW PD\ RUGHU WKH SHUVRQ WR VXEPLW
410410 WR DOFRKRO PRQLWRULQJ WKURXJK DQ DOFRKRO GHWHFWLRQ EUHDWKDO\]HU
411411 GHYLFH WUDQVGHUPDO VHQVRU GHYLFH RU RWKHU WHFKQRORJ\ GHVLJQHG WR
412412 GHWHFW DOFRKRO LQ D SHUVRQV V\VWHP 7KH SHUVRQ VKDOO SD\ IRU WKH
413413 FRVW RI WKH PRQLWRULQJ XQOHVV WKH FRXUW VSHFLILHV WKDW WKH FRVW RI
414414 PRQLWRULQJ ZLOO EH SDLG ZLWK IXQGV WKDW DUH DYDLODEOH IURP DQ
415415 DOWHUQDWLYH VRXUFH LGHQWLILHG E\ WKH FRXUW 7KH FRXQW\ RU
416416 PXQLFLSDOLW\ ZKHUH WKH SHQDOW\ LV EHLQJ LPSRVHG VKDOO GHWHUPLQH WKH
417417 FRVW
418418 F   VREULHW\ SURJUDP PRQLWRULQJ  ,Q DQ\ FRXQW\ RU FLW\ ZKHUH
419419 D  VREULHW\ SURJUDP LV DYDLODEOH DQG YHULILHG E\ WKH :DVKLQJWRQ
420420 DVVRFLDWLRQRIVKHULIIVDQGSROLFHFKLHIVWKHFRXUWVKDOO
421421 L  2UGHU WKH SHUVRQ WR LQVWDOO DQG XVH D IXQFWLRQLQJ LJQLWLRQ
422422 LQWHUORFN RU RWKHU GHYLFH LQ OLHX RI VXFK SHULRG RI  VREULHW\
423423 SURJUDPPRQLWRULQJ
424424 S 6% LL  2UGHU WKH SHUVRQ WR D SHULRG RI  VREULHW\ SURJUDP
425425 PRQLWRULQJ SXUVXDQW WR VXEVHFWLRQV   WKURXJK   RI WKLV VHFWLRQ
426426 RU
427427 LLL  2UGHU WKH SHUVRQ WR LQVWDOO DQG XVH D IXQFWLRQLQJ LJQLWLRQ
428428 LQWHUORFN RU RWKHU GHYLFH LQ DGGLWLRQ WR D SHULRG RI  VREULHW\
429429 SURJUDP PRQLWRULQJ SXUVXDQW WR VXEVHFWLRQV   WKURXJK   RI WKLV
430430 VHFWLRQ
431431   3HQDOW\ IRU KDYLQJ D PLQRU SDVVHQJHU LQ YHKLFOH  ,I D SHUVRQ
432432 ZKR LV FRQYLFWHG RI D YLRODWLRQ RI 5&:   RU 
433433 FRPPLWWHG WKH RIIHQVH ZKLOH RQH RU PRUH SDVVHQJHUV XQGHU WKH DJH RI
434434 ZHUHLQWKHYHKLFOHWKHFRXUWVKDOO
435435 D  2UGHU WKH XVH RI DQ LJQLWLRQ LQWHUORFN RU RWKHU GHYLFH IRU DQ
436436 DGGLWLRQDO  PRQWKV IRU HDFK SDVVHQJHU XQGHU WKH DJH RI  ZKHQ WKH
437437 SHUVRQ LV VXEMHFW WR WKH SHQDOWLHV XQGHU VXEVHFWLRQ  D   D 
438438 RU  D  RI WKLV VHFWLRQ DQG RUGHU WKH XVH RI DQ LJQLWLRQ LQWHUORFN
439439 GHYLFH IRU DQ DGGLWLRQDO  PRQWKV IRU HDFK SDVVHQJHU XQGHU WKH DJH
440440 RI  ZKHQ WKH SHUVRQ LV VXEMHFW WR WKH SHQDOWLHV XQGHU VXEVHFWLRQ
441441  E   E   E RU  RIWKLVVHFWLRQ
442442 E  ,Q DQ\ FDVH LQ ZKLFK WKH SHUVRQ KDV QR SULRU RIIHQVHV ZLWKLQ
443443 VHYHQ \HDUV DQG H[FHSW DV SURYLGHG LQ 5&:    RU
444444    RUGHU DQ DGGLWLRQDO  KRXUV RI LPSULVRQPHQW WR EH
445445 VHUYHG FRQVHFXWLYHO\ IRU HDFK SDVVHQJHU XQGHU WKH DJH RI  DQG D
446446 ILQH RI QRW OHVV WKDQ  DQG QRW PRUH WKDQ  IRU HDFK
447447 SDVVHQJHU XQGHU WKH DJH RI   RI WKH ILQH IRU HDFK SDVVHQJHU
448448 XQGHU WKH DJH RI  PD\ QRW EH VXVSHQGHG XQOHVV WKH FRXUW ILQGV WKH
449449 RIIHQGHUWREHLQGLJHQW
450450 F  ,Q DQ\ FDVH LQ ZKLFK WKH SHUVRQ KDV RQH SULRU RIIHQVH ZLWKLQ
451451 VHYHQ \HDUV DQG H[FHSW DV SURYLGHG LQ 5&:    RU
452452    RUGHU DQ DGGLWLRQDO ILYH GD\V RI LPSULVRQPHQW WR EH
453453 VHUYHG FRQVHFXWLYHO\ IRU HDFK SDVVHQJHU XQGHU WKH DJH RI  DQG D
454454 ILQH RI QRW OHVV WKDQ  DQG QRW PRUH WKDQ  IRU HDFK
455455 SDVVHQJHU XQGHU WKH DJH RI  2QH WKRXVDQG GROODUV RI WKH ILQH IRU
456456 HDFK SDVVHQJHU XQGHU WKH DJH RI  PD\ QRW EH VXVSHQGHG XQOHVV WKH
457457 FRXUWILQGVWKHRIIHQGHUWREHLQGLJHQW
458458 G  ,Q DQ\ FDVH LQ ZKLFK WKH SHUVRQ KDV WZR SULRU RIIHQVHV ZLWKLQ
459459 VHYHQ \HDUV DQG H[FHSW DV SURYLGHG LQ 5&:    RU
460460    RUGHU DQ DGGLWLRQDO WHQ GD\V RI LPSULVRQPHQW WR EH
461461 VHUYHG FRQVHFXWLYHO\ IRU HDFK SDVVHQJHU XQGHU WKH DJH RI  DQG D
462462 ILQH RI QRW OHVV WKDQ  DQG QRW PRUH WKDQ  IRU HDFK
463463 SDVVHQJHU XQGHU WKH DJH RI   RI WKH ILQH IRU HDFK SDVVHQJHU
464464 S 6% XQGHU WKH DJH RI  PD\ QRW EH VXVSHQGHG XQOHVV WKH FRXUW ILQGV WKH
465465 RIIHQGHUWREHLQGLJHQW
466466   2WKHU LWHPV FRXUWV PXVW FRQVLGHU ZKLOH VHWWLQJ SHQDOWLHV  ,Q
467467 H[HUFLVLQJ LWV GLVFUHWLRQ LQ VHWWLQJ SHQDOWLHV ZLWKLQ WKH OLPLWV
468468 DOORZHG E\ WKLV VHFWLRQ WKH FRXUW VKDOO SDUWLFXODUO\ FRQVLGHU WKH
469469 IROORZLQJ
470470 D  :KHWKHU WKH SHUVRQV GULYLQJ DW WKH WLPH RI WKH RIIHQVH ZDV
471471 UHVSRQVLEOHIRULQMXU\RUGDPDJHWRDQRWKHURUDQRWKHUVSURSHUW\
472472 E  :KHWKHU DW WKH WLPH RI WKH RIIHQVH WKH SHUVRQ ZDV GULYLQJ RU
473473 LQSK\VLFDOFRQWURORIDYHKLFOHZLWKRQHRUPRUHSDVVHQJHUV
474474 F  :KHWKHU WKH GULYHU ZDV GULYLQJ LQ WKH RSSRVLWH GLUHFWLRQ RI
475475 WKH QRUPDO IORZ RI WUDIILF RQ D PXOWLSOH ODQH KLJKZD\ DV GHILQHG E\
476476 5&:   ZLWK D SRVWHG VSHHG OLPLW RI  PLOHV SHU KRXU RU
477477 JUHDWHUDQG
478478 G  :KHWKHU D FKLOG SDVVHQJHU XQGHU WKH DJH RI  ZDV DQ RFFXSDQW
479479 LQWKHGULYHUVYHKLFOH
480480   7UHDWPHQW DQG LQIRUPDWLRQ VFKRRO  $Q RIIHQGHU SXQLVKDEOH
481481 XQGHU WKLV VHFWLRQ LV VXEMHFW WR WKH VXEVWDQFH XVH GLVRUGHU
482482 DVVHVVPHQWDQGWUHDWPHQWSURYLVLRQVRI5&:  
483483   'ULYHUV OLFHQVH SULYLOHJHV RI WKH GHIHQGDQW  D  7KH
484484 OLFHQVH SHUPLW RU QRQUHVLGHQW SULYLOHJH RI D SHUVRQ FRQYLFWHG RI
485485 GULYLQJ RU EHLQJ LQ SK\VLFDO FRQWURO RI D PRWRU YHKLFOH ZKLOH XQGHU
486486 WKHLQIOXHQFHRILQWR[LFDWLQJOLTXRURUGUXJVPXVW
487487 L  3HQDOW\ IRU DOFRKRO FRQFHQWUDWLRQ OHVV WKDQ    ,I WKH
488488 SHUVRQV DOFRKRO FRQFHQWUDWLRQ ZDV OHVV WKDQ   RU LI IRU UHDVRQV
489489 RWKHU WKDQ WKH SHUVRQV UHIXVDO WR WDNH D WHVW RIIHUHG XQGHU 5&:
490490   WKHUH LV QR WHVW UHVXOW LQGLFDWLQJ WKH SHUVRQV DOFRKRO
491491 FRQFHQWUDWLRQ
492492 $  :KHUH WKHUH KDV EHHQ QR SULRU RIIHQVH ZLWKLQ VHYHQ \HDUV EH
493493 VXVSHQGHG RU GHQLHG E\ WKH GHSDUWPHQW IRU  GD\V RU XQWLO WKH SHUVRQ
494494 LV HYDOXDWHG E\ D VXEVWDQFH XVH GLVRUGHU DJHQF\ RU SUREDWLRQ
495495 GHSDUWPHQW SXUVXDQW WR 5&:   DQG WKH SHUVRQ FRPSOHWHV RU LV
496496 HQUROOHG LQ D GD\ SHULRG RI  VREULHW\ SURJUDP PRQLWRULQJ ,Q
497497 QR FLUFXPVWDQFHV VKDOO WKH OLFHQVH VXVSHQVLRQ EH IRU IHZHU WKDQ WZR
498498 GD\V
499499 %  :KHUH WKHUH KDV EHHQ RQH SULRU RIIHQVH ZLWKLQ VHYHQ \HDUV EH
500500 UHYRNHG RU GHQLHG E\ WKH GHSDUWPHQW IRU WZR \HDUV RU XQWLO WKH SHUVRQ
501501 LV HYDOXDWHG E\ D VXEVWDQFH XVH GLVRUGHU DJHQF\ RU SUREDWLRQ
502502 GHSDUWPHQW SXUVXDQW WR 5&:   DQG WKH SHUVRQ FRPSOHWHV RU LV
503503 HQUROOHG LQ D VL[PRQWK SHULRG RI  VREULHW\ SURJUDP PRQLWRULQJ
504504 S 6% ,Q QR FLUFXPVWDQFHV VKDOO WKH OLFHQVH VXVSHQVLRQ EH IRU OHVV WKDQ RQH
505505 \HDURU
506506 &  :KHUH WKHUH KDYH EHHQ WZR RU PRUH SULRU RIIHQVHV ZLWKLQ VHYHQ
507507 \HDUVEHUHYRNHGRUGHQLHGE\WKHGHSDUWPHQWIRUWKUHH\HDUV
508508 LL  3HQDOW\ IRU DOFRKRO FRQFHQWUDWLRQ DW OHDVW    ,I WKH
509509 SHUVRQVDOFRKROFRQFHQWUDWLRQZDVDWOHDVW  
510510 $  :KHUH WKHUH KDV EHHQ QR SULRU RIIHQVH ZLWKLQ VHYHQ \HDUV EH
511511 UHYRNHG RU GHQLHG E\ WKH GHSDUWPHQW IRU RQH \HDU RU XQWLO WKH SHUVRQ
512512 LV HYDOXDWHG E\ D VXEVWDQFH XVH GLVRUGHU DJHQF\ RU SUREDWLRQ
513513 GHSDUWPHQW SXUVXDQW WR 5&:   DQG WKH SHUVRQ FRPSOHWHV RU LV
514514 HQUROOHG LQ D RQH KXQGUHG WZHQW\ GD\ SHULRG RI  VREULHW\ SURJUDP
515515 PRQLWRULQJ ,Q QR FLUFXPVWDQFHV VKDOO WKH OLFHQVH UHYRFDWLRQ EH IRU
516516 IHZHUWKDQIRXUGD\V
517517 %  :KHUH WKHUH KDV EHHQ RQH SULRU RIIHQVH ZLWKLQ VHYHQ \HDUV EH
518518 UHYRNHGRUGHQLHGE\WKHGHSDUWPHQWIRUGD\VRU
519519 &  :KHUH WKHUH KDYH EHHQ WZR RU PRUH SULRU RIIHQVHV ZLWKLQ VHYHQ
520520 \HDUVEHUHYRNHGRUGHQLHGE\WKHGHSDUWPHQWIRUIRXU\HDUVRU
521521 LLL  3HQDOW\ IRU UHIXVLQJ WR WDNH WHVW  ,I E\ UHDVRQ RI WKH
522522 SHUVRQV UHIXVDO WR WDNH D WHVW RIIHUHG XQGHU 5&:   WKHUH LV
523523 QRWHVWUHVXOWLQGLFDWLQJWKHSHUVRQVDOFRKROFRQFHQWUDWLRQ
524524 $  :KHUH WKHUH KDYH EHHQ QR SULRU RIIHQVHV ZLWKLQ VHYHQ \HDUV
525525 EHUHYRNHGRUGHQLHGE\WKHGHSDUWPHQWIRUWZR\HDUV
526526 %  :KHUH WKHUH KDV EHHQ RQH SULRU RIIHQVH ZLWKLQ VHYHQ \HDUV EH
527527 UHYRNHGRUGHQLHGE\WKHGHSDUWPHQWIRUWKUHH\HDUVRU
528528 &  :KHUH WKHUH KDYH EHHQ WZR RU PRUH SUHYLRXV RIIHQVHV ZLWKLQ
529529 VHYHQ\HDUVEHUHYRNHGRUGHQLHGE\WKHGHSDUWPHQWIRUIRXU\HDUV
530530 E L  7KH GHSDUWPHQW VKDOO JUDQW FUHGLW RQ D GD\IRUGD\ EDVLV
531531 IRU D VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO LPSRVHG XQGHU WKLV VXEVHFWLRQ
532532   IRU DQ\ SRUWLRQ RI D VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO DOUHDG\
533533 VHUYHGXQGHU5&:  DULVLQJRXWRIWKHVDPHLQFLGHQW
534534 LL  ,I D SHUVRQ KDV DOUHDG\ VHUYHG D VXVSHQVLRQ UHYRFDWLRQ RU
535535 GHQLDO XQGHU 5&:   IRU D SHULRG HTXDO WR RU JUHDWHU WKDQ WKH
536536 SHULRG LPSRVHG XQGHU WKLV VXEVHFWLRQ   WKH GHSDUWPHQW VKDOO
537537 SURYLGH QRWLFH RI IXOO FUHGLW VKDOO SURYLGH IRU QR IXUWKHU
538538 VXVSHQVLRQ RU UHYRFDWLRQ XQGHU WKLV VXEVHFWLRQ SURYLGHG WKH SHUVRQ
539539 KDV FRPSOHWHG WKH UHTXLUHPHQWV XQGHU 5&:   DQG SDLG WKH
540540 SUREDWLRQDU\ OLFHQVH IHH XQGHU 5&:   E\ WKH GDWH VSHFLILHG LQ
541541 WKH QRWLFH XQGHU 5&:   DQG VKDOO LPSRVH QR DGGLWLRQDO
542542 UHLVVXHIHHVIRUWKLVFUHGLW
543543 S 6% F  8SRQ UHFHLSW RI D QRWLFH IURP WKH FRXUW XQGHU 5&: $
544544 WKDW D SDUWLFLSDQW KDV EHHQ UHPRYHG IURP D  VREULHW\ SURJUDP WKH
545545 GHSDUWPHQW PXVW UHVXPH DQ\ VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO WKDW KDG
546546 EHHQ WHUPLQDWHG HDUO\ XQGHU WKLV VXEVHFWLRQ GXH WR SDUWLFLSDWLRQ LQ
547547 WKH SURJUDP JUDQWLQJ FUHGLW RQ D GD\IRUGD\ EDVLV IRU DQ\ SRUWLRQ
548548 RI D VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO DOUHDG\ VHUYHG XQGHU 5&:
549549  RUWKLVVHFWLRQDULVLQJRXWRIWKHVDPHLQFLGHQW
550550 G  8SRQ LWV RZQ PRWLRQ RU XSRQ PRWLRQ E\ D SHUVRQ D FRXUW PD\
551551 ILQG RQ WKH UHFRUG WKDW QRWLFH WR WKH GHSDUWPHQW XQGHU 5&:
552552   KDV EHHQ GHOD\HG IRU WKUHH \HDUV RU PRUH DV D UHVXOW RI D
553553 FOHULFDO RU FRXUW HUURU ,I VR WKH FRXUW PD\ RUGHU WKDW WKH SHUVRQV
554554 OLFHQVH SHUPLW RU QRQUHVLGHQW SULYLOHJH VKDOO QRW EH UHYRNHG
555555 VXVSHQGHG RU GHQLHG IRU WKDW RIIHQVH 7KH FRXUW VKDOO VHQG QRWLFH RI
556556 WKH ILQGLQJ DQG RUGHU WR WKH GHSDUWPHQW DQG WR WKH SHUVRQ 8SRQ
557557 UHFHLSW RI WKH QRWLFH IURP WKH FRXUW WKH GHSDUWPHQW VKDOO QRW
558558 UHYRNH VXVSHQG RU GHQ\ WKH OLFHQVH SHUPLW RU QRQUHVLGHQW
559559 SULYLOHJHRIWKHSHUVRQIRUWKDWRIIHQVH
560560 H  )RU SXUSRVHV RI WKLV VXEVHFWLRQ   WKH GHSDUWPHQW VKDOO
561561 UHIHU WR WKH GULYHUV UHFRUG PDLQWDLQHG XQGHU 5&:   ZKHQ
562562 GHWHUPLQLQJWKHH[LVWHQFHRISULRURIIHQVHV
563563   3UREDWLRQ RI GULYLQJ SULYLOHJH  $IWHU H[SLUDWLRQ RI DQ\
564564 SHULRG RI VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO RI WKH RIIHQGHUV
565565 OLFHQVH SHUPLW RU SULYLOHJH WR GULYH UHTXLUHG E\ WKLV VHFWLRQ WKH
566566 GHSDUWPHQW VKDOO SODFH WKH RIIHQGHUV GULYLQJ SULYLOHJH LQ
567567 SUREDWLRQDU\VWDWXVSXUVXDQWWR5&:  
568568   &RQGLWLRQV RI SUREDWLRQ  D  ,Q DGGLWLRQ WR DQ\
569569 QRQVXVSHQGDEOH DQG QRQGHIHUUDEOH MDLO VHQWHQFH UHTXLUHG E\ WKLV
570570 VHFWLRQ ZKHQHYHU WKH FRXUW LPSRVHV XS WR  GD\V LQ MDLO WKH FRXUW
571571 VKDOO DOVR VXVSHQG EXW VKDOO QRW GHIHU D SHULRG RI FRQILQHPHQW IRU D
572572 SHULRG QRW H[FHHGLQJ ILYH \HDUV 7KH FRXUW VKDOO LPSRVH FRQGLWLRQV RI
573573 SUREDWLRQ WKDW LQFOXGH L  1RW GULYLQJ D PRWRU YHKLFOH ZLWKLQ WKLV
574574 VWDWH ZLWKRXW D YDOLG OLFHQVH WR GULYH LL  QRW GULYLQJ D PRWRU
575575 YHKLFOH ZLWKLQ WKLV VWDWH ZLWKRXW SURRI RI OLDELOLW\ LQVXUDQFH RU
576576 RWKHU ILQDQFLDO UHVSRQVLELOLW\ IRU WKH IXWXUH SXUVXDQW WR 5&:
577577   LLL  QRW GULYLQJ RU EHLQJ LQ SK\VLFDO FRQWURO RI D PRWRU
578578 YHKLFOH ZLWKLQ WKLV VWDWH ZKLOH KDYLQJ DQ DOFRKRO FRQFHQWUDWLRQ RI
579579     RU PRUH RU D 7+& FRQFHQWUDWLRQ RI   QDQRJUDPV SHU
580580 PLOOLOLWHU RI ZKROH EORRG RU KLJKHU ZLWKLQ WZR KRXUV DIWHU GULYLQJ
581581 LY  QRW UHIXVLQJ WR VXEPLW WR D WHVW RI KLV RU KHU EUHDWK RU EORRG
582582 WR GHWHUPLQH DOFRKRO RU GUXJ FRQFHQWUDWLRQ XSRQ UHTXHVW RI D ODZ
583583 S 6% HQIRUFHPHQW RIILFHU ZKR KDV UHDVRQDEOH JURXQGV WR EHOLHYH WKH SHUVRQ
584584 ZDV GULYLQJ RU ZDV LQ DFWXDO SK\VLFDO FRQWURO RI D PRWRU YHKLFOH
585585 ZLWKLQ WKLV VWDWH ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU RU
586586 GUXJ DQG Y  QRW GULYLQJ D PRWRU YHKLFOH LQ WKLV VWDWH ZLWKRXW D
587587 IXQFWLRQLQJ LJQLWLRQ LQWHUORFN GHYLFH DV UHTXLUHG E\ WKH GHSDUWPHQW
588588 XQGHU 5&:   7KH FRXUW PD\ LPSRVH FRQGLWLRQV RI SUREDWLRQ
589589 WKDW LQFOXGH QRQUHSHWLWLRQ LQVWDOODWLRQ RI DQ LJQLWLRQ LQWHUORFN
590590 GHYLFH RQ WKH SUREDWLRQHUV PRWRU YHKLFOH VXEVWDQFH XVH GLVRUGHU
591591 WUHDWPHQW VXSHUYLVHG SUREDWLRQ RU RWKHU FRQGLWLRQV WKDW PD\ EH
592592 DSSURSULDWH 7KH VHQWHQFH PD\ EH LPSRVHG LQ ZKROH RU LQ SDUW XSRQ
593593 YLRODWLRQRIDFRQGLWLRQRISUREDWLRQGXULQJWKHVXVSHQVLRQSHULRG
594594 E  )RU HDFK YLRODWLRQ RI PDQGDWRU\ FRQGLWLRQV RI SUREDWLRQ XQGHU
595595 D L  LL  LLL  LY  RU Y  RI WKLV VXEVHFWLRQ WKH FRXUW VKDOO
596596 RUGHU WKH FRQYLFWHG SHUVRQ WR EH FRQILQHG IRU  GD\V ZKLFK VKDOO
597597 QRWEHVXVSHQGHGRUGHIHUUHG
598598 F L  ([FHSW DV SURYLGHG LQ F LL  RI WKLV VXEVHFWLRQ IRU HDFK
599599 LQFLGHQW LQYROYLQJ D YLRODWLRQ RI D PDQGDWRU\ FRQGLWLRQ RI SUREDWLRQ
600600 LPSRVHG XQGHU WKLV VXEVHFWLRQ WKH OLFHQVH SHUPLW RU SULYLOHJH WR
601601 GULYH RI WKH SHUVRQ VKDOO EH VXVSHQGHG E\ WKH FRXUW IRU  GD\V RU
602602 LI VXFK OLFHQVH SHUPLW RU SULYLOHJH WR GULYH DOUHDG\ LV VXVSHQGHG
603603 UHYRNHG RU GHQLHG DW WKH WLPH WKH ILQGLQJ RI SUREDWLRQ YLRODWLRQ LV
604604 PDGH WKH VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO WKHQ LQ HIIHFW VKDOO EH
605605 H[WHQGHG E\  GD\V 7KH FRXUW VKDOO QRWLI\ WKH GHSDUWPHQW RI DQ\
606606 VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO RU DQ\ H[WHQVLRQ RI D VXVSHQVLRQ
607607 UHYRFDWLRQ RU GHQLDO LPSRVHG XQGHU WKLV VXEVHFWLRQ 7KH SHUVRQ PD\
608608 DSSO\ IRU DQ LJQLWLRQ LQWHUORFN GULYHUV OLFHQVH XQGHU 5&: 
609609 GXULQJWKHVXVSHQVLRQSHULRG
610610 LL  )RU HDFK LQFLGHQW LQYROYLQJ D YLRODWLRQ RI 5&:
611611   F  WKH FRXUW KDV GLVFUHWLRQ QRW WR LPSRVH D VXVSHQVLRQ
612612 ZKHQ WKH SHUVRQ SURYLGHV WKH FRXUW ZLWK SURRI WKDW WKH YLRODWLRQ KDV
613613 EHHQ FXUHG ZLWKLQ  GD\V 7KH FRXUW LV QRW UHTXLUHG WR QRWLI\ WKH
614614 GHSDUWPHQWRIWKHYLRODWLRQXQOHVVLWLVQRWFXUHGZLWKLQGD\V
615615   :DLYHU RI HOHFWURQLF KRPH PRQLWRULQJ  $ FRXUW PD\ ZDLYH WKH
616616 HOHFWURQLFKRPHPRQLWRULQJUHTXLUHPHQWVRIWKLVFKDSWHUZKHQ
617617 D  7KH RIIHQGHU GRHV QRW KDYH D GZHOOLQJ WHOHSKRQH VHUYLFH RU
618618 DQ\ RWKHU QHFHVVLW\ WR RSHUDWH DQ HOHFWURQLF KRPH PRQLWRULQJ V\VWHP
619619 +RZHYHU LI D FRXUW GHWHUPLQHV WKDW DQ DOFRKRO PRQLWRULQJ GHYLFH
620620 XWLOL]LQJ ZLUHOHVV UHSRUWLQJ WHFKQRORJ\ LV UHDVRQDEO\ DYDLODEOH WKH
621621 FRXUW PD\ UHTXLUH WKH SHUVRQ WR REWDLQ VXFK D GHYLFH GXULQJ WKH
622622 SHULRGRIUHTXLUHGHOHFWURQLFKRPHPRQLWRULQJ
623623 S 6% E 7KHRIIHQGHUGRHVQRWUHVLGHLQWKHVWDWHRI:DVKLQJWRQRU
624624 F  7KH FRXUW GHWHUPLQHV WKDW WKHUH LV UHDVRQ WR EHOLHYH WKDW WKH
625625 RIIHQGHU ZRXOG YLRODWH WKH FRQGLWLRQV RI WKH HOHFWURQLF KRPH
626626 PRQLWRULQJSHQDOW\
627627 :KHQHYHU WKH PDQGDWRU\ PLQLPXP WHUP RI HOHFWURQLF KRPH PRQLWRULQJ
628628 LV ZDLYHG WKH FRXUW VKDOO VWDWH LQ ZULWLQJ WKH UHDVRQ IRU JUDQWLQJ
629629 WKH ZDLYHU DQG WKH IDFWV XSRQ ZKLFK WKH ZDLYHU LV EDVHG DQG VKDOO
630630 LPSRVH DQ DOWHUQDWLYH VHQWHQFH ZLWK VLPLODU SXQLWLYH FRQVHTXHQFHV
631631 7KH DOWHUQDWLYH VHQWHQFH PD\ LQFOXGH EXW LV QRW OLPLWHG WR XVH RI
632632 DQ LJQLWLRQ LQWHUORFN GHYLFH WKH  VREULHW\ SURJUDP PRQLWRULQJ
633633 DGGLWLRQDOMDLOWLPHZRUNFUHZRUZRUNFDPS
634634 :KHQHYHU WKH FRPELQDWLRQ RI MDLO WLPH DQG HOHFWURQLF KRPH
635635 PRQLWRULQJ RU DOWHUQDWLYH VHQWHQFH ZRXOG H[FHHG  GD\V WKH
636636 RIIHQGHU VKDOO VHUYH WKH MDLO SRUWLRQ RI WKH VHQWHQFH ILUVW DQG WKH
637637 HOHFWURQLF KRPH PRQLWRULQJ RU DOWHUQDWLYH SRUWLRQ RI WKH VHQWHQFH
638638 VKDOOEHUHGXFHGVRWKDWWKHFRPELQDWLRQGRHVQRWH[FHHGGD\V
639639   ([WUDRUGLQDU\ PHGLFDO SODFHPHQW  $Q RIIHQGHU VHUYLQJ D
640640 VHQWHQFH XQGHU WKLV VHFWLRQ ZKHWKHU RU QRW D PDQGDWRU\ PLQLPXP WHUP
641641 KDV H[SLUHG PD\ EH JUDQWHG DQ H[WUDRUGLQDU\ PHGLFDO SODFHPHQW E\ WKH
642642 MDLO DGPLQLVWUDWRU VXEMHFW WR WKH VWDQGDUGV DQG OLPLWDWLRQV VHW IRUWK
643643 LQ5&: $  F 
644644   'HILQLWLRQV  )RU SXUSRVHV RI WKLV VHFWLRQ DQG 5&: 
645645 DQG  
646646 D $SULRURIIHQVHPHDQVDQ\RIWKHIROORZLQJ
647647 L  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   RU DQ
648648 HTXLYDOHQWORFDORUGLQDQFH
649649 LL  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   RU DQ
650650 HTXLYDOHQWORFDORUGLQDQFH
651651 LLL  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   RU DQ
652652 HTXLYDOHQWORFDORUGLQDQFH
653653 LY  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&: $   RU DQ
654654 HTXLYDOHQWORFDORUGLQDQFH
655655 Y  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&: $   RU DQ
656656 HTXLYDOHQW ORFDO RUGLQDQFH FRPPLWWHG LQ D UHFNOHVV PDQQHU LI WKH
657657 FRQYLFWLRQ LV WKH UHVXOW RI D FKDUJH WKDW ZDV RULJLQDOO\ ILOHG DV D
658658 YLRODWLRQRI5&: $  RUDQHTXLYDOHQWORFDORUGLQDQFH
659659 YL  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   RU DQ
660660 HTXLYDOHQW ORFDO RUGLQDQFH FRPPLWWHG ZKLOH XQGHU WKH LQIOXHQFH RI
661661 LQWR[LFDWLQJOLTXRURUDQ\GUXJ
662662 S 6% YLL  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   RU DQ
663663 HTXLYDOHQW ORFDO RUGLQDQFH FRPPLWWHG LQ D FDUHOHVV RU UHFNOHVV PDQQHU
664664 LI WKH FRQYLFWLRQ LV WKH UHVXOW RI D FKDUJH WKDW ZDV RULJLQDOO\ ILOHG
665665 DV D YLRODWLRQ RI 5&:   RU DQ HTXLYDOHQW ORFDO RUGLQDQFH
666666 ZKLOHXQGHUWKHLQIOXHQFHRILQWR[LFDWLQJOLTXRURUDQ\GUXJ
667667 YLLL  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:    RU DQ
668668 HTXLYDOHQWORFDORUGLQDQFH
669669 L[  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:    RU DQ
670670 HTXLYDOHQWORFDORUGLQDQFH
671671 [  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   FRPPLWWHG ZKLOH
672672 XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU RU DQ\ GUXJ RU D
673673 FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   FRPPLWWHG LQ D UHFNOHVV
674674 PDQQHU RU ZLWK WKH GLVUHJDUG IRU WKH VDIHW\ RI RWKHUV LI WKH
675675 FRQYLFWLRQ LV WKH UHVXOW RI D FKDUJH WKDW ZDV RULJLQDOO\ ILOHG DV D
676676 YLRODWLRQ RI 5&:   FRPPLWWHG ZKLOH XQGHU WKH LQIOXHQFH RI
677677 LQWR[LFDWLQJOLTXRURUDQ\GUXJ
678678 [L  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   FRPPLWWHG
679679 ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU RU DQ\ GUXJ RU D
680680 FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:   FRPPLWWHG LQ D UHFNOHVV
681681 PDQQHU RU ZLWK WKH GLVUHJDUG IRU WKH VDIHW\ RI RWKHUV LI WKH
682682 FRQYLFWLRQ LV WKH UHVXOW RI D FKDUJH WKDW ZDV RULJLQDOO\ ILOHG DV D
683683 YLRODWLRQ RI 5&:   FRPPLWWHG ZKLOH XQGHU WKH LQIOXHQFH RI
684684 LQWR[LFDWLQJOLTXRURUDQ\GUXJ
685685 [LL  $ FRQYLFWLRQ IRU D YLRODWLRQ RI 5&:    
686686 RU $  RU DQ HTXLYDOHQW ORFDO RUGLQDQFH LI WKH FRQYLFWLRQ LV
687687 WKH UHVXOW RI D FKDUJH WKDW ZDV RULJLQDOO\ ILOHG DV D YLRODWLRQ RI
688688 5&:   RU   RU DQ HTXLYDOHQW ORFDO RUGLQDQFH RU RI
689689 5&:  RU  
690690 [LLL  $Q RXWRIVWDWH FRQYLFWLRQ IRU D YLRODWLRQ WKDW ZRXOG KDYH
691691 EHHQ D YLRODWLRQ RI D L  LL  [  [L  RU [LL  RI WKLV
692692 VXEVHFWLRQLIFRPPLWWHGLQWKLVVWDWH
693693 [LY  $ GHIHUUHG SURVHFXWLRQ XQGHU FKDSWHU   5&:  JUDQWHG LQ D
694694 SURVHFXWLRQ IRU D YLRODWLRQ RI 5&:     RU DQ
695695 HTXLYDOHQWORFDORUGLQDQFH
696696 [Y  $ GHIHUUHG SURVHFXWLRQ XQGHU FKDSWHU   5&:  JUDQWHG LQ D
697697 SURVHFXWLRQ IRU D YLRODWLRQ RI 5&:   RU DQ HTXLYDOHQW ORFDO
698698 RUGLQDQFH LI WKH FKDUJH XQGHU ZKLFK WKH GHIHUUHG SURVHFXWLRQ ZDV
699699 JUDQWHG ZDV RULJLQDOO\ ILOHG DV D YLRODWLRQ RI 5&:   RU
700700   RU DQ HTXLYDOHQW ORFDO RUGLQDQFH RU RI 5&:   RU
701701  
702702 S 6% [YL  $ GHIHUUHG SURVHFXWLRQ JUDQWHG LQ DQRWKHU VWDWH IRU D
703703 YLRODWLRQ RI GULYLQJ RU KDYLQJ SK\VLFDO FRQWURO RI D YHKLFOH ZKLOH
704704 XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU RU DQ\ GUXJ LI WKH RXWRI
705705 VWDWH GHIHUUHG SURVHFXWLRQ LV HTXLYDOHQW WR WKH GHIHUUHG SURVHFXWLRQ
706706 XQGHU FKDSWHU   5&:  LQFOXGLQJ D UHTXLUHPHQW WKDW WKH GHIHQGDQW
707707 SDUWLFLSDWHLQDFKHPLFDOGHSHQGHQF\WUHDWPHQWSURJUDPRU
708708 [YLL  $ GHIHUUHG VHQWHQFH LPSRVHG LQ D SURVHFXWLRQ IRU D
709709 YLRODWLRQ RI 5&:     RU $  RU DQ
710710 HTXLYDOHQW ORFDO RUGLQDQFH LI WKH FKDUJH XQGHU ZKLFK WKH GHIHUUHG
711711 VHQWHQFH ZDV LPSRVHG ZDV RULJLQDOO\ ILOHG DV D YLRODWLRQ RI 5&:
712712   RU   RU DQ HTXLYDOHQW ORFDO RUGLQDQFH RU D
713713 YLRODWLRQRI5&:  RU  
714714 ,I D GHIHUUHG SURVHFXWLRQ LV UHYRNHG EDVHG RQ D VXEVHTXHQW
715715 FRQYLFWLRQ IRU DQ RIIHQVH OLVWHG LQ WKLV VXEVHFWLRQ  D  WKH
716716 VXEVHTXHQW FRQYLFWLRQ VKDOO QRW EH WUHDWHG DV D SULRU RIIHQVH RI WKH
717717 UHYRNHGGHIHUUHGSURVHFXWLRQIRUWKHSXUSRVHVRIVHQWHQFLQJ
718718 E  7UHDWPHQW PHDQV VXEVWDQFH XVH GLVRUGHU WUHDWPHQW OLFHQVHG
719719 RUFHUWLILHGE\WKHGHSDUWPHQWRIKHDOWK
720720 F  :LWKLQ VHYHQ \HDUV PHDQV WKDW WKH DUUHVW IRU D SULRU
721721 RIIHQVH RFFXUUHG ZLWKLQ VHYHQ \HDUV EHIRUH RU DIWHU WKH DUUHVW IRU
722722 WKHFXUUHQWRIIHQVHDQG
723723 G  :LWKLQ  \HDUV PHDQV WKDW WKH DUUHVW IRU D SULRU RIIHQVH
724724 RFFXUUHG ZLWKLQ  \HDUV EHIRUH RU DIWHU WKH DUUHVW IRU WKH FXUUHQW
725725 RIIHQVH
726726   $OO ILQHV LPSRVHG E\ WKLV VHFWLRQ DSSO\ WR DGXOW RIIHQGHUV
727727 RQO\
728728 6HF   5&:   DQG  F  V  DUH HDFK DPHQGHG WR
729729 UHDGDVIROORZV
730730   8SRQ WKH WULDO RI DQ\ FLYLO RU FULPLQDO DFWLRQ RU SURFHHGLQJ
731731 DULVLQJ RXW RI DFWV DOOHJHG WR KDYH EHHQ FRPPLWWHG E\ DQ\ SHUVRQ
732732 ZKLOH GULYLQJ RU LQ DFWXDO SK\VLFDO FRQWURO RI D YHKLFOH ZKLOH XQGHU
733733 WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU RU DQ\ GUXJ LI WKH SHUVRQV
734734 DOFRKRO FRQFHQWUDWLRQ LV OHVV WKDQ     RU WKH SHUVRQV 7+&
735735 FRQFHQWUDWLRQ LV OHVV WKDQ   LW LV HYLGHQFH WKDW PD\ EH
736736 FRQVLGHUHG ZLWK RWKHU FRPSHWHQW HYLGHQFH LQ GHWHUPLQLQJ ZKHWKHU WKH
737737 SHUVRQZDVXQGHUWKHLQIOXHQFHRILQWR[LFDWLQJOLTXRURUDQ\GUXJ
738738  D  7KH EUHDWK DQDO\VLV RI WKH SHUVRQV DOFRKRO FRQFHQWUDWLRQ
739739 VKDOO EH EDVHG XSRQ JUDPV RI DOFRKRO SHU WZR KXQGUHG WHQ  
740740 OLWHUVRIEUHDWK
741741 S 6% E  7KH EORRG DQDO\VLV RI WKH SHUVRQV 7+& FRQFHQWUDWLRQ VKDOO EH
742742 EDVHGXSRQQDQRJUDPVSHUPLOOLOLWHURIZKROHEORRG
743743 F  7KH IRUHJRLQJ SURYLVLRQV RI WKLV VHFWLRQ VKDOO QRW EH
744744 FRQVWUXHG DV OLPLWLQJ WKH LQWURGXFWLRQ RI DQ\ RWKHU FRPSHWHQW
745745 HYLGHQFH EHDULQJ XSRQ WKH TXHVWLRQ ZKHWKHU WKH SHUVRQ ZDV XQGHU WKH
746746 LQIOXHQFHRILQWR[LFDWLQJOLTXRURUDQ\GUXJ
747747   $QDO\VLV RI WKH SHUVRQV EORRG RU EUHDWK WR EH FRQVLGHUHG
748748 YDOLG XQGHU WKH SURYLVLRQV RI WKLV VHFWLRQ RU 5&:   RU
749749   VKDOO KDYH EHHQ SHUIRUPHG DFFRUGLQJ WR PHWKRGV DSSURYHG E\
750750 WKH VWDWH WR[LFRORJLVW DQG E\ DQ LQGLYLGXDO SRVVHVVLQJ D YDOLG SHUPLW
751751 LVVXHG E\ WKH VWDWH WR[LFRORJLVW IRU WKLV SXUSRVH 7KH VWDWH
752752 WR[LFRORJLVW LV GLUHFWHG WR DSSURYH VDWLVIDFWRU\ WHFKQLTXHV RU
753753 PHWKRGV WR VXSHUYLVH WKH H[DPLQDWLRQ RI LQGLYLGXDOV WR DVFHUWDLQ
754754 WKHLU TXDOLILFDWLRQV DQG FRPSHWHQFH WR FRQGXFW VXFK DQDO\VHV DQG WR
755755 LVVXH SHUPLWV ZKLFK VKDOO EH VXEMHFW WR WHUPLQDWLRQ RU UHYRFDWLRQ DW
756756 WKHGLVFUHWLRQRIWKHVWDWHWR[LFRORJLVW
757757  D  $ EUHDWK WHVW SHUIRUPHG E\ DQ\ LQVWUXPHQW DSSURYHG E\ WKH
758758 VWDWH WR[LFRORJLVW VKDOO EH DGPLVVLEOH DW WULDO RU LQ DQ
759759 DGPLQLVWUDWLYH SURFHHGLQJ LI WKH SURVHFXWLRQ RU GHSDUWPHQW SURGXFHV
760760 SULPDIDFLHHYLGHQFHRIWKHIROORZLQJ
761761 L  7KH SHUVRQ ZKR SHUIRUPHG WKH WHVW ZDV DXWKRUL]HG WR SHUIRUP
762762 VXFKWHVWE\WKHVWDWHWR[LFRORJLVW
763763 LL  7KH SHUVRQ EHLQJ WHVWHG GLG QRW YRPLW RU KDYH DQ\WKLQJ WR
764764 HDW GULQN RU VPRNH IRU DW OHDVW ILIWHHQ    PLQXWHV SULRU WR
765765 DGPLQLVWUDWLRQRIWKHWHVW
766766 LLL  7KH SHUVRQ EHLQJ WHVWHG GLG QRW KDYH DQ\ IRUHLJQ
767767 VXEVWDQFHV QRW WR LQFOXGH GHQWDO ZRUN RU SLHUFLQJV IL[HG RU
768768 UHPRYDEOH LQ KLV RU KHU PRXWK DW WKH EHJLQQLQJ RI WKH ILIWHHQ
769769 PLQXWH  PLQXWH REVHUYDWLRQSHULRG
770770 LY  3ULRU WR WKH VWDUW RI WKH WHVW WKH WHPSHUDWXUH RI DQ\
771771 OLTXLG VLPXODWRU VROXWLRQ XWLOL]HG DV DQ H[WHUQDO VWDQGDUG DV
772772 PHDVXUHG E\ D WKHUPRPHWHU DSSURYHG RI E\ WKH VWDWH WR[LFRORJLVW ZDV
773773 WKLUW\IRXU    GHJUHHV FHQWLJUDGH SOXV RU PLQXV   GHJUHHV
774774 FHQWLJUDGH
775775 Y  7KH LQWHUQDO VWDQGDUG WHVW UHVXOWHG LQ WKH PHVVDJH
776776 YHULILHG
777777 YL  7KH WZR EUHDWK VDPSOHV DJUHH WR ZLWKLQ SOXV RU PLQXV WHQ 
778778   SHUFHQW RI WKHLU PHDQ WR EH GHWHUPLQHG E\ WKH PHWKRG DSSURYHG E\
779779 WKHVWDWHWR[LFRORJLVW
780780 S 6% YLL  7KH UHVXOW RI WKH WHVW RI WKH OLTXLG VLPXODWRU VROXWLRQ
781781 H[WHUQDO VWDQGDUG RU GU\ JDV H[WHUQDO VWDQGDUG UHVXOW GLG OLH EHWZHHQ
782782 WR  WR LQFOXVLYHDQG
783783 YLLL $OOEODQNWHVWVJDYHUHVXOWVRI
784784 E  )RU SXUSRVHV RI WKLV VHFWLRQ SULPD IDFLH HYLGHQFH LV
785785 HYLGHQFH RI VXIILFLHQW FLUFXPVWDQFHV WKDW ZRXOG VXSSRUW D ORJLFDO DQG
786786 UHDVRQDEOH LQIHUHQFH RI WKH IDFWV VRXJKW WR EH SURYHG ,Q DVVHVVLQJ
787787 ZKHWKHU WKHUH LV VXIILFLHQW HYLGHQFH RI WKH IRXQGDWLRQDO IDFWV WKH
788788 FRXUW RU DGPLQLVWUDWLYH WULEXQDO LV WR DVVXPH WKH WUXWK RI WKH
789789 SURVHFXWLRQV RU GHSDUWPHQWV HYLGHQFH DQG DOO UHDVRQDEOH LQIHUHQFHV
790790 IURPLWLQDOLJKWPRVWIDYRUDEOHWRWKHSURVHFXWLRQRUGHSDUWPHQW
791791 F  1RWKLQJ LQ WKLV VHFWLRQ VKDOO EH GHHPHG WR SUHYHQW WKH
792792 VXEMHFW RI WKH WHVW IURP FKDOOHQJLQJ WKH UHOLDELOLW\ RU DFFXUDF\ RI
793793 WKH WHVW WKH UHOLDELOLW\ RU IXQFWLRQLQJ RI WKH LQVWUXPHQW RU DQ\
794794 PDLQWHQDQFH SURFHGXUHV 6XFK FKDOOHQJHV KRZHYHU VKDOO QRW SUHFOXGH
795795 WKH DGPLVVLELOLW\ RI WKH WHVW RQFH WKH SURVHFXWLRQ RU GHSDUWPHQW KDV
796796 PDGH D SULPD IDFLH VKRZLQJ RI WKH UHTXLUHPHQWV FRQWDLQHG LQ D  RI
797797 WKLV VXEVHFWLRQ ,QVWHDG VXFK FKDOOHQJHV PD\ EH FRQVLGHUHG E\ WKH
798798 WULHURIIDFWLQGHWHUPLQLQJZKDWZHLJKWWRJLYHWRWKHWHVWUHVXOW
799799   :KHQ D EORRG WHVW LV DGPLQLVWHUHG XQGHU WKH SURYLVLRQV RI 5&:
800800   WKH ZLWKGUDZDO RI EORRG IRU WKH SXUSRVH RI GHWHUPLQLQJ LWV
801801 DOFRKRO RU GUXJ FRQWHQW PD\ EH SHUIRUPHG RQO\ E\ D SK\VLFLDQ OLFHQVHG
802802 XQGHU FKDSWHU   5&:  DQ RVWHRSDWKLF SK\VLFLDQ OLFHQVHG XQGHU
803803 FKDSWHU   5&:  D UHJLVWHUHG QXUVH OLFHQVHG SUDFWLFDO QXUVH RU
804804 DGYDQFHG UHJLVWHUHG QXUVH SUDFWLWLRQHU OLFHQVHG XQGHU FKDSWHU 
805805 5&:  D SK\VLFLDQ DVVLVWDQW OLFHQVHG XQGHU FKDSWHU $  5&:  DQ
806806 DGYDQFHG HPHUJHQF\ PHGLFDO WHFKQLFLDQ RU SDUDPHGLF FHUWLILHG XQGHU
807807 FKDSWHU   5&:  RU D PHGLFDO DVVLVWDQWFHUWLILHG RU PHGLFDO
808808 DVVLVWDQWSKOHERWRPLVW FHUWLILHG XQGHU FKDSWHU   5&:  D SHUVRQ
809809 KROGLQJ DQRWKHU FUHGHQWLDO XQGHU 7LWOH  5&: ZKRVH VFRSH RI SUDFWLFH
810810 LQFOXGHV SHUIRUPLQJ YHQRXV EORRG GUDZV RU D IRUHQVLF SKOHERWRPLVW
811811 FHUWLILHG XQGHU FKDSWHU   5&:  :KHQ WKH EORRG WHVW LV SHUIRUPHG
812812 RXWVLGH WKH VWDWH RI :DVKLQJWRQ WKH ZLWKGUDZDO RI EORRG IRU WKH
813813 SXUSRVH RI GHWHUPLQLQJ LWV DOFRKRO RU GUXJ FRQWHQW PD\ EH SHUIRUPHG
814814 E\ DQ\ SHUVRQ ZKR LV DXWKRUL]HG E\ WKH RXWRIVWDWH MXULVGLFWLRQ WR
815815 SHUIRUP YHQRXV EORRG GUDZV 3URRI RI TXDOLILFDWLRQ WR GUDZ EORRG PD\
816816 EH HVWDEOLVKHG WKURXJK WKH GHSDUWPHQW RI KHDOWKV SURYLGHU FUHGHQWLDO
817817 VHDUFK 7KLV OLPLWDWLRQ VKDOO QRW DSSO\ WR WKH WDNLQJ RI EUHDWK
818818 VSHFLPHQV
819819 S 6%   :KHQ D YHQRXV EORRG VDPSOH LV SHUIRUPHG E\ D IRUHQVLF
820820 SKOHERWRPLVW FHUWLILHG XQGHU FKDSWHU   5&:  LW PXVW EH GRQH
821821 XQGHUWKHIROORZLQJFRQGLWLRQV
822822 D  ,I WDNHQ DW WKH VFHQH LW PXVW EH SHUIRUPHG LQ DQ DPEXODQFH
823823 RU DLG VHUYLFH YHKLFOH OLFHQVHG E\ WKH GHSDUWPHQW RI KHDOWK XQGHU
824824 FKDSWHU  5&: 
825825 E  7KH FROOHFWLRQ RI EORRG VDPSOHV PXVW QRW LQWHUIHUH ZLWK WKH
826826 SURYLVLRQRIHVVHQWLDOPHGLFDOFDUH
827827 F  7KH EORRG VDPSOH PXVW EH FROOHFWHG XVLQJ VWHULOH HTXLSPHQW
828828 DQG WKH VNLQ DUHD RI SXQFWXUH PXVW EH WKRURXJKO\ FOHDQVHG DQG
829829 GLVLQIHFWHG
830830 G  7KH SHUVRQ ZKRVH EORRG LV FROOHFWHG PXVW EH VHDWHG UHFOLQHG
831831 RUO\LQJGRZQZKHQWKHEORRGLVFROOHFWHG
832832   7KH SHUVRQ WHVWHG PD\ KDYH D OLFHQVHG RU FHUWLILHG KHDOWK
833833 FDUH SURYLGHU OLVWHG LQ VXEVHFWLRQ   RI WKLV VHFWLRQ RU D
834834 TXDOLILHG WHFKQLFLDQ FKHPLVW RU RWKHU TXDOLILHG SHUVRQ RI KLV RU
835835 KHU RZQ FKRRVLQJ DGPLQLVWHU RQH RU PRUH WHVWV LQ DGGLWLRQ WR DQ\
836836 DGPLQLVWHUHG DW WKH GLUHFWLRQ RI D ODZ HQIRUFHPHQW RIILFHU 7KH WHVW
837837 ZLOO EH DGPLVVLEOH LI WKH SHUVRQ HVWDEOLVKHV WKH JHQHUDO
838838 DFFHSWDELOLW\ RI WKH WHVWLQJ WHFKQLTXH RU PHWKRG 7KH IDLOXUH RU
839839 LQDELOLW\ WR REWDLQ DQ DGGLWLRQDO WHVW E\ D SHUVRQ VKDOO QRW SUHFOXGH
840840 WKH DGPLVVLRQ RI HYLGHQFH UHODWLQJ WR WKH WHVW RU WHVWV WDNHQ DW WKH
841841 GLUHFWLRQRIDODZHQIRUFHPHQWRIILFHU
842842   8SRQ WKH UHTXHVW RI WKH SHUVRQ ZKR VKDOO VXEPLW WR D WHVW RU
843843 WHVWV DW WKH UHTXHVW RI D ODZ HQIRUFHPHQW RIILFHU IXOO LQIRUPDWLRQ
844844 FRQFHUQLQJ WKH WHVW RU WHVWV VKDOO EH PDGH DYDLODEOH WR KLP RU KHU RU
845845 KLVRUKHUDWWRUQH\
846846 6HF   5&:   DQG  F  V  DUH HDFK DPHQGHG WR
847847 UHDGDVIROORZV
848848   $Q\ SHUVRQ ZKR RSHUDWHV D PRWRU YHKLFOH ZLWKLQ WKLV VWDWH LV
849849 GHHPHG WR KDYH JLYHQ FRQVHQW VXEMHFW WR WKH SURYLVLRQV RI 5&:
850850   WR D WHVW RU WHVWV RI KLV RU KHU EUHDWK IRU WKH SXUSRVH RI
851851 GHWHUPLQLQJ WKH DOFRKRO FRQFHQWUDWLRQ LQ KLV RU KHU EUHDWK LI
852852 DUUHVWHG IRU DQ\ RIIHQVH ZKHUH DW WKH WLPH RI WKH DUUHVW WKH
853853 DUUHVWLQJ RIILFHU KDV UHDVRQDEOH JURXQGV WR EHOLHYH WKH SHUVRQ KDG
854854 EHHQ GULYLQJ RU ZDV LQ DFWXDO SK\VLFDO FRQWURO RI D PRWRU YHKLFOH
855855 ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU RU DQ\ GUXJ RU ZDV
856856 LQYLRODWLRQRI5&:  
857857 S 6%   7KH WHVW RU WHVWV RI EUHDWK VKDOO EH DGPLQLVWHUHG DW WKH
858858 GLUHFWLRQ RI D ODZ HQIRUFHPHQW RIILFHU KDYLQJ UHDVRQDEOH JURXQGV WR
859859 EHOLHYH WKH SHUVRQ WR KDYH EHHQ GULYLQJ RU LQ DFWXDO SK\VLFDO FRQWURO
860860 RI D PRWRU YHKLFOH ZLWKLQ WKLV VWDWH ZKLOH XQGHU WKH LQIOXHQFH RI
861861 LQWR[LFDWLQJ OLTXRU RU DQ\ GUXJ RU WKH SHUVRQ WR KDYH EHHQ GULYLQJ RU
862862 LQ DFWXDO SK\VLFDO FRQWURO RI D PRWRU YHKLFOH ZKLOH KDYLQJ DOFRKRO LQ
863863 D FRQFHQWUDWLRQ LQ YLRODWLRQ RI 5&:   LQ KLV RU KHU V\VWHP
864864 DQG EHLQJ XQGHU WKH DJH RI WZHQW\RQH    3ULRU WR DGPLQLVWHULQJ
865865 D EUHDWK WHVW SXUVXDQW WR WKLV VHFWLRQ WKH RIILFHU VKDOO LQIRUP WKH
866866 SHUVRQ RI KLV RU KHU ULJKW XQGHU WKLV VHFWLRQ WR UHIXVH WKH EUHDWK
867867 WHVW DQG RI KLV RU KHU ULJKW WR KDYH DGGLWLRQDO WHVWV DGPLQLVWHUHG
868868 E\ DQ\ TXDOLILHG SHUVRQ RI KLV RU KHU FKRRVLQJ DV SURYLGHG LQ 5&:
869869   7KH RIILFHU VKDOO ZDUQ WKH GULYHU LQ VXEVWDQWLDOO\ WKH
870870 IROORZLQJODQJXDJHWKDW
871871 D  ,I WKH GULYHU UHIXVHV WR WDNH WKH WHVW WKH GULYHUV OLFHQVH
872872 SHUPLW RU SULYLOHJH WR GULYH ZLOO EH UHYRNHG RU GHQLHG IRU DW OHDVW
873873 RQH\HDUDQG
874874 E  ,I WKH GULYHU UHIXVHV WR WDNH WKH WHVW WKH GULYHUV UHIXVDO
875875 WRWDNHWKHWHVWPD\EHXVHGLQDFULPLQDOWULDODQG
876876 F  ,I WKH GULYHU VXEPLWV WR WKH WHVW DQG WKH WHVW LV
877877 DGPLQLVWHUHG WKH GULYHUV OLFHQVH SHUPLW RU SULYLOHJH WR GULYH
878878 ZLOO EH VXVSHQGHG UHYRNHG RU GHQLHG IRU DW OHDVW QLQHW\    GD\V
879879 LI
880880 L  7KH GULYHU LV DJH WZHQW\RQH    RU RYHU DQG WKH WHVW
881881 LQGLFDWHV HLWKHU WKDW WKH DOFRKRO FRQFHQWUDWLRQ RI WKH GULYHUV
882882 EUHDWKLV    RUPRUHRU
883883 LL  7KH GULYHU LV XQGHU DJH WZHQW\RQH    DQG WKH WHVW
884884 LQGLFDWHV HLWKHU WKDW WKH DOFRKRO FRQFHQWUDWLRQ RI WKH GULYHUV
885885 EUHDWKLV  RUPRUHRU
886886 LLL  7KH GULYHU LV XQGHU DJH WZHQW\RQH    DQG WKH GULYHU LV
887887 LQYLRODWLRQRI5&:  RU  DQG
888888 G  ,I WKH GULYHUV OLFHQVH SHUPLW RU SULYLOHJH WR GULYH LV
889889 VXVSHQGHG UHYRNHG RU GHQLHG WKH GULYHU PD\ EH HOLJLEOH WR
890890 LPPHGLDWHO\DSSO\IRUDQLJQLWLRQLQWHUORFNGULYHUVOLFHQVH
891891   ,I IROORZLQJ KLV RU KHU DUUHVW DQG UHFHLSW RI ZDUQLQJV XQGHU
892892 VXEVHFWLRQ   RI WKLV VHFWLRQ WKH SHUVRQ DUUHVWHG H[HUFLVHV WKH
893893 ULJKW JUDQWHG KHUHLQ E\ UHIXVLQJ XSRQ WKH UHTXHVW RI D ODZ
894894 HQIRUFHPHQW RIILFHU WR VXEPLW WR D WHVW RU WHVWV RI KLV RU KHU
895895 EUHDWKQRWHVWVKDOOEHJLYHQH[FHSWDVRWKHUZLVHDXWKRUL]HGE\ODZ
896896 S 6%   1RWKLQJ LQ VXEVHFWLRQ     RU   RI WKLV VHFWLRQ
897897 SUHFOXGHV D ODZ HQIRUFHPHQW RIILFHU IURP REWDLQLQJ D SHUVRQV EORRG
898898 WR WHVW IRU DOFRKRO FDQQDELV RU DQ\ GUXJ SXUVXDQW WR D VHDUFK
899899 ZDUUDQW D YDOLG ZDLYHU RI WKH ZDUUDQW UHTXLUHPHQW ZKHQ H[LJHQW
900900 FLUFXPVWDQFHV H[LVW RU XQGHU DQ\ RWKHU DXWKRULW\ RI ODZ $Q\ EORRG
901901 GUDZQ IRU WKH SXUSRVH RI GHWHUPLQLQJ WKH SHUVRQV DOFRKRO FDQQDELV
902902 OHYHOV RU DQ\ GUXJ LV GUDZQ SXUVXDQW WR WKLV VHFWLRQ ZKHQ WKH
903903 RIILFHU KDV UHDVRQDEOH JURXQGV WR EHOLHYH WKDW WKH SHUVRQ LV LQ
904904 SK\VLFDO FRQWURO RU GULYLQJ D YHKLFOH XQGHU WKH LQIOXHQFH RU LQ
905905 YLRODWLRQRI5&:  
906906   ,I DIWHU DUUHVW DQG DIWHU DQ\ RWKHU DSSOLFDEOH FRQGLWLRQV
907907 DQG UHTXLUHPHQWV RI WKLV VHFWLRQ KDYH EHHQ VDWLVILHG D WHVW RU WHVWV
908908 RI WKH SHUVRQV EORRG RU EUHDWK LV DGPLQLVWHUHG DQG WKH WHVW UHVXOWV
909909 LQGLFDWH WKDW WKH DOFRKRO FRQFHQWUDWLRQ RI WKH SHUVRQV EUHDWK RU
910910 EORRG LV     RU PRUH RU WKH 7+& FRQFHQWUDWLRQ RI WKH
911911 SHUVRQV EORRG LV   RU PRUH LI WKH SHUVRQ LV DJH WZHQW\RQH 
912912   RU RYHU RU WKDW WKH DOFRKRO FRQFHQWUDWLRQ RI WKH SHUVRQV EUHDWK
913913 RU EORRG LV   RU PRUH RU WKH 7+& FRQFHQWUDWLRQ RI WKH SHUVRQV
914914 EORRG LV DERYH   LI WKH SHUVRQ LV XQGHU WKH DJH RI WZHQW\RQH 
915915   RU WKH SHUVRQ UHIXVHV WR VXEPLW WR D WHVW WKH DUUHVWLQJ RIILFHU
916916 RU RWKHU ODZ HQIRUFHPHQW RIILFHU DW ZKRVH GLUHFWLRQ DQ\ WHVW KDV EHHQ
917917 JLYHQ RU WKH GHSDUWPHQW ZKHUH DSSOLFDEOH LI WKH DUUHVW UHVXOWV LQ
918918 DWHVWRIWKHSHUVRQVEORRGVKDOO
919919 D  6HUYH QRWLFH LQ ZULWLQJ RQ WKH SHUVRQ RQ EHKDOI RI WKH
920920 GHSDUWPHQW RI LWV LQWHQWLRQ WR VXVSHQG UHYRNH RU GHQ\ WKH SHUVRQV
921921 OLFHQVH SHUPLW RU SULYLOHJH WR GULYH DV UHTXLUHG E\ VXEVHFWLRQ  
922922 RIWKLVVHFWLRQ
923923 E  6HUYH QRWLFH LQ ZULWLQJ RQ WKH SHUVRQ RQ EHKDOI RI WKH
924924 GHSDUWPHQW RI KLV RU KHU ULJKW WR D KHDULQJ VSHFLI\LQJ WKH VWHSV KH
925925 RU VKH PXVW WDNH WR REWDLQ D KHDULQJ DV SURYLGHG E\ VXEVHFWLRQ   RI
926926 WKLVVHFWLRQ
927927 F  6HUYH QRWLFH LQ ZULWLQJ WKDW WKH OLFHQVH RU SHUPLW LI DQ\
928928 LV D WHPSRUDU\ OLFHQVH WKDW LV YDOLG IRU WKLUW\    GD\V IURP WKH
929929 GDWH RI DUUHVW RU IURP WKH GDWH QRWLFH KDV EHHQ JLYHQ LQ WKH HYHQW
930930 QRWLFH LV JLYHQ E\ WKH GHSDUWPHQW IROORZLQJ D EORRG WHVW RU XQWLO
931931 WKH VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO RI WKH SHUVRQV OLFHQVH
932932 SHUPLW RU SULYLOHJH WR GULYH LV VXVWDLQHG DW D KHDULQJ SXUVXDQW WR
933933 VXEVHFWLRQ   RI WKLV VHFWLRQ ZKLFKHYHU RFFXUV ILUVW 1R WHPSRUDU\
934934 OLFHQVH LV YDOLG WR DQ\ JUHDWHU GHJUHH WKDQ WKH OLFHQVH RU SHUPLW
935935 WKDWLWUHSODFHVDQG
936936 S 6% G  ,PPHGLDWHO\ QRWLI\ WKH GHSDUWPHQW RI WKH DUUHVW DQG WUDQVPLW
937937 WR WKH GHSDUWPHQW ZLWKLQ VHYHQW\WZR    KRXUV H[FHSW DV GHOD\HG
938938 DV WKH UHVXOW RI D EORRG WHVW D VZRUQ UHSRUW RU UHSRUW XQGHU D
939939 GHFODUDWLRQDXWKRUL]HGE\ FKDSWHU  5&: WKDWVWDWHV
940940 L  7KDW WKH RIILFHU KDG UHDVRQDEOH JURXQGV WR EHOLHYH WKH
941941 DUUHVWHG SHUVRQ KDG EHHQ GULYLQJ RU ZDV LQ DFWXDO SK\VLFDO FRQWURO RI
942942 D PRWRU YHKLFOH ZLWKLQ WKLV VWDWH ZKLOH XQGHU WKH LQIOXHQFH RI
943943 LQWR[LFDWLQJ OLTXRU RU GUXJV RU ERWK RU ZDV XQGHU WKH DJH RI
944944 WZHQW\RQH    \HDUV DQG KDG EHHQ GULYLQJ RU ZDV LQ DFWXDO
945945 SK\VLFDO FRQWURO RI D PRWRU YHKLFOH ZKLOH KDYLQJ DQ DOFRKRO RU 7+&
946946 FRQFHQWUDWLRQLQYLRODWLRQRI5&:  
947947 LL  7KDW DIWHU UHFHLSW RI DQ\ DSSOLFDEOH ZDUQLQJV UHTXLUHG E\
948948 VXEVHFWLRQ   RI WKLV VHFWLRQ WKH SHUVRQ UHIXVHG WR VXEPLW WR D WHVW
949949 RI KLV RU KHU EUHDWK RU D WHVW ZDV DGPLQLVWHUHG DQG WKH UHVXOWV
950950 LQGLFDWHG WKDW WKH DOFRKRO FRQFHQWUDWLRQ RI WKH SHUVRQV EUHDWK RU
951951 EORRG ZDV     RU PRUH RU WKH 7+& FRQFHQWUDWLRQ RI WKH
952952 SHUVRQV EORRG ZDV   RU PRUH LI WKH SHUVRQ LV DJH WZHQW\RQH 
953953   RU RYHU RU WKDW WKH DOFRKRO FRQFHQWUDWLRQ RI WKH SHUVRQV EUHDWK
954954 RU EORRG ZDV   RU PRUH RU WKH 7+& FRQFHQWUDWLRQ RI WKH SHUVRQV
955955 EORRG ZDV DERYH   LI WKH SHUVRQ LV XQGHU WKH DJH RI WZHQW\
956956 RQH   DQG
957957 LLL  $Q\ RWKHU LQIRUPDWLRQ WKDW WKH GLUHFWRU PD\ UHTXLUH E\
958958 UXOH
959959   7KH GHSDUWPHQW RI OLFHQVLQJ XSRQ WKH UHFHLSW RI D VZRUQ
960960 UHSRUW RU UHSRUW XQGHU D GHFODUDWLRQ DXWKRUL]HG E\ FKDSWHU   5&:
961961 XQGHU VXEVHFWLRQ  G  RI WKLV VHFWLRQ VKDOO VXVSHQG UHYRNH RU
962962 GHQ\ WKH SHUVRQV OLFHQVH SHUPLW RU SULYLOHJH WR GULYH RU DQ\
963963 QRQUHVLGHQW RSHUDWLQJ SULYLOHJH DV SURYLGHG LQ 5&:   VXFK
964964 VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO WR EH HIIHFWLYH EHJLQQLQJ WKLUW\
965965 GD\V IURP WKH GDWH RI DUUHVW RU IURP WKH GDWH QRWLFH KDV EHHQ JLYHQ
966966 LQ WKH HYHQW QRWLFH LV JLYHQ E\ WKH GHSDUWPHQW IROORZLQJ D EORRG
967967 WHVW RU ZKHQ VXVWDLQHG DW D KHDULQJ SXUVXDQW WR VXEVHFWLRQ   RI
968968 WKLVVHFWLRQZKLFKHYHURFFXUVILUVW
969969   $ SHUVRQ UHFHLYLQJ QRWLILFDWLRQ XQGHU VXEVHFWLRQ  E  RI
970970 WKLV VHFWLRQ PD\ ZLWKLQ VHYHQ GD\V DIWHU WKH QRWLFH KDV EHHQ JLYHQ
971971 UHTXHVW LQ ZULWLQJ D IRUPDO KHDULQJ EHIRUH WKH GHSDUWPHQW 7KH SHUVRQ
972972 VKDOO SD\ D IHH RI WKUHH KXQGUHG VHYHQW\ILYH GROODUV    DV
973973 SDUW RI WKH UHTXHVW ,I WKH UHTXHVW LV PDLOHG LW PXVW EH SRVWPDUNHG
974974 ZLWKLQ VHYHQ GD\V DIWHU UHFHLSW RI WKH QRWLILFDWLRQ 8SRQ WLPHO\
975975 UHFHLSW RI VXFK D UHTXHVW IRU D IRUPDO KHDULQJ LQFOXGLQJ UHFHLSW RI
976976 S 6% WKH UHTXLUHG WKUHH KXQGUHG VHYHQW\ILYH GROODU    IHH WKH
977977 GHSDUWPHQW VKDOO DIIRUG WKH SHUVRQ DQ RSSRUWXQLW\ IRU D KHDULQJ 7KH
978978 GHSDUWPHQW PD\ ZDLYH WKH UHTXLUHG WKUHH KXQGUHG VHYHQW\ILYH
979979 GROODU    IHH LI WKH SHUVRQ LV DQ LQGLJHQW DV GHILQHG LQ 5&:
980980   ([FHSW DV RWKHUZLVH SURYLGHG LQ WKLV VHFWLRQ WKH KHDULQJ
981981 LV VXEMHFW WR DQG VKDOO EH VFKHGXOHG DQG FRQGXFWHG LQ DFFRUGDQFH ZLWK
982982 5&:   DQG   7KH KHDULQJ VKDOO EH FRQGXFWHG LQ WKH
983983 FRXQW\ RI WKH DUUHVW H[FHSW WKDW DOO RU SDUW RI WKH KHDULQJ PD\ DW
984984 WKH GLVFUHWLRQ RI WKH GHSDUWPHQW EH FRQGXFWHG E\ WHOHSKRQH RU RWKHU
985985 HOHFWURQLF PHDQV 7KH KHDULQJ VKDOO EH KHOG ZLWKLQ WKLUW\  
986986 GD\V H[FOXGLQJ 6DWXUGD\V 6XQGD\V DQG OHJDO KROLGD\V IROORZLQJ WKH
987987 GDWH RI WLPHO\ UHFHLSW RI VXFK UHTXHVW IRU D IRUPDO KHDULQJ EHIRUH
988988 WKH GHSDUWPHQW RU WKLUW\    GD\V H[FOXGLQJ 6DWXUGD\V 6XQGD\V
989989 DQG OHJDO KROLGD\V IROORZLQJ WKH GDWH QRWLFH KDV EHHQ JLYHQ LQ WKH
990990 HYHQW QRWLFH LV JLYHQ E\ WKH GHSDUWPHQW IROORZLQJ D EORRG WHVW
991991 XQOHVV RWKHUZLVH DJUHHG WR E\ WKH GHSDUWPHQW DQG WKH SHUVRQ LQ ZKLFK
992992 FDVH WKH DFWLRQ E\ WKH GHSDUWPHQW VKDOO EH VWD\HG DQG DQ\ YDOLG
993993 WHPSRUDU\ OLFHQVH XQGHU VXEVHFWLRQ   RI WKLV VHFWLRQ H[WHQGHG LI
994994 WKH SHUVRQ LV RWKHUZLVH HOLJLEOH IRU OLFHQVLQJ 8QOHVV RWKHUZLVH
995995 DJUHHG WR E\ WKH GHSDUWPHQW DQG WKH SHUVRQ WKH GHSDUWPHQW PXVW JLYH
996996 ILYH GD\V QRWLFH RI WKH KHDULQJ WR WKH SHUVRQ )RU WKH SXUSRVHV RI
997997 WKLV VHFWLRQ WKH VFRSH RI WKH KHDULQJ VKDOO FRYHU WKH LVVXHV RI
998998 ZKHWKHU D ODZ HQIRUFHPHQW RIILFHU KDG UHDVRQDEOH JURXQGV WR EHOLHYH
999999 WKH SHUVRQ KDG EHHQ GULYLQJ RU ZDV LQ DFWXDO SK\VLFDO FRQWURO RI D
10001000 PRWRU YHKLFOH ZLWKLQ WKLV VWDWH ZKLOH XQGHU WKH LQIOXHQFH RI
10011001 LQWR[LFDWLQJ OLTXRU RU DQ\ GUXJ RU KDG EHHQ GULYLQJ RU ZDV LQ DFWXDO
10021002 SK\VLFDO FRQWURO RI D PRWRU YHKLFOH ZLWKLQ WKLV VWDWH ZKLOH KDYLQJ
10031003 DOFRKRO LQ KLV RU KHU V\VWHP LQ D FRQFHQWUDWLRQ RI   RU PRUH RU
10041004 7+& LQ KLV RU KHU V\VWHP LQ D FRQFHQWUDWLRQ DERYH   LI WKH SHUVRQ
10051005 ZDV XQGHU WKH DJH RI WZHQW\RQH    ZKHWKHU WKH SHUVRQ ZDV SODFHG
10061006 XQGHU DUUHVW DQG D  ZKHWKHU WKH SHUVRQ UHIXVHG WR VXEPLW WR WKH
10071007 WHVW RU WHVWV XSRQ UHTXHVW RI WKH RIILFHU DIWHU KDYLQJ EHHQ LQIRUPHG
10081008 WKDW VXFK UHIXVDO ZRXOG UHVXOW LQ WKH UHYRFDWLRQ RI WKH SHUVRQV
10091009 OLFHQVH SHUPLW RU SULYLOHJH WR GULYH RU E  LI D WHVW RU WHVWV
10101010 ZHUH DGPLQLVWHUHG ZKHWKHU WKH DSSOLFDEOH UHTXLUHPHQWV RI WKLV
10111011 VHFWLRQ ZHUH VDWLVILHG EHIRUH WKH DGPLQLVWUDWLRQ RI WKH WHVW RU
10121012 WHVWV ZKHWKHU WKH SHUVRQ VXEPLWWHG WR WKH WHVW RU WHVWV RU ZKHWKHU
10131013 D WHVW ZDV DGPLQLVWHUHG SXUVXDQW WR D VHDUFK ZDUUDQW D YDOLG ZDLYHU
10141014 RI WKH ZDUUDQW UHTXLUHPHQW ZKHQ H[LJHQW FLUFXPVWDQFHV H[LVW RU
10151015 XQGHU DQ\ RWKHU DXWKRULW\ RI ODZ DV SHUPLWWHG XQGHU WKLV VHFWLRQ DQG
10161016 S 6% ZKHWKHU WKH WHVW RU WHVWV LQGLFDWHG WKDW WKH DOFRKRO FRQFHQWUDWLRQ RI
10171017 WKH SHUVRQV EUHDWK RU EORRG ZDV     RU PRUH RU WKH 7+&
10181018 FRQFHQWUDWLRQ RI WKH SHUVRQV EORRG ZDV   RU PRUH LI WKH SHUVRQ
10191019 ZDV DJH WZHQW\RQH    RU RYHU DW WKH WLPH RI WKH DUUHVW RU WKDW
10201020 WKH DOFRKRO FRQFHQWUDWLRQ RI WKH SHUVRQV EUHDWK RU EORRG ZDV   RU
10211021 PRUH RU WKH 7+& FRQFHQWUDWLRQ RI WKH SHUVRQV EORRG ZDV DERYH  
10221022 LI WKH SHUVRQ ZDV XQGHU WKH DJH RI WZHQW\RQH    DW WKH WLPH RI
10231023 WKH DUUHVW :KHUH D SHUVRQ LV IRXQG WR EH LQ DFWXDO SK\VLFDO FRQWURO
10241024 RI D PRWRU YHKLFOH ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU
10251025 RU DQ\ GUXJ RU ZDV XQGHU WKH DJH RI WZHQW\RQH    DW WKH WLPH RI
10261026 WKH DUUHVW DQG ZDV LQ SK\VLFDO FRQWURO RI D PRWRU YHKLFOH ZKLOH
10271027 KDYLQJ DOFRKRO LQ KLV RU KHU V\VWHP LQ D FRQFHQWUDWLRQ RI   RU 7+&
10281028 FRQFHQWUDWLRQ DERYH   WKH SHUVRQ PD\ SHWLWLRQ WKH KHDULQJ RIILFHU
10291029 WR DSSO\ WKH DIILUPDWLYH GHIHQVH IRXQG LQ 5&:    DQG
10301030    7KH GULYHU KDV WKH EXUGHQ WR SURYH WKH DIILUPDWLYH
10311031 GHIHQVH E\ D SUHSRQGHUDQFH RI WKH HYLGHQFH 7KH VZRUQ UHSRUW RU
10321032 UHSRUW XQGHU D GHFODUDWLRQ DXWKRUL]HG E\ FKDSWHU   5&:  VXEPLWWHG
10331033 E\ D ODZ HQIRUFHPHQW RIILFHU LV SULPD IDFLH HYLGHQFH WKDW WKH RIILFHU
10341034 KDG UHDVRQDEOH JURXQGV WR EHOLHYH WKH SHUVRQ KDG EHHQ GULYLQJ RU ZDV
10351035 LQ DFWXDO SK\VLFDO FRQWURO RI D PRWRU YHKLFOH ZLWKLQ WKLV VWDWH ZKLOH
10361036 XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU RU GUXJV RU ERWK RU WKH
10371037 SHUVRQ KDG EHHQ GULYLQJ RU ZDV LQ DFWXDO SK\VLFDO FRQWURO RI D PRWRU
10381038 YHKLFOH ZLWKLQ WKLV VWDWH ZKLOH KDYLQJ DOFRKRO LQ KLV RU KHU V\VWHP
10391039 LQ D FRQFHQWUDWLRQ RI   RU PRUH RU 7+& LQ KLV RU KHU V\VWHP LQ D
10401040 FRQFHQWUDWLRQ DERYH   DQG ZDV XQGHU WKH DJH RI WZHQW\RQH  
10411041 DQGWKDWWKHRIILFHUFRPSOLHGZLWKWKHUHTXLUHPHQWVRIWKLVVHFWLRQ
10421042 $ KHDULQJ RIILFHU VKDOO FRQGXFW WKH KHDULQJ PD\ LVVXH VXESRHQDV
10431043 IRU WKH DWWHQGDQFH RI ZLWQHVVHV DQG WKH SURGXFWLRQ RI GRFXPHQWV DQG
10441044 VKDOO DGPLQLVWHU RDWKV WR ZLWQHVVHV 7KH KHDULQJ RIILFHU VKDOO QRW
10451045 LVVXH D VXESRHQD IRU WKH DWWHQGDQFH RI D ZLWQHVV DW WKH UHTXHVW RI
10461046 WKH SHUVRQ XQOHVV WKH UHTXHVW LV DFFRPSDQLHG E\ WKH IHH UHTXLUHG E\
10471047 5&:   IRU D ZLWQHVV LQ GLVWULFW FRXUW 7KH VZRUQ UHSRUW RU
10481048 UHSRUW XQGHU D GHFODUDWLRQ DXWKRUL]HG E\ FKDSWHU   5&:  RI WKH ODZ
10491049 HQIRUFHPHQW RIILFHU DQG DQ\ RWKHU HYLGHQFH DFFRPSDQ\LQJ WKH UHSRUW
10501050 VKDOO EH DGPLVVLEOH ZLWKRXW IXUWKHU HYLGHQWLDU\ IRXQGDWLRQ DQG WKH
10511051 FHUWLILFDWLRQV DXWKRUL]HG E\ WKH FULPLQDO UXOHV IRU FRXUWV RI OLPLWHG
10521052 MXULVGLFWLRQ VKDOO EH DGPLVVLEOH ZLWKRXW IXUWKHU HYLGHQWLDU\
10531053 IRXQGDWLRQ 7KH SHUVRQ PD\ EH UHSUHVHQWHG E\ FRXQVHO PD\ TXHVWLRQ
10541054 ZLWQHVVHV PD\ SUHVHQW HYLGHQFH DQG PD\ WHVWLI\ 7KH GHSDUWPHQW
10551055 S 6% VKDOO RUGHU WKDW WKH VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO HLWKHU EH
10561056 UHVFLQGHGRUVXVWDLQHG
10571057   ,I WKH VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO LV VXVWDLQHG DIWHU
10581058 VXFK D KHDULQJ WKH SHUVRQ ZKRVH OLFHQVH SULYLOHJH RU SHUPLW LV
10591059 VXVSHQGHG UHYRNHG RU GHQLHG KDV WKH ULJKW WR ILOH D SHWLWLRQ LQ WKH
10601060 VXSHULRU FRXUW RI WKH FRXQW\ RI DUUHVW WR UHYLHZ WKH ILQDO RUGHU RI
10611061 UHYRFDWLRQ E\ WKH GHSDUWPHQW LQ WKH VDPH PDQQHU DV DQ DSSHDO IURP D
10621062 GHFLVLRQ RI D FRXUW RI OLPLWHG MXULVGLFWLRQ 1RWLFH RI DSSHDO PXVW EH
10631063 ILOHG ZLWKLQ WKLUW\    GD\V DIWHU WKH GDWH WKH ILQDO RUGHU LV
10641064 VHUYHG RU WKH ULJKW WR DSSHDO LV ZDLYHG 1RWZLWKVWDQGLQJ 5&:
10651065   5$/-   RU RWKHU VWDWXWHV RU UXOHV UHIHUHQFLQJ GH QRYR
10661066 UHYLHZ WKH DSSHDO VKDOO EH OLPLWHG WR D UHYLHZ RI WKH UHFRUG RI WKH
10671067 DGPLQLVWUDWLYH KHDULQJ 7KH DSSHOODQW PXVW SD\ WKH FRVWV DVVRFLDWHG
10681068 ZLWK REWDLQLQJ WKH UHFRUG RI WKH KHDULQJ EHIRUH WKH KHDULQJ RIILFHU
10691069 7KH ILOLQJ RI WKH DSSHDO GRHV QRW VWD\ WKH HIIHFWLYH GDWH RI WKH
10701070 VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO $ SHWLWLRQ ILOHG XQGHU WKLV
10711071 VXEVHFWLRQ PXVW LQFOXGH WKH SHWLWLRQHUV JURXQGV IRU UHTXHVWLQJ
10721072 UHYLHZ 8SRQ JUDQWLQJ SHWLWLRQHUV UHTXHVW IRU UHYLHZ WKH FRXUW
10731073 VKDOO UHYLHZ WKH GHSDUWPHQWV ILQDO RUGHU RI VXVSHQVLRQ UHYRFDWLRQ
10741074 RU GHQLDO DV H[SHGLWLRXVO\ DV SRVVLEOH 7KH UHYLHZ PXVW EH OLPLWHG WR
10751075 D GHWHUPLQDWLRQ RI ZKHWKHU WKH GHSDUWPHQW KDV FRPPLWWHG DQ\ HUURUV RI
10761076 ODZ 7KH VXSHULRU FRXUW VKDOO DFFHSW WKRVH IDFWXDO GHWHUPLQDWLRQV
10771077 VXSSRUWHG E\ VXEVWDQWLDO HYLGHQFH LQ WKH UHFRUG D  7KDW ZHUH
10781078 H[SUHVVO\ PDGH E\ WKH GHSDUWPHQW RU E  WKDW PD\ UHDVRQDEO\ EH
10791079 LQIHUUHG IURP WKH ILQDO RUGHU RI WKH GHSDUWPHQW 7KH VXSHULRU FRXUW
10801080 PD\ UHYHUVH DIILUP RU PRGLI\ WKH GHFLVLRQ RI WKH GHSDUWPHQW RU
10811081 UHPDQG WKH FDVH EDFN WR WKH GHSDUWPHQW IRU IXUWKHU SURFHHGLQJV 7KH
10821082 GHFLVLRQ RI WKH VXSHULRU FRXUW PXVW EH LQ ZULWLQJ DQG ILOHG LQ WKH
10831083 FOHUNV RIILFH ZLWK WKH RWKHU SDSHUV LQ WKH FDVH 7KH FRXUW VKDOO
10841084 VWDWH WKH UHDVRQV IRU WKH GHFLVLRQ ,I MXGLFLDO UHOLHI LV VRXJKW IRU
10851085 D VWD\ RU RWKHU WHPSRUDU\ UHPHG\ IURP WKH GHSDUWPHQWV DFWLRQ WKH
10861086 FRXUW VKDOO QRW JUDQW VXFK UHOLHI XQOHVV WKH FRXUW ILQGV WKDW WKH
10871087 DSSHOODQW LV OLNHO\ WR SUHYDLO LQ WKH DSSHDO DQG WKDW ZLWKRXW D VWD\
10881088 WKH DSSHOODQW ZLOO VXIIHU LUUHSDUDEOH LQMXU\ ,I WKH FRXUW VWD\V WKH
10891089 VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO LW PD\ LPSRVH FRQGLWLRQV RQ VXFK
10901090 VWD\
10911091  D  ,I D SHUVRQ ZKRVH GULYHUV OLFHQVH SHUPLW RU SULYLOHJH
10921092 WR GULYH KDV EHHQ RU ZLOO EH VXVSHQGHG UHYRNHG RU GHQLHG XQGHU
10931093 VXEVHFWLRQ   RI WKLV VHFWLRQ RWKHU WKDQ DV D UHVXOW RI D EUHDWK
10941094 WHVW UHIXVDO DQG ZKR KDV QRW FRPPLWWHG DQ RIIHQVH IRU ZKLFK KH RU
10951095 S 6% VKH ZDV JUDQWHG D GHIHUUHG SURVHFXWLRQ XQGHU FKDSWHU   5&: 
10961096 SHWLWLRQV D FRXUW IRU D GHIHUUHG SURVHFXWLRQ RQ FULPLQDO FKDUJHV
10971097 DULVLQJ RXW RI WKH DUUHVW IRU ZKLFK DFWLRQ KDV EHHQ RU ZLOO EH WDNHQ
10981098 XQGHU VXEVHFWLRQ   RI WKLV VHFWLRQ RU QRWLILHV WKH GHSDUWPHQW RI
10991099 OLFHQVLQJ RI WKH LQWHQW WR VHHN VXFK D GHIHUUHG SURVHFXWLRQ WKHQ WKH
11001100 OLFHQVH VXVSHQVLRQ RU UHYRFDWLRQ VKDOO EH VWD\HG SHQGLQJ HQWU\ RI WKH
11011101 GHIHUUHG SURVHFXWLRQ 7KH VWD\ VKDOO QRW EH ORQJHU WKDQ RQH KXQGUHG
11021102 ILIW\    GD\V DIWHU WKH GDWH FKDUJHV DUH ILOHG RU WZR \HDUV DIWHU
11031103 WKH GDWH RI WKH DUUHVW ZKLFKHYHU WLPH SHULRG LV VKRUWHU ,I WKH
11041104 FRXUW VWD\V WKH VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO LW PD\ LPSRVH
11051105 FRQGLWLRQV RQ VXFK VWD\ ,I WKH SHUVRQ LV RWKHUZLVH HOLJLEOH IRU
11061106 OLFHQVLQJ WKH GHSDUWPHQW VKDOO LVVXH D WHPSRUDU\ OLFHQVH RU H[WHQG
11071107 DQ\ YDOLG WHPSRUDU\ OLFHQVH XQGHU VXEVHFWLRQ   RI WKLV VHFWLRQ IRU
11081108 WKH SHULRG RI WKH VWD\ ,I D GHIHUUHG SURVHFXWLRQ WUHDWPHQW SODQ LV
11091109 QRW UHFRPPHQGHG LQ WKH UHSRUW PDGH XQGHU 5&:   RU LI
11101110 WUHDWPHQW LV UHMHFWHG E\ WKH FRXUW RU LI WKH SHUVRQ GHFOLQHV WR
11111111 DFFHSW DQ RIIHUHG WUHDWPHQW SODQ RU LI WKH SHUVRQ YLRODWHV DQ\
11121112 FRQGLWLRQ LPSRVHG E\ WKH FRXUW WKHQ WKH FRXUW VKDOO LPPHGLDWHO\
11131113 GLUHFW WKH GHSDUWPHQW WR FDQFHO WKH VWD\ DQG DQ\ WHPSRUDU\ OLFHQVH RU
11141114 H[WHQVLRQRIDWHPSRUDU\OLFHQVHLVVXHGXQGHUWKLVVXEVHFWLRQ
11151115 E  $ VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO LPSRVHG XQGHU WKLV
11161116 VHFWLRQ RWKHU WKDQ DV D UHVXOW RI D EUHDWK WHVW UHIXVDO VKDOO EH
11171117 VWD\HG LI WKH SHUVRQ LV DFFHSWHG IRU GHIHUUHG SURVHFXWLRQ DV SURYLGHG
11181118 LQ FKDSWHU   5&:  IRU WKH LQFLGHQW XSRQ ZKLFK WKH VXVSHQVLRQ
11191119 UHYRFDWLRQ RU GHQLDO LV EDVHG ,I WKH GHIHUUHG SURVHFXWLRQ LV
11201120 WHUPLQDWHG WKH VWD\ VKDOO EH OLIWHG DQG WKH VXVSHQVLRQ UHYRFDWLRQ
11211121 RU GHQLDO UHLQVWDWHG ,I WKH GHIHUUHG SURVHFXWLRQ LV FRPSOHWHG WKH
11221122 VWD\ VKDOO EH OLIWHG DQG WKH VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO
11231123 FDQFHOHG
11241124 F  7KH SURYLVLRQV RI E  RI WKLV VXEVHFWLRQ UHODWLQJ WR D VWD\
11251125 RI D VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO DQG WKH FDQFHOODWLRQ RI DQ\
11261126 VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO GR QRW DSSO\ WR WKH VXVSHQVLRQ
11271127 UHYRFDWLRQ GHQLDO RU GLVTXDOLILFDWLRQ RI D SHUVRQV FRPPHUFLDO
11281128 GULYHUVOLFHQVHRUSULYLOHJHWRRSHUDWHDFRPPHUFLDOPRWRUYHKLFOH
11291129   :KHQ LW KDV EHHQ ILQDOO\ GHWHUPLQHG XQGHU WKH SURFHGXUHV RI
11301130 WKLV VHFWLRQ WKDW D QRQUHVLGHQWV SULYLOHJH WR RSHUDWH D PRWRU
11311131 YHKLFOH LQ WKLV VWDWH KDV EHHQ VXVSHQGHG UHYRNHG RU GHQLHG WKH
11321132 GHSDUWPHQW VKDOO JLYH LQIRUPDWLRQ LQ ZULWLQJ RI WKH DFWLRQ WDNHQ WR
11331133 WKH PRWRU YHKLFOH DGPLQLVWUDWRU RI WKH VWDWH RI WKH SHUVRQV
11341134 UHVLGHQFHDQGRIDQ\VWDWHLQZKLFKKHRUVKHKDVDOLFHQVH
11351135 S 6% 6HF   5&:   DQG  F  V  DUH HDFK DPHQGHG WR
11361136 UHDGDVIROORZV
11371137 3XUVXDQW WR 5&:   WKH GHSDUWPHQW VKDOO VXVSHQG UHYRNH
11381138 RU GHQ\ WKH DUUHVWHG SHUVRQV OLFHQVH SHUPLW RU SULYLOHJH WR GULYH
11391139 DVIROORZV
11401140  ,QWKHFDVHRIDSHUVRQZKRKDVUHIXVHGDWHVWRUWHVWV
11411141 D  )RU D ILUVW UHIXVDO ZLWKLQ VHYHQ \HDUV ZKHUH WKHUH KDV QRW
11421142 EHHQ D SUHYLRXV LQFLGHQW ZLWKLQ VHYHQ \HDUV WKDW UHVXOWHG LQ
11431143 DGPLQLVWUDWLYH DFWLRQ XQGHU WKLV VHFWLRQ UHYRFDWLRQ RU GHQLDO IRU
11441144 RQH\HDU
11451145 E  )RU D VHFRQG RU VXEVHTXHQW UHIXVDO ZLWKLQ VHYHQ \HDUV RU IRU
11461146 D ILUVW UHIXVDO ZKHUH WKHUH KDV EHHQ RQH RU PRUH SUHYLRXV LQFLGHQWV
11471147 ZLWKLQ VHYHQ \HDUV WKDW KDYH UHVXOWHG LQ DGPLQLVWUDWLYH DFWLRQ XQGHU
11481148 WKLV VHFWLRQ UHYRFDWLRQ RU GHQLDO IRU WZR \HDUV RU XQWLO WKH SHUVRQ
11491149 UHDFKHVDJH WZHQW\RQH   ZKLFKHYHULVORQJHU
11501150   ,Q WKH FDVH RI DQ LQFLGHQW ZKHUH D SHUVRQ KDV VXEPLWWHG WR RU
11511151 EHHQ DGPLQLVWHUHG D WHVW RU WHVWV LQGLFDWLQJ WKDW WKH DOFRKRO
11521152 FRQFHQWUDWLRQ RI WKH SHUVRQV EUHDWK RU EORRG ZDV     RU
11531153 PRUH RU WKDW WKH 7+& FRQFHQWUDWLRQ RI WKH SHUVRQV EORRG ZDV   RU
11541154 PRUH
11551155 D  )RU D ILUVW LQFLGHQW ZLWKLQ VHYHQ \HDUV ZKHUH WKHUH KDV QRW
11561156 EHHQ D SUHYLRXV LQFLGHQW ZLWKLQ VHYHQ \HDUV WKDW UHVXOWHG LQ
11571157 DGPLQLVWUDWLYH DFWLRQ XQGHU WKLV VHFWLRQ VXVSHQVLRQ IRU QLQHW\ 
11581158   GD\V XQOHVV WKH SHUVRQ VXFFHVVIXOO\ FRPSOHWHV RU LV HQUROOHG LQ D
11591159 SUHWULDOVREULHW\SURJUDP
11601160 E  )RU D VHFRQG RU VXEVHTXHQW LQFLGHQW ZLWKLQ VHYHQ \HDUV
11611161 UHYRFDWLRQRUGHQLDOIRUWZR\HDUV
11621162   ,Q WKH FDVH RI DQ LQFLGHQW ZKHUH D SHUVRQ XQGHU DJH WZHQW\
11631163 RQH    KDV VXEPLWWHG WR RU EHHQ DGPLQLVWHUHG D WHVW RU WHVWV
11641164 LQGLFDWLQJ WKDW WKH DOFRKRO FRQFHQWUDWLRQ RI WKH SHUVRQV EUHDWK RU
11651165 EORRG ZDV   RU PRUH RU WKDW WKH 7+& FRQFHQWUDWLRQ RI WKH SHUVRQV
11661166 EORRGZDVDERYH  
11671167 D  )RU D ILUVW LQFLGHQW ZLWKLQ VHYHQ \HDUV VXVSHQVLRQ RU GHQLDO
11681168 IRU QLQHW\   GD\V
11691169 E  )RU D VHFRQG RU VXEVHTXHQW LQFLGHQW ZLWKLQ VHYHQ \HDUV
11701170 UHYRFDWLRQ RU GHQLDO IRU RQH \HDU RU XQWLO WKH SHUVRQ UHDFKHV DJH
11711171 WZHQW\RQH   ZKLFKHYHULVORQJHU
11721172   7KH GHSDUWPHQW VKDOO JUDQW FUHGLW RQ D GD\IRUGD\ EDVLV IRU
11731173 D VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO LPSRVHG XQGHU WKLV VHFWLRQ IRU
11741174 DQ\ SRUWLRQ RI D VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO DOUHDG\ VHUYHG
11751175 S 6% XQGHU 5&:   DULVLQJ RXW RI WKH VDPH LQFLGHQW ,I D SHUVRQ
11761176 KDV DOUHDG\ VHUYHG D VXVSHQVLRQ UHYRFDWLRQ RU GHQLDO XQGHU 5&:
11771177   IRU D SHULRG HTXDO WR RU JUHDWHU WKDQ WKH SHULRG LPSRVHG
11781178 XQGHU WKLV VHFWLRQ WKH GHSDUWPHQW VKDOO SURYLGH QRWLFH RI IXOO
11791179 FUHGLW VKDOO SURYLGH IRU QR IXUWKHU VXVSHQVLRQ RU UHYRFDWLRQ XQGHU
11801180 WKLV VHFWLRQ DQG VKDOO LPSRVH QR DGGLWLRQDO UHLVVXH IHHV IRU WKLV
11811181 FUHGLW
11821182 6HF   5&:   DQG  F  V  DUH HDFK DPHQGHG WR UHDG
11831183 DVIROORZV
11841184   $ SHUVRQ LV GLVTXDOLILHG IURP GULYLQJ D FRPPHUFLDO PRWRU
11851185 YHKLFOH IRU D SHULRG RI QRW OHVV WKDQ RQH \HDU LI D UHSRUW KDV EHHQ
11861186 UHFHLYHG E\ WKH GHSDUWPHQW SXUVXDQW WR 5&:   RU   RU
11871187 LI WKH SHUVRQ KDV EHHQ FRQYLFWHG RI D ILUVW YLRODWLRQ ZLWKLQ WKLV RU
11881188 DQ\RWKHUMXULVGLFWLRQRI
11891189 D  'ULYLQJ D PRWRU YHKLFOH XQGHU WKH LQIOXHQFH RI DOFRKRO RU DQ\
11901190 GUXJ
11911191 E  'ULYLQJ D FRPPHUFLDO PRWRU YHKLFOH ZKLOH WKH DOFRKRO
11921192 FRQFHQWUDWLRQ LQ WKH SHUVRQV V\VWHP LV   RU PRUH RU DQ\
11931193 PHDVXUDEOH DPRXQW RI 7+& FRQFHQWUDWLRQ RU GULYLQJ D QRQFRPPHUFLDO
11941194 PRWRU YHKLFOH ZKLOH WKH DOFRKRO FRQFHQWUDWLRQ LQ WKH SHUVRQV V\VWHP
11951195 LV     RU PRUH RU LV   RU PRUH LI WKH SHUVRQ LV XQGHU
11961196 DJH  RU ZLWK D 7+& FRQFHQWUDWLRQ RI   QDQRJUDPV SHU PLOOLOLWHU
11971197 RI ZKROH EORRG RU PRUH RU D 7+& FRQFHQWUDWLRQ DERYH   LI WKH
11981198 SHUVRQ LV XQGHU WKH DJH RI  DV GHWHUPLQHG E\ DQ\ WHVWLQJ PHWKRGV
11991199 DSSURYHGE\ODZLQWKLVVWDWHRUDQ\RWKHUVWDWHRUMXULVGLFWLRQ
12001200 F  /HDYLQJ WKH VFHQH RI DQ DFFLGHQW LQYROYLQJ D PRWRU YHKLFOH
12011201 GULYHQE\WKHSHUVRQ
12021202 G 8VLQJDPRWRUYHKLFOHLQWKHFRPPLVVLRQRIDIHORQ\
12031203 H  5HIXVLQJ WR VXEPLW WR D WHVW RU WHVWV WR GHWHUPLQH WKH
12041204 GULYHUV DOFRKRO FRQFHQWUDWLRQ RU WKH SUHVHQFH RI DQ\ GUXJ ZKLOH
12051205 GULYLQJDPRWRUYHKLFOH
12061206 I  'ULYLQJ D FRPPHUFLDO PRWRU YHKLFOH ZKHQ DV D UHVXOW RI SULRU
12071207 YLRODWLRQV FRPPLWWHG ZKLOH RSHUDWLQJ D FRPPHUFLDO PRWRU YHKLFOH WKH
12081208 GULYHUV FRPPHUFLDO GULYHUV OLFHQVH LV UHYRNHG VXVSHQGHG RU
12091209 FDQFHOHG RU WKH GULYHU LV GLVTXDOLILHG IURP RSHUDWLQJ D FRPPHUFLDO
12101210 PRWRUYHKLFOH
12111211 J  &DXVLQJ D IDWDOLW\ WKURXJK WKH QHJOLJHQW RSHUDWLRQ RI D
12121212 FRPPHUFLDO PRWRU YHKLFOH LQFOXGLQJ EXW QRW OLPLWHG WR WKH FULPHV RI
12131213 YHKLFXODUKRPLFLGHDQGQHJOLJHQWKRPLFLGH
12141214 S 6% ,I DQ\ RI WKH YLRODWLRQV VHW IRUWK LQ WKLV VXEVHFWLRQ RFFXUUHG
12151215 ZKLOH WUDQVSRUWLQJ KD]DUGRXV PDWHULDO WKH SHUVRQ LV GLVTXDOLILHG IRU
12161216 DSHULRGRIQRWOHVVWKDQWKUHH\HDUV
12171217   $ SHUVRQ LV GLVTXDOLILHG IRU OLIH LI LW KDV EHHQ GHWHUPLQHG
12181218 WKDW WKH SHUVRQ KDV FRPPLWWHG RU KDV EHHQ FRQYLFWHG RI WZR RU PRUH
12191219 YLRODWLRQV RI DQ\ RI WKH RIIHQVHV VSHFLILHG LQ VXEVHFWLRQ   RI WKLV
12201220 VHFWLRQ RU DQ\ FRPELQDWLRQ RI WKRVH RIIHQVHV DULVLQJ IURP WZR RU
12211221 PRUHVHSDUDWHLQFLGHQWV
12221222   7KH GHSDUWPHQW PD\ DGRSW UXOHV LQ DFFRUGDQFH ZLWK IHGHUDO
12231223 UHJXODWLRQV HVWDEOLVKLQJ JXLGHOLQHV LQFOXGLQJ FRQGLWLRQV XQGHU
12241224 ZKLFK D GLVTXDOLILFDWLRQ IRU OLIH XQGHU VXEVHFWLRQ   RI WKLV
12251225 VHFWLRQPD\EHUHGXFHGWRDSHULRGRIQRWOHVVWKDQ\HDUV
12261226   $ SHUVRQ LV GLVTXDOLILHG IURP GULYLQJ D FRPPHUFLDO PRWRU
12271227 YHKLFOHIRUOLIHZKR
12281228 D  8VHV D PRWRU YHKLFOH LQ WKH FRPPLVVLRQ RI D IHORQ\ LQYROYLQJ
12291229 WKH PDQXIDFWXUH GLVWULEXWLRQ RU GLVSHQVLQJ RI D FRQWUROOHG
12301230 VXEVWDQFH DV GHILQHG E\ FKDSWHU   5&:  RU SRVVHVVLRQ ZLWK LQWHQW
12311231 WR PDQXIDFWXUH GLVWULEXWH RU GLVSHQVH D FRQWUROOHG VXEVWDQFH DV
12321232 GHILQHGE\ FKDSWHU  5&: RU
12331233 E  8VHV D PRWRU YHKLFOH LQ WKH FRPPLVVLRQ RI DQ\ WUDIILFNLQJ
12341234 RIIHQVH XQGHU 5&: $  ZKLFK RIIHQVHV DUH GHHPHG FRQVLVWHQW
12351235 ZLWK IHORQLHV LQYROYLQJ VHYHUH IRUPV RI WUDIILFNLQJ LQ SHUVRQV DV
12361236 GHVFULEHGE\WKHIHGHUDOPRWRUFDUULHUVDIHW\DGPLQLVWUDWLRQ
12371237  D  $ SHUVRQ LV GLVTXDOLILHG IURP GULYLQJ D FRPPHUFLDO PRWRU
12381238 YHKLFOHIRUDSHULRGRI
12391239 L 1RWOHVVWKDQGD\VLI
12401240 $  &RQYLFWHG RI RU IRXQG WR KDYH FRPPLWWHG D VHFRQG VHULRXV
12411241 WUDIILFYLRODWLRQZKLOHGULYLQJDFRPPHUFLDOPRWRUYHKLFOHRU
12421242 %  &RQYLFWHG RI UHFNOHVV GULYLQJ ZKHUH WKHUH KDV EHHQ D SULRU
12431243 VHULRXVWUDIILFYLRODWLRQRU
12441244 LL 1RWOHVVWKDQGD\VLI
12451245 $  &RQYLFWHG RI RU IRXQG WR KDYH FRPPLWWHG D WKLUG RU VXEVHTXHQW
12461246 VHULRXV WUDIILF YLRODWLRQ ZKLOH GULYLQJ D FRPPHUFLDO PRWRU YHKLFOH
12471247 RU
12481248 %  &RQYLFWHG RI UHFNOHVV GULYLQJ ZKHUH WKHUH KDV EHHQ WZR RU
12491249 PRUHSULRUVHULRXVWUDIILFYLRODWLRQV
12501250 E  7KH GLVTXDOLILFDWLRQ SHULRG XQGHU D LL  RI WKLV VXEVHFWLRQ
12511251 PXVWEHLQDGGLWLRQWRDQ\RWKHUSUHYLRXVSHULRGRIGLVTXDOLILFDWLRQ
12521252 F  )RU SXUSRVHV RI GHWHUPLQLQJ SULRU VHULRXV WUDIILF YLRODWLRQV
12531253 XQGHU WKLV VXEVHFWLRQ HDFK FRQYLFWLRQ RI RU ILQGLQJ WKDW D GULYHU
12541254 S 6% KDV FRPPLWWHG D VHULRXV WUDIILF YLRODWLRQ ZKLOH GULYLQJ D FRPPHUFLDO
12551255 PRWRU YHKLFOH RU QRQFRPPHUFLDO PRWRU YHKLFOH DULVLQJ IURP D VHSDUDWH
12561256 LQFLGHQWRFFXUULQJZLWKLQDWKUHH\HDUSHULRGPXVWEHFRXQWHG
12571257   $ SHUVRQ LV GLVTXDOLILHG IURP GULYLQJ D FRPPHUFLDO PRWRU
12581258 YHKLFOHIRUDSHULRGRI
12591259 D  1RW OHVV WKDQ  GD\V QRU PRUH WKDQ RQH \HDU LI FRQYLFWHG RI
12601260 RU IRXQG WR KDYH FRPPLWWHG D ILUVW YLRODWLRQ RI DQ RXWRIVHUYLFH
12611261 RUGHUZKLOHGULYLQJDFRPPHUFLDOYHKLFOH
12621262 E  1RW OHVV WKDQ WZR \HDUV QRU PRUH WKDQ ILYH \HDUV LI GXULQJ D
12631263 \HDU SHULRG WKH SHUVRQ LV FRQYLFWHG RI RU LV IRXQG WR KDYH
12641264 FRPPLWWHG WZR YLRODWLRQV RI RXWRIVHUYLFH RUGHUV ZKLOH GULYLQJ D
12651265 FRPPHUFLDOPRWRUYHKLFOHLQVHSDUDWHLQFLGHQWV
12661266 F  1RW OHVV WKDQ WKUHH \HDUV QRU PRUH WKDQ ILYH \HDUV LI GXULQJ
12671267 D \HDU SHULRG WKH SHUVRQ LV FRQYLFWHG RI RU LV IRXQG WR KDYH
12681268 FRPPLWWHG WKUHH RU PRUH YLRODWLRQV RI RXWRIVHUYLFH RUGHUV ZKLOH
12691269 GULYLQJFRPPHUFLDOPRWRUYHKLFOHVLQVHSDUDWHLQFLGHQWV
12701270 G  1RW OHVV WKDQ  GD\V QRU PRUH WKDQ WZR \HDUV LI WKH SHUVRQ
12711271 LV FRQYLFWHG RI RU LV IRXQG WR KDYH FRPPLWWHG D ILUVW YLRODWLRQ RI DQ
12721272 RXWRIVHUYLFH RUGHU ZKLOH WUDQVSRUWLQJ KD]DUGRXV PDWHULDOV RU ZKLOH
12731273 RSHUDWLQJ PRWRU YHKLFOHV GHVLJQHG WR WUDQVSRUW  RU PRUH SDVVHQJHUV
12741274 LQFOXGLQJ WKH GULYHU $ SHUVRQ LV GLVTXDOLILHG IRU D SHULRG RI QRW
12751275 OHVV WKDQ WKUHH \HDUV QRU PRUH WKDQ ILYH \HDUV LI GXULQJ D \HDU
12761276 SHULRG WKH SHUVRQ LV FRQYLFWHG RI RU LV IRXQG WR KDYH FRPPLWWHG
12771277 VXEVHTXHQW YLRODWLRQV RI RXWRIVHUYLFH RUGHUV LQ VHSDUDWH
12781278 LQFLGHQWV ZKLOH WUDQVSRUWLQJ KD]DUGRXV PDWHULDOV RU ZKLOH RSHUDWLQJ
12791279 PRWRU YHKLFOHV GHVLJQHG WR WUDQVSRUW VL[WHHQ    RU PRUH
12801280 SDVVHQJHUVLQFOXGLQJWKHGULYHU
12811281  D  $ SHUVRQ LV GLVTXDOLILHG IURP GULYLQJ D FRPPHUFLDO PRWRU
12821282 YHKLFOH IRU WKH SHULRG RI WLPH VSHFLILHG LQ E  RI WKLV VXEVHFWLRQ LI
12831283 KH RU VKH LV FRQYLFWHG RI RU LV IRXQG WR KDYH FRPPLWWHG RQH RI WKH
12841284 IROORZLQJ VL[ RIIHQVHV DW D UDLOURDGKLJKZD\ JUDGH FURVVLQJ ZKLOH
12851285 RSHUDWLQJ D FRPPHUFLDO PRWRU YHKLFOH LQ YLRODWLRQ RI D IHGHUDO
12861286 VWDWHRUORFDOODZRUUHJXODWLRQ
12871287 L  )RU GULYHUV ZKR DUH QRW UHTXLUHG WR DOZD\V VWRS IDLOLQJ WR
12881288 VORZ GRZQ DQG FKHFN WKDW WKH WUDFNV DUH FOHDU RI DQ DSSURDFKLQJ WUDLQ
12891289 RURWKHURQWUDFNHTXLSPHQW
12901290 LL  )RU GULYHUV ZKR DUH QRW UHTXLUHG WR DOZD\V VWRS IDLOLQJ WR
12911291 VWRSEHIRUHUHDFKLQJWKHFURVVLQJLIWKHWUDFNVDUHQRWFOHDU
12921292 LLL  )RU GULYHUV ZKR DUH DOZD\V UHTXLUHG WR VWRS IDLOLQJ WR
12931293 VWRSEHIRUHGULYLQJRQWRWKHFURVVLQJ
12941294 S 6% LY  )RU DOO GULYHUV IDLOLQJ WR KDYH VXIILFLHQW VSDFH WR GULYH
12951295 FRPSOHWHO\WKURXJKWKHFURVVLQJZLWKRXWVWRSSLQJ
12961296 Y  )RU DOO GULYHUV IDLOLQJ WR REH\ D WUDIILF FRQWURO GHYLFH RU
12971297 WKHGLUHFWLRQVRIDQHQIRUFHPHQWRIILFHUDWWKHFURVVLQJ
12981298 YL  )RU DOO GULYHUV IDLOLQJ WR QHJRWLDWH D FURVVLQJ EHFDXVH RI
12991299 LQVXIILFLHQWXQGHUFDUULDJHFOHDUDQFH
13001300 E  $ SHUVRQ LV GLVTXDOLILHG IURP GULYLQJ D FRPPHUFLDO PRWRU
13011301 YHKLFOHIRUDSHULRGRI
13021302 L  1RW OHVV WKDQ  GD\V LI WKH GULYHU LV FRQYLFWHG RI RU LV
13031303 IRXQG WR KDYH FRPPLWWHG D ILUVW YLRODWLRQ RI D UDLOURDGKLJKZD\ JUDGH
13041304 FURVVLQJYLRODWLRQ
13051305 LL  1RW OHVV WKDQ  GD\V LI WKH GULYHU LV FRQYLFWHG RI RU LV
13061306 IRXQG WR KDYH FRPPLWWHG D VHFRQG UDLOURDGKLJKZD\ JUDGH FURVVLQJ
13071307 YLRODWLRQLQVHSDUDWHLQFLGHQWVZLWKLQDWKUHH\HDUSHULRG
13081308 LLL  1RW OHVV WKDQ RQH \HDU LI WKH GULYHU LV FRQYLFWHG RI RU LV
13091309 IRXQG WR KDYH FRPPLWWHG D WKLUG RU VXEVHTXHQW UDLOURDGKLJKZD\ JUDGH
13101310 FURVVLQJYLRODWLRQLQVHSDUDWHLQFLGHQWVZLWKLQDWKUHH\HDUSHULRG
13111311   $ SHUVRQ LV GLVTXDOLILHG IURP GULYLQJ D FRPPHUFLDO PRWRU
13121312 YHKLFOH IRU QRW PRUH WKDQ RQH \HDU LI D UHSRUW KDV EHHQ UHFHLYHG E\
13131313 WKH GHSDUWPHQW IURP WKH IHGHUDO PRWRU FDUULHU VDIHW\ DGPLQLVWUDWLRQ
13141314 WKDW WKH SHUVRQV GULYLQJ KDV EHHQ GHWHUPLQHG WR FRQVWLWXWH DQ
13151315 LPPLQHQW KD]DUG DV GHILQHG E\  &)5   $ SHUVRQ ZKR LV
13161316 VLPXOWDQHRXVO\ GLVTXDOLILHG IURP GULYLQJ D FRPPHUFLDO PRWRU YHKLFOH
13171317 XQGHU WKLV VXEVHFWLRQ DQG XQGHU RWKHU SURYLVLRQV RI WKLV FKDSWHU RU
13181318 XQGHU  &)5   VKDOO VHUYH WKRVH GLVTXDOLILFDWLRQ SHULRGV
13191319 FRQFXUUHQWO\
13201320   :LWKLQ  GD\V DIWHU VXVSHQGLQJ UHYRNLQJ RU FDQFHOLQJ D
13211321 FRPPHUFLDO GULYHUV OLFHQVH RU GLVTXDOLI\LQJ D GULYHU IURP RSHUDWLQJ
13221322 D FRPPHUFLDO PRWRU YHKLFOH WKH GHSDUWPHQW VKDOO XSGDWH LWV UHFRUGV
13231323 WRUHIOHFWWKDWDFWLRQ
13241324 6HF   5&:   DQG  F  V  DUH HDFK DPHQGHG WR
13251325 UHDGDVIROORZV
13261326  $Q\SHUVRQVXEMHFWWRWKLVFRGHZKR
13271327 D  2SHUDWHV RU SK\VLFDOO\ FRQWUROV DQ\ YHKLFOH DLUFUDIW RU
13281328 YHVVHO LQ D UHFNOHVV RU ZDQWRQ PDQQHU RU ZKLOH LPSDLUHG E\ D
13291329 VXEVWDQFHGHVFULEHGLQ5&:  RU
13301330 E  2SHUDWHV RU LV LQ DFWXDO SK\VLFDO FRQWURO RI DQ\ YHKLFOH
13311331 DLUFUDIW RU YHVVHO ZKLOH GUXQN RU ZKHQ WKH DOFRKRO FRQFHQWUDWLRQ LQ
13321332 S 6% WKH SHUVRQV EORRG RU EUHDWK LV HTXDO WR RU H[FHHGV WKH DSSOLFDEOH
13331333 OLPLWXQGHUVXEVHFWLRQ  RIWKLVVHFWLRQRU
13341334 F  2SHUDWHV RU LV LQ DFWXDO SK\VLFDO FRQWURO RI DQ\ YHKLFOH
13351335 DLUFUDIWRUYHVVHOLQDUHFNOHVVRUZDQWRQPDQQHU
13361336 VKDOOEHSXQLVKHGDVDFRXUWPDUWLDOPD\GLUHFW
13371337   )RU SXUSRVHV RI VXEVHFWLRQ   RI WKLV VHFWLRQ WKH EORRG
13381338 DOFRKRO FRQWHQW OLPLW ZLWK UHVSHFW WR DOFRKRO FRQFHQWUDWLRQ LQ D
13391339 SHUVRQV EORRG LV     JUDPV RI DOFRKRO SHU RQH KXQGUHG 
13401340   PLOOLOLWHUV RI EORRG DQG ZLWK UHVSHFW WR DOFRKRO FRQFHQWUDWLRQ LQ
13411341 D SHUVRQV EUHDWK LV     JUDPV RI DOFRKRO SHU WZR KXQGUHG
13421342 WHQ   OLWHUVRIEUHDWKDVVKRZQE\FKHPLFDODQDO\VLV
13431343   )RU SXUSRVHV RI WKLV VHFWLRQ EORRG DOFRKRO FRQWHQW OLPLW
13441344 PHDQV WKH DPRXQW RI DOFRKRO FRQFHQWUDWLRQ LQ D SHUVRQV EORRG RU
13451345 EUHDWK DW ZKLFK RSHUDWLRQ RU FRQWURO RI D YHKLFOH DLUFUDIW RU
13461346 YHVVHOLVSURKLELWHG
13471347 6HF   5&: $  DQG  F  V  DUH HDFK DPHQGHG WR
13481348 UHDGDVIROORZV
13491349   ,W LV XQODZIXO IRU DQ\ SHUVRQ WR RSHUDWH D YHVVHO LQ D
13501350 UHFNOHVVPDQQHU
13511351   ,W LV XQODZIXO IRU D SHUVRQ WR RSHUDWH D YHVVHO ZKLOH XQGHU
13521352 WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU FDQQDELV RU DQ\ GUXJ $ SHUVRQ
13531353 LV FRQVLGHUHG WR EH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU
13541354 FDQQDELVRUDQ\GUXJLIZLWKLQWZRKRXUVRIRSHUDWLQJDYHVVHO
13551355 D  7KH SHUVRQ KDV DQ DOFRKRO FRQFHQWUDWLRQ RI     RU
13561356 KLJKHU DV VKRZQ E\ DQDO\VLV RI WKH SHUVRQV EUHDWK RU EORRG PDGH
13571357 XQGHU5&:  RU
13581358 E  7KH SHUVRQ KDV D 7+& FRQFHQWUDWLRQ RI   RU KLJKHU DV VKRZQ
13591359 E\DQDO\VLVRIWKHSHUVRQVEORRGPDGHXQGHU5&:  RU
13601360 F  7KH SHUVRQ LV XQGHU WKH LQIOXHQFH RI RU DIIHFWHG E\
13611361 LQWR[LFDWLQJOLTXRUFDQQDELVRUDQ\GUXJRU
13621362 G  7KH SHUVRQ LV XQGHU WKH FRPELQHG LQIOXHQFH RI RU DIIHFWHG E\
13631363 LQWR[LFDWLQJOLTXRUFDQQDELVDQGDQ\GUXJ
13641364   7KH IDFW WKDW DQ\ SHUVRQ FKDUJHG ZLWK D YLRODWLRQ RI WKLV
13651365 VHFWLRQ LV RU KDV EHHQ HQWLWOHG WR XVH VXFK GUXJ XQGHU WKH ODZV RI
13661366 WKLV VWDWH VKDOO QRW FRQVWLWXWH D GHIHQVH DJDLQVW DQ\ FKDUJH RI
13671367 YLRODWLQJWKLVVHFWLRQ
13681368  D  $Q\ SHUVRQ ZKR RSHUDWHV D YHVVHO ZLWKLQ WKLV VWDWH LV
13691369 GHHPHG WR KDYH JLYHQ FRQVHQW VXEMHFW WR WKH SURYLVLRQV RI 5&:
13701370   WR D WHVW RU WHVWV RI WKH SHUVRQV EUHDWK IRU WKH SXUSRVH
13711371 S 6% RI GHWHUPLQLQJ WKH DOFRKRO FRQFHQWUDWLRQ LQ WKH SHUVRQV EUHDWK LI
13721372 DUUHVWHG IRU DQ\ RIIHQVH ZKHUH DW WKH WLPH RI WKH DUUHVW WKH
13731373 DUUHVWLQJ RIILFHU KDV UHDVRQDEOH JURXQGV WR EHOLHYH WKH SHUVRQ ZDV
13741374 RSHUDWLQJ D YHVVHO ZKLOH XQGHU WKH LQIOXHQFH RI LQWR[LFDWLQJ OLTXRU
13751375 RUDFRPELQDWLRQRILQWR[LFDWLQJOLTXRUDQGDQ\RWKHUGUXJ
13761376 E  :KHQ DQ DUUHVW UHVXOWV IURP DQ DFFLGHQW LQ ZKLFK WKHUH KDV
13771377 EHHQ VHULRXV ERGLO\ LQMXU\ WR DQRWKHU SHUVRQ RU GHDWK RU WKH
13781378 DUUHVWLQJ RIILFHU KDV UHDVRQDEOH JURXQGV WR EHOLHYH WKH SHUVRQ ZDV
13791379 RSHUDWLQJ D YHVVHO ZKLOH XQGHU WKH LQIOXHQFH RI 7+& RU DQ\ RWKHU
13801380 GUXJ D EORRG WHVW PD\ EH DGPLQLVWHUHG ZLWK WKH FRQVHQW RI WKH
13811381 DUUHVWHG SHUVRQ DQG D YDOLG ZDLYHU RI WKH ZDUUDQW UHTXLUHPHQW RU
13821382 ZLWKRXW WKH FRQVHQW RI WKH SHUVRQ VR DUUHVWHG SXUVXDQW WR D VHDUFK
13831383 ZDUUDQWRUZKHQH[LJHQWFLUFXPVWDQFHVH[LVW
13841384 F  1HLWKHU FRQVHQW QRU WKLV VHFWLRQ SUHFOXGHV D SROLFH RIILFHU
13851385 IURPREWDLQLQJDVHDUFKZDUUDQWIRUDSHUVRQVEUHDWKRUEORRG
13861386 G  $Q DUUHVWLQJ RIILFHU PD\ DGPLQLVWHU ILHOG VREULHW\ WHVWV ZKHQ
13871387 FLUFXPVWDQFHVSHUPLW
13881388   7KH WHVW RU WHVWV RI EUHDWK PXVW EH DGPLQLVWHUHG SXUVXDQW WR
13891389 5&:   7KH RIILFHU VKDOO ZDUQ WKH SHUVRQ WKDW LI WKH SHUVRQ
13901390 UHIXVHV WR WDNH WKH WHVW WKH SHUVRQ ZLOO EH LVVXHG D FODVV  FLYLO
13911391 LQIUDFWLRQXQGHU5&:  
13921392   $ YLRODWLRQ RI VXEVHFWLRQ   RI WKLV VHFWLRQ LV D
13931393 PLVGHPHDQRU $ YLRODWLRQ RI VXEVHFWLRQ   RI WKLV VHFWLRQ LV D JURVV
13941394 PLVGHPHDQRU ,Q DGGLWLRQ WR WKH VWDWXWRU\ SHQDOWLHV LPSRVHG WKH
13951395 FRXUW PD\ RUGHU WKH GHIHQGDQW WR SD\ UHVWLWXWLRQ IRU DQ\ GDPDJHV RU
13961396 LQMXULHVUHVXOWLQJIURPWKHRIIHQVH
13971397   )RU WKH SXUSRVHV RI WKLV VXEVHFWLRQ FDQQDELV KDV WKH
13981398 PHDQLQJSURYLGHGLQ5&:  
13991399 1(: 6(&7,21   6HF   $ QHZ VHFWLRQ LV DGGHG WR FKDSWHU 
14001400 5&: WRUHDGDVIROORZV
14011401 7KH :DVKLQJWRQ WUDIILF VDIHW\ FRPPLVVLRQ VKDOO GHYHORS DQG
14021402 LPSOHPHQW D SXEOLF LQIRUPDWLRQ FDPSDLJQ UHODWHG WR WKLV DFW ,Q
14031403 GHYHORSLQJ DQG LPSOHPHQWLQJ WKH SXEOLF LQIRUPDWLRQ FDPSDLJQ WKH
14041404 FRPPLVVLRQPXVW
14051405   (QVXUH WHOHYLVLRQ UDGLR DQG RQOLQH DGYHUWLVHPHQWV DUH
14061406 SURYLGHGLQDOODUHDVRIWKHVWDWH
14071407   ,QFOXGH PXOWLSOH SULQW DGYHUWLVHPHQWV LQ WKH ODUJHVW
14081408 QHZVSDSHUVLQHDFKFRXQW\
14091409 S 6%   3URYLGH FRQWHQW RI WKH SXEOLF LQIRUPDWLRQ FDPSDLJQ LQ WKH WRS
14101410 QLQH PRVW VLJQLILFDQW QRQ(QJOLVKVSHDNLQJ ODQJXDJHV VSRNHQ LQ WKH
14111411 VWDWH
14121412   &RQVLGHU HTXLW\ RXWFRPHV RQ RYHUEXUGHQHG FRPPXQLWLHV DV
14131413 GHILQHGLQ5&: $ DQG
14141414   (QVXUH WKDW DW OHDVW  SHUFHQW RI WKH DGYHUWLVHPHQWV DUH
14151415 GHYHORSHG LQ FRQMXQFWLRQ ZLWK LQVWDWH KRVSLWDOLW\ VWDNHKROGHUV DQG
14161416 HGXFDWH GULYHUV DERXW VDIH DOWHUQDWLYHV WR GULYLQJ ZKLOH SDWURQL]LQJ
14171417 KRVSLWDOLW\EXVLQHVVHV
14181418 1(: 6(&7,21   6HF   $ QHZ VHFWLRQ LV DGGHG WR FKDSWHU 
14191419 5&: WRUHDGDVIROORZV
14201420 7KH OHJLVODWXUH ILQGV WKDW FXUUHQW FLYLO ODZ UHODWLQJ WR FLYLO
14211421 OLDELOLW\ LV WKDW D OLFHQVHG FRPPHUFLDO YHQGRU RU TXDVLFRPPHUFLDO
14221422 YHQGRU RZHV D GXW\ WR WKLUG SHUVRQV QRW WR VHOO VHUYH RU IXUQLVK
14231423 DOFRKRO WR D SHUVRQ ZKR LV DSSDUHQWO\ XQGHU WKH LQIOXHQFH RI DOFRKRO
14241424 RU ZKR LV REYLRXVO\ LQWR[LFDWHG 7KLV FXUUHQW FLYLO ODZ LV ERWK
14251425 VWDWXWRU\ DQG DOVR GHYHORSHG LQ FDVH ODZ 7KH OHJLVODWXUH IXUWKHU
14261426 ILQGV WKDW FLYLO OLDELOLW\ WR WKLUG SHUVRQV XQGHU WKH FLYLO ODZ GRHV
14271427 QRW GHSHQG XSRQ D ILQGLQJ RI WKH EORRG RU EUHDWK DOFRKRO
14281428 FRQFHQWUDWLRQ 7KHUHIRUH QRWKLQJ LQ WKLV DFW VKDOO EH FRQVWUXHG WR
14291429 FKDQJH FXUUHQW FLYLO ODZ IRU FLYLO OLDELOLW\ RI D OLFHQVHG FRPPHUFLDO
14301430 YHQGRURUTXDVLFRPPHUFLDOYHQGRU
14311431 1(: 6(&7,21   6HF   $ QHZ VHFWLRQ LV DGGHG WR FKDSWHU 
14321432 5&: WRUHDGDVIROORZV
14331433   7KH :DVKLQJWRQ VWDWH LQVWLWXWH IRU SXEOLF SROLF\ PXVW FRQGXFW
14341434 DQ HYDOXDWLRQ RI WKH LPSDFWV RI WKLV DFW GXULQJ WKH ILUVW WZR \HDUV
14351435 RI LPSOHPHQWDWLRQ %\ 0DUFK   WKH LQVWLWXWH PXVW VXEPLW D
14361436 UHSRUW WR WKH DSSURSULDWH FRPPLWWHHV RI WKH OHJLVODWXUH GHWDLOLQJ WKH
14371437 UHVXOWV RI LWV HYDOXDWLRQ 7KH HYDOXDWLRQ PXVW LQFOXGH EXW LV QRW
14381438 OLPLWHGWRWKHLPSDFWRIWKLVDFWRQ
14391439 D 7KHQXPEHURIVHULRXVDQGIDWDOWUDIILFFUDVKHV
14401440 E  'ULYLQJ XQGHU WKH LQIOXHQFH DUUHVWV DQG DGMXGLFDWLRQV IRU
14411441 GULYLQJXQGHUWKHLQIOXHQFHRIIHQVHV
14421442 F  (TXLW\ RXWFRPHV RQ RYHUEXUGHQHG FRPPXQLWLHV DV GHILQHG LQ 5&:
14431443 $ 
14441444 G  6DOHV DQG RWKHU EXVLQHVV HIIHFWV RQ WKH KRVSLWDOLW\ LQGXVWU\
14451445 LQWKHVWDWHDQG
14461446 S 6% H  6DOHV DQG RWKHU EXVLQHVV HIIHFWV RQ EUHZHULHV ZLQHULHV DQG
14471447 GLVWLOOHULHVLQWKHVWDWH
14481448  7KLVVHFWLRQH[SLUHV1RYHPEHU
14491449 1(:6(&7,21  6HF 7KLVDFWWDNHVHIIHFW-XO\
14501450 (1'
14511451 S 6%