Connecticut 2011 Regular Session

Connecticut Senate Bill SB01189 Compare Versions

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1-General Assembly Substitute Bill No. 1189
2-January Session, 2011 *_____SB01189GAE___033111____*
1+General Assembly Raised Bill No. 1189
2+January Session, 2011 LCO No. 4441
3+ *04441_______GAE*
4+Referred to Committee on Government Administration and Elections
5+Introduced by:
6+(GAE)
37
48 General Assembly
59
6-Substitute Bill No. 1189
10+Raised Bill No. 1189
711
812 January Session, 2011
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10-*_____SB01189GAE___033111____*
14+LCO No. 4441
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12-AN ACT CONCERNING STATE CONTRACTING AND A DISPARITY STUDY.
16+*04441_______GAE*
17+
18+Referred to Committee on Government Administration and Elections
19+
20+Introduced by:
21+
22+(GAE)
23+
24+AN ACT CONCERNING STATE CONTRACTING.
1325
1426 Be it enacted by the Senate and House of Representatives in General Assembly convened:
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16-Section 1. (Effective from passage) (a) The Commissioner of Administrative Services shall, within available appropriations and in consultation with the Commission on Human Rights and Opportunities, conduct a disparity study. The study shall generate statistical data concerning the state's current set-aside program, established under section 4a-60g of the general statutes, to determine whether its current form achieves the goal of facilitating the participation in state contracts of small contractors and businesses owned by a minority or an individual with a disability. The study shall include, but not be limited to, examining:
28+Section 1. Section 4-250 of the general statutes is repealed and the following is substituted in lieu thereof (Effective from passage):
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18-(1) Whether there is significant evidence of past or continuing discrimination in the way that the state's contracting duties are executed;
30+As used in sections 4-250 to 4-252:
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20-(2) The number of small contractors or businesses owned by a minority or an individual with a disability that are qualified for eligibility for state contracts and a determination of whether such businesses are legitimately owned by a minority or an individual with a disability; and
32+(1) "Gift" has the same meaning as provided in section 1-79, except that the exclusion in subdivision (12) of subsection (e) of [said] section 1-79 for a gift for the celebration of a major life event shall not apply;
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22-(3) The state's contracting processes to determine if there are any unintentional but existing barriers in the process that prevent small contractors and businesses owned by a minority or an individual with a disability from fully participating in the state's contracting process.
34+(2) "Quasi-public agency", "public official" and "state employee" have the same meanings as provided in section 1-79;
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24-(b) Not later than January 1, 2012, the Commissioner of Administrative Services shall submit the commissioner's findings concerning such study and any recommendations for legislative action concerning such study, in accordance with the provisions of section 11-4a of the general statutes, to the joint standing committee of the General Assembly having cognizance of matters relating to government administration.
36+(3) "State agency" means any office, department, board, council, commission, institution or other agency in the executive, legislative or judicial branch of state government;
37+
38+(4) "Large state contract" means an agreement or a combination or series of agreements between a state agency or a quasi-public agency and a person, firm or corporation, having a total value of more than five hundred thousand dollars in a calendar or fiscal year, for (A) a project for the construction, alteration or repair of any public building or public work, (B) services, including, but not limited to, consulting and professional services, (C) the procurement of supplies, materials or equipment, (D) a lease, or (E) a licensing arrangement. The term "large state contract" [shall] does not include a contract between a state agency or a quasi-public agency and a political subdivision of the state;
39+
40+(5) "Principals and key personnel" means officers, directors, shareholders, members, partners and managerial employees; and
41+
42+(6) "Participated substantially" means participation that is direct, extensive and substantive, and not peripheral, clerical or ministerial.
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44+Sec. 2. Section 4e-1 of the general statutes is repealed and the following is substituted in lieu thereof (Effective from passage):
45+
46+For the purposes of sections 4e-1 to 4e-47, inclusive:
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48+(1) "Best value selection" means a contract selection process in which the award of a contract is based on a combination of quality, timeliness and cost factors;
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50+(2) "Bid" means an offer, submitted in response to an invitation to bid, to furnish supplies, materials, equipment, construction or contractual services to a state contracting agency under prescribed conditions at a stated price;
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52+(3) "Bidder" means a business submitting a bid in response to an invitation to bid by a state contracting agency;
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54+(4) "Business" means any individual or sole proprietorship, partnership, firm, corporation, trust, limited liability company, limited liability partnership, joint stock company, joint venture, association or other legal entity through which business for profit or not-for-profit is conducted;
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56+(5) "Competitive bidding" means the submission of prices by a business competing for a contract to provide supplies, materials, equipment or contractual services to a state contracting agency, under a procedure in which the contracting authority does not negotiate prices, as set forth in any provisions of the general statutes and regulations concerning procurement;
57+
58+(6) "Consultant" means (A) any architect, professional engineer, landscape architect, land surveyor, accountant, interior designer, environmental professional or construction administrator, who is registered or licensed to practice such person's profession in accordance with the applicable provisions of the general statutes, (B) any planner or any environmental, management or financial specialist, or (C) any person who performs professional work in areas including, but not limited to, educational services, medical services, information technology and real estate appraisal;
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60+(7) "Consultant services" means those professional services rendered by a consultant and any incidental services that a consultant and those in the consultant's employ are authorized to perform;
61+
62+(8) "Contract" or "state contract" means an agreement or a combination or series of agreements between a state contracting agency or quasi-public agency and a business for:
63+
64+(A) A project for the construction, reconstruction, alteration, remodeling, repair or demolition of any public building, public work, mass transit, rail station, parking garage, rail track or airport;
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66+(B) Services, including, but not limited to, consultant and professional services;
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68+(C) The acquisition or disposition of personal property;
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70+(D) The provision of goods and services, including, but not limited to, the use of purchase of services contracts and personal service agreements;
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72+(E) The provision of information technology, state agency information system or telecommunication system facilities, equipment or services;
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74+(F) A lease; or
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76+(G) A licensing agreement;
77+
78+"Contract" or "state contract" does not include a contract between a state agency or a quasi-public agency and a political subdivision of the state;
79+
80+(9) "Term contract" means the agreement reached when the state accepts a bid or proposal to furnish supplies, materials, equipment or contractual services at a stated price for a specific period of time in response to an invitation to bid;
81+
82+(10) "Contract risk assessment" means (A) the identification and evaluation of loss exposures and risks, including, but not limited to, business and legal risks associated with the contracting process and the contracted goods and services, and (B) the identification, evaluation and implementation of measures available to minimize potential loss exposures and risks;
83+
84+(11) "Contractor" means any business that is awarded, or is a subcontractor under, a contract or an amendment to a contract with a state contracting agency under the applicable provisions of the general statutes and regulations concerning procurement, including, but not limited to, a small contractor, minority business enterprise, an individual with a disability, as defined in section 4a-60, or an organization providing products and services by persons with disabilities;
85+
86+(12) "Contractual services" means the furnishing of labor by a contractor, not involving the delivery of a specific end product other than reports, which are merely incidental to the required performance and includes any and all laundry and cleaning service, pest control service, janitorial service, security service, the rental and repair, or maintenance, of equipment, machinery and other state-owned personal property, advertising and photostating, mimeographing, human services and other service arrangements where the services are provided by persons other than state employees. "Contractual services" includes the design, development and implementation of technology, communications or telecommunications systems or the infrastructure pertaining thereto, including hardware and software and services for which a contractor is conferred a benefit by the state, whether or not compensated by the state. "Contractual services" does not include employment agreements or collective bargaining agreements;
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88+(13) "Data" means recorded information, regardless of form or characteristic;
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90+(14) "Vote of two-thirds of the members of the board present and voting" means a vote by the State Contracting Standards Board that is agreed upon by two-thirds of the members of the State Contracting Standards Board present and voting for a particular purpose and that includes the vote of one member of the board appointed by a legislative leader;
91+
92+(15) "Electronic" means electrical, digital, magnetic, optical, electromagnetic, or any other similar technology;
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94+(16) "Emergency procurement" means procurement by a state contracting agency, quasi-public agency, as defined in section 1-120, judicial department or constituent unit of higher education that is made necessary by a sudden, unexpected occurrence that poses a clear and imminent danger to public safety or requires immediate action to prevent or mitigate the loss or impairment of life, health, property or essential public services or in response to a court order, settlement agreement or other similar legal judgment;
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96+(17) "Equipment" means personal property of a durable nature that retains its identity throughout its useful life;
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98+(18) "Materials" means items required to perform a function or used in a manufacturing process, particularly those incorporated into an end product or consumed in its manufacture;
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100+(19) "Nonprofit agency" means any organization that is not a for-profit business under 501(c)(3) of the Internal Revenue Code of 1986, or any subsequent corresponding internal revenue code of the United States, as from time to time amended, makes no distribution to its members, directors or officers and provides services contracted for by (A) the state, or (B) a nonstate entity;
101+
102+(20) "Professional services" means any type of service to the public that requires that members of a profession rendering such service obtain a license or other legal authorization as a condition precedent to the rendition thereof, including, but not limited to, the professional services of architects, professional engineers, or jointly by architects and professional engineers, landscape architects, certified public accountants and public accountants, land surveyors, attorneys-at-law, psychologists, licensed marital and family therapists, licensed professional counselors and licensed clinical social workers as well as such other professional services described in section 33-182a;
103+
104+(21) "Privatization contract" means an agreement or series of agreements between a state contracting agency and a person or entity in which such person or entity agrees to provide services that are substantially similar to and in lieu of services provided, in whole or in part, by state employees, other than contracts with a nonprofit agency, which are in effect as of January 1, 2009, and which through a renewal, modification, extension or rebidding of contracts continue to be provided by a nonprofit agency;
105+
106+(22) "Procurement" means contracting for, buying, purchasing, renting, leasing or otherwise acquiring or disposing of, any supplies, services, including but not limited to, contracts for purchase of services and personal service agreements, interest in real property, or construction, and includes all government functions that relate to such activities, including best value selection and qualification based selection;
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108+(23) "Proposer" means a business submitting a proposal to a state contracting agency in response to a request for proposals or other competitive sealed proposal;
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110+(24) "Public record" means a public record, as defined in section 1-200;
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112+(25) "Qualification based selection" means a contract selection process in which the award of a contract is primarily based on an assessment of contractor qualifications and on the negotiation of a fair and reasonable price;
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114+(26) "Regulation" means regulation, as defined in section 4-166;
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116+(27) "Request for proposals" means all documents, whether attached or incorporated by reference, utilized for soliciting proposals;
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118+(28) "State contracting agency" means any executive branch agency, board, commission, department, office, institution or council. "State contracting agency" does not include the judicial branch, the legislative branch, the offices of the Secretary of the State, the State Comptroller, the Attorney General, the State Treasurer, with respect to their constitutional functions, any state agency with respect to contracts specific to the constitutional and statutory functions of the office of the State Treasurer. For the purposes of section 4e-16, state contracting agency includes any constituent unit of the state system of higher education;
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120+(29) "Subcontractor" means a subcontractor of a contractor for work under a contract or an amendment to a contract;
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122+(30) "Supplies" means any and all articles of personal property, including, but not limited to, equipment, materials, printing, insurance and leases of real property, excluding land or a permanent interest in land furnished to or used by any state agency;
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124+(31) "Infrastructure facility" means a building, structure or network of buildings, structures, pipes, controls and equipment that provide transportation, utilities, public education or public safety services. Infrastructure facility includes government office buildings, public schools, jails, water treatment plants, distribution systems and pumping stations, wastewater treatment plants, collections systems and pumping stations, solid waste disposal plants, incinerators, landfills, and related facilities, public roads and streets, highways, public parking facilities, public transportation systems, terminals and rolling stock, rail, air and water port structures, terminals and equipment; and
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126+(32) "State employee" means state employee, as defined in section 5-154 and, for purposes of section 4e-16, state employee includes an employee of any state contracting agency.
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29131 This act shall take effect as follows and shall amend the following sections:
30-Section 1 from passage New section
132+Section 1 from passage 4-250
133+Sec. 2 from passage 4e-1
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32135 This act shall take effect as follows and shall amend the following sections:
33136
34137 Section 1
35138
36139 from passage
37140
38-New section
141+4-250
39142
40-Statement of Legislative Commissioners:
143+Sec. 2
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42-In subsection (a) a reference to section 4a-60g was added for clarity, in subsection (a) "businesses" was changed to "contractors" to conform with the statutorily defined term and in subsection (a)(3) "procurement" was changed to "contracting" for internal consistency.
145+from passage
43146
147+4e-1
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149+Statement of Purpose:
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46-GAE Joint Favorable Subst.
151+To make technical changes to provisions of the general statutes concerning state contracting.
47152
48-GAE
49-
50-Joint Favorable Subst.
153+[Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not underlined.]