Nebraska 2025-2026 Regular Session

Nebraska Legislature Bill LB84 Compare Versions

OldNewDifferences
1-/(*,6/$7,9(%,//
2-$SSURYHGE\WKH*RYHUQRU$SULO
1+(1*5266('/(*,6/$7,9(%,//
32 b
43 ,QWURGXFHGE\ 5RXQWUHH
5-b
64 $ %,// )25 $1 $&7 UHODWLQJ WR SXEOLF KHDOWK WR DPHQG VHFWLRQ  5HYLVHG
75 6WDWXWHV &XPXODWLYH 6XSSOHPHQW  WR DGRSW WKH 6FKRRO 3V\FKRORJLVW
86 ,QWHUVWDWH /LFHQVXUH &RPSDFW WR KDUPRQL]H SURYLVLRQV DQG WR UHSHDO WKH
97 RULJLQDOVHFWLRQ
108 %HLWHQDFWHGE\WKHSHRSOHRIWKH6WDWHRI1HEUDVND
119 6HFWLRQ   7KLV VHFWLRQ VKDOO EH NQRZQ DQG FLWHG DV WKH 6FKRRO
1210 3V\FKRORJLVW ,QWHUVWDWH /LFHQVXUH &RPSDFW 7KH 6WDWH RI 1HEUDVND DGRSWV WKH
1311 6FKRRO 3V\FKRORJLVW ,QWHUVWDWH /LFHQVXUH &RPSDFW LQ WKH IRUP VXEVWDQWLDOO\ DV
1412 IROORZV
1513 6(&7,21385326(
1614 7KH SXUSRVH RI WKLV &RPSDFW LV WR IDFLOLWDWH WKH LQWHUVWDWH SUDFWLFH RI
1715 6FKRRO3V\FKRORJ\LQHGXFDWLRQDORUVFKRROVHWWLQJVDQGLQVRGRLQJWRLPSURYH
1816 WKH DYDLODELOLW\ RI 6FKRRO 3V\FKRORJLFDO 6HUYLFHV WR WKH SXEOLF 7KLV &RPSDFW
1917 LV LQWHQGHG WR HVWDEOLVK D SDWKZD\ WR DOORZ 6FKRRO 3V\FKRORJLVWV WR REWDLQ
2018 HTXLYDOHQW OLFHQVHV WR SURYLGH 6FKRRO 3V\FKRORJLFDO 6HUYLFHV LQ DQ\ 0HPEHU
2119 6WDWH ,Q WKLV ZD\ WKLV &RPSDFW VKDOO HQDEOH WKH 0HPEHU 6WDWHV WR HQVXUH WKDW
2220 VDIHDQGHIIHFWLYH6FKRRO3V\FKRORJLFDO6HUYLFHVDUHDYDLODEOHDQGGHOLYHUHGE\
2321 DSSURSULDWHO\TXDOLILHGSURIHVVLRQDOVLQWKHLUHGXFDWLRQDOVHWWLQJV
2422 7RIDFLOLWDWHWKHREMHFWLYHVGHVFULEHGDERYHWKLV&RPSDFW
2523 $ (QDEOHV 6FKRRO 3V\FKRORJLVWV ZKR TXDOLI\ IRU UHFHLSW RI DQ (TXLYDOHQW
2624 /LFHQVH WR SUDFWLFH LQ RWKHU 0HPEHU 6WDWHV ZLWKRXW ILUVW VDWLVI\LQJ EXUGHQVRPH
2725 DQGGXSOLFDWLYHUHTXLUHPHQWV
2826 % 3URPRWHV WKH PRELOLW\ RI 6FKRRO 3V\FKRORJLVWV EHWZHHQ DQG DPRQJ WKH
2927 0HPEHU 6WDWHV LQ RUGHU WR DGGUHVV ZRUNIRUFH VKRUWDJHV DQG WR HQVXUH WKDW VDIH
3028 DQGUHOLDEOH6FKRRO3V\FKRORJLFDO6HUYLFHVDUHDYDLODEOHLQHDFK0HPEHU6WDWH
3129 & (QKDQFHV WKH SXEOLF DFFHVVLELOLW\ RI 6FKRRO 3V\FKRORJLFDO 6HUYLFHV E\
3230 LQFUHDVLQJ WKH DYDLODELOLW\ RI TXDOLILHG OLFHQVHG 6FKRRO 3V\FKRORJLVWV WKURXJK
33-WKH HVWDEOLVKPHQW RI DQ HIILFLHQW DQG VWUHDPOLQHG SDWKZD\ IRU /LFHQVHHV WR
31+/%
32+
33+/%
34+
35+ WKH HVWDEOLVKPHQW RI DQ HIILFLHQW DQG VWUHDPOLQHG SDWKZD\ IRU /LFHQVHHV WR
3436 SUDFWLFHLQRWKHU0HPEHU6WDWHV
3537 ' 3UHVHUYHV DQG UHVSHFWV WKH DXWKRULW\ RI HDFK 0HPEHU 6WDWH WR SURWHFW
3638 WKH KHDOWK DQG VDIHW\ RI LWV UHVLGHQWV E\ HQVXULQJ WKDW RQO\ TXDOLILHG
3739 OLFHQVHG SURIHVVLRQDOV DUH DXWKRUL]HG WR SURYLGH 6FKRRO 3V\FKRORJLFDO 6HUYLFHV
3840 ZLWKLQWKDW6WDWH
3941 ( 5HTXLUHV 6FKRRO 3V\FKRORJLVWV SUDFWLFLQJ ZLWKLQ D 0HPEHU 6WDWH WR
4042 FRPSO\ ZLWK WKH 6FRSH RI 3UDFWLFH ODZV SUHVHQW LQ WKH 6WDWH ZKHUH WKH 6FKRRO
4143 3V\FKRORJLFDO6HUYLFHVDUHEHLQJSURYLGHG
4244 ) 3URPRWHV FRRSHUDWLRQ EHWZHHQ WKH 0HPEHU 6WDWHV LQ UHJXODWLQJ WKH
4345 SUDFWLFHRI6FKRRO3V\FKRORJ\ZLWKLQWKRVH6WDWHVDQG
4446 * )DFLOLWDWHV WKH UHORFDWLRQ RI PLOLWDU\ PHPEHUV DQG WKHLU VSRXVHV ZKR
4547 DUHOLFHQVHGWRSURYLGH6FKRRO3V\FKRORJLFDO6HUYLFHV
4648 6(&7,21'(),1,7,216
4749 $ $FWLYH 0LOLWDU\ 0HPEHU PHDQV DQ\ SHUVRQ ZLWK IXOOWLPH GXW\ VWDWXV LQ
4850 WKH DUPHG IRUFHV RI WKH 8QLWHG 6WDWHV LQFOXGLQJ PHPEHUV RI WKH 1DWLRQDO *XDUG
4951 DQG5HVHUYH
5052 % $GYHUVH $FWLRQ PHDQV GLVFLSOLQDU\ DFWLRQ RU HQFXPEUDQFH LPSRVHG RQ D
5153 /LFHQVHE\D6WDWH/LFHQVLQJ$XWKRULW\
5254 & $OWHUQDWLYH 3URJUDP PHDQV D QRQGLVFLSOLQDU\ SURVHFXWRULDO GLYHUVLRQ
5355 PRQLWRULQJ RU SUDFWLFH UHPHGLDWLRQ SURFHVV HQWHUHG LQWR LQ OLHX RI DQ $GYHUVH
5456 $FWLRQ ZKLFK LV DSSOLFDEOH WR D 6FKRRO 3V\FKRORJLVW DQG DSSURYHG E\ WKH 6WDWH
5557 /LFHQVLQJ $XWKRULW\ RI D 0HPEHU 6WDWH LQ ZKLFK WKH SDUWLFLSDWLQJ 6FKRRO
5658 3V\FKRORJLVW LV OLFHQVHG 7KLV LQFOXGHV EXW LV QRW OLPLWHG WR SURJUDPV WR
5759 ZKLFK /LFHQVHHV ZLWK VXEVWDQFH DEXVH RU DGGLFWLRQ LVVXHV PD\ EH UHIHUUHG LQ
5860 OLHXRIDQ$GYHUVH$FWLRQ
5961 ' &RPPLVVLRQHU PHDQV WKH LQGLYLGXDO DSSRLQWHG E\ D 0HPEHU 6WDWH WR
6062 VHUYHDVWKHUHSUHVHQWDWLYHWRWKH&RPPLVVLRQIRUWKDW0HPEHU6WDWH
6163 (&RPSDFWPHDQVWKLV6FKRRO3V\FKRORJLVW,QWHUVWDWH/LFHQVXUH&RPSDFW
6264 ) &RQWLQXLQJ 3URIHVVLRQDO (GXFDWLRQ PHDQV D UHTXLUHPHQW LPSRVHG E\ D
6365 0HPEHU 6WDWH DV D FRQGLWLRQ RI /LFHQVH UHQHZDO WR SURYLGH HYLGHQFH RI
64-VXFFHVVIXO SDUWLFLSDWLRQ LQ SURIHVVLRQDO HGXFDWLRQDO DFWLYLWLHV UHOHYDQW WR WKH
66+/%
67+
68+/%
69+
70+ VXFFHVVIXO SDUWLFLSDWLRQ LQ SURIHVVLRQDO HGXFDWLRQDO DFWLYLWLHV UHOHYDQW WR WKH
6571 SURYLVLRQRI6FKRRO3V\FKRORJLFDO6HUYLFHV
6672 * &ULPLQDO %DFNJURXQG &KHFN PHDQV WKH VXEPLVVLRQ RI ILQJHUSULQWV RU
6773 RWKHU ELRPHWULF LQIRUPDWLRQ IRU D /LFHQVH DSSOLFDQW IRU WKH SXUSRVH RI
6874 REWDLQLQJ WKDW DSSOLFDQWV FULPLQDO KLVWRU\ UHFRUG LQIRUPDWLRQ DV GHILQHG LQ
6975  &)5  G  DQG WKH 6WDWHV FULPLQDO KLVWRU\ UHFRUG UHSRVLWRU\ DV
7076 GHILQHGLQ&)5 I 
7177 + 'RFWRUDO /HYHO 'HJUHH PHDQV D JUDGXDWH GHJUHH SURJUDP WKDW FRQVLVWV
7278 RI DW OHDVW QLQHW\ JUDGXDWH VHPHVWHU KRXUV LQ WKH ILHOG RI 6FKRRO 3V\FKRORJ\
7379 DQGWKDWLQFOXGHVDVXSHUYLVHGLQWHUQVKLS
7480 , (QFXPEHUHG /LFHQVH PHDQV D /LFHQVH WKDW D 6WDWH /LFHQVLQJ $XWKRULW\
7581 KDV OLPLWHG LQ DQ\ ZD\ RWKHU WKDQ WKURXJK DQ $OWHUQDWLYH 3URJUDP LQFOXGLQJ
7682 WHPSRUDU\RUSURYLVLRQDOOLFHQVHV
7783 - ([HFXWLYH &RPPLWWHH PHDQV WKH &RPPLVVLRQV &KDLU 9LFH &KDLU
78-/%
79-
80-/%
81-
82- 6HFUHWDU\ DQG 7UHDVXUHU DQG DQ\ RWKHU &RPPLVVLRQHUV DV PD\ EH GHWHUPLQHG E\
84+6HFUHWDU\ DQG 7UHDVXUHU DQG DQ\ RWKHU &RPPLVVLRQHUV DV PD\ EH GHWHUPLQHG E\
8385 &RPPLVVLRQ5XOHRUE\ODZ
8486 . (TXLYDOHQW /LFHQVH PHDQV D OLFHQVH WR SUDFWLFH 6FKRRO 3V\FKRORJ\
8587 ZKLFK D 0HPEHU 6WDWH KDV LGHQWLILHG DV D OLFHQVH ZKLFK PD\ EH SURYLGHG WR
8688 6FKRRO3V\FKRORJLVWVIURPRWKHU0HPEHU6WDWHVSXUVXDQWWRWKLV&RPSDFW
8789 / +RPH 6WDWH PHDQV WKH 0HPEHU 6WDWH WKDW LVVXHG WKH +RPH 6WDWH /LFHQVH
8890 WRWKH/LFHQVHHDQGLVWKH/LFHQVHHVSULPDU\VWDWHRISUDFWLFH
8991 0 +RPH 6WDWH /LFHQVH PHDQV WKH /LFHQVH WKDW LV QRW DQ (QFXPEHUHG
9092 /LFHQVHLVVXHGE\WKH+RPH6WDWHWRSURYLGH6FKRRO3V\FKRORJLFDO6HUYLFHV
9193 1 6FKRRO 3V\FKRORJLFDO 6HUYLFHV PHDQV DFDGHPLF PHQWDO DQG EHKDYLRUDO
9294 KHDOWK VHUYLFHV LQFOXGLQJ DVVHVVPHQW SUHYHQWLRQ FRQVXOWDWLRQ DQG
9395 FROODERUDWLRQ LQWHUYHQWLRQ DQG HYDOXDWLRQ SURYLGHG E\ D 6FKRRO 3V\FKRORJLVW
9496 LQ D VFKRRO DV RXWOLQHG LQ DSSOLFDEOH SURIHVVLRQDO VWDQGDUGV DV GHWHUPLQHG E\
9597 &RPPLVVLRQ5XOH
9698 2 /LFHQVH PHDQV D FXUUHQW OLFHQVH FHUWLILFDWLRQ RU RWKHU
9799 DXWKRUL]DWLRQ JUDQWHG E\ D 0HPEHU 6WDWHV /LFHQVLQJ $XWKRULW\ WKDW SHUPLWV DQ
98100 LQGLYLGXDOWRSURYLGH6FKRRO3V\FKRORJLFDO6HUYLFHV
99-3 /LFHQVHH PHDQV DQ LQGLYLGXDO ZKR KROGV D /LFHQVH IURP D 0HPEHU 6WDWH
101+/%
102+
103+/%
104+
105+ 3 /LFHQVHH PHDQV DQ LQGLYLGXDO ZKR KROGV D /LFHQVH IURP D 0HPEHU 6WDWH
100106 WRSURYLGH6FKRRO3V\FKRORJLFDO6HUYLFHV
101107 4 0HPEHU 6WDWH PHDQV D 6WDWH WKDW KDV HQDFWHG WKH &RPSDFW DQG EHHQ
102108 DGPLWWHG WR WKH &RPPLVVLRQ LQ DFFRUGDQFH ZLWK WKH SURYLVLRQV KHUHLQ DQG
103109 &RPPLVVLRQ5XOHV
104110 5 0RGHO &RPSDFW PHDQV WKH PRGHO ODQJXDJH IRU WKH 6FKRRO 3V\FKRORJLVW
105111 ,QWHUVWDWH /LFHQVXUH &RPSDFW RQ ILOH ZLWK WKH &RXQFLO RI 6WDWH *RYHUQPHQWV RU
106112 RWKHUHQWLW\DVGHVLJQDWHGE\WKH&RPPLVVLRQ
107113 6 3UDFWLFH RI 6FKRRO 3V\FKRORJ\ PHDQV WKH GHOLYHU\ RI 6FKRRO
108114 3V\FKRORJLFDO6HUYLFHV
109115 7 6FKRRO 3V\FKRORJLVW ,QWHUVWDWH /LFHQVXUH &RPSDFW &RPPLVVLRQ RU
110116 &RPPLVVLRQ PHDQV WKH MRLQW JRYHUQPHQW DJHQF\ HVWDEOLVKHG E\ WKLV &RPSDFW
111117 ZKRVH PHPEHUVKLS FRQVLVWV RI UHSUHVHQWDWLYHV IURP HDFK 0HPEHU 6WDWH WKDW KDV
112118 HQDFWHGWKH&RPSDFWDQGDVIXUWKHUGHVFULEHGLQ6HFWLRQ
113119 8 6WDWH /LFHQVLQJ $XWKRULW\ PHDQV D 0HPEHU 6WDWHV UHJXODWRU\ ERG\
114120 UHVSRQVLEOHIRULVVXLQJ/LFHQVHVRURWKHUZLVHRYHUVHHLQJWKH3UDFWLFHRI6FKRRO
115121 3V\FKRORJ\
116122 9 6SHFLDOLVW/HYHO 'HJUHH PHDQV D GHJUHH SURJUDP WKDW UHTXLUHV DW OHDVW
117123 VL[W\ JUDGXDWH VHPHVWHU KRXUV RU HTXLYDOHQW LQ WKH ILHOG RI 6FKRRO 3V\FKRORJ\
118124 DQGWKDWLQFOXGHVDVXSHUYLVHGLQWHUQVKLS
119125 : 4XDOLI\LQJ 1DWLRQDO ([DP PHDQV D QDWLRQDO OLFHQVLQJ H[DPLQDWLRQ
120126 HQGRUVHGE\WKH1DWLRQDO$VVRFLDWLRQRI6FKRRO3V\FKRORJLVWVDQGDQ\RWKHUH[DP
121127 DVDSSURYHGE\WKH5XOHVRIWKH&RPPLVVLRQ
122128 ; 4XDOLI\LQJ 6FKRRO 3V\FKRORJLVW (GXFDWLRQ 3URJUDP PHDQV DQ HGXFDWLRQ
123129 SURJUDP ZKLFK DZDUGV D 6SHFLDOLVW/HYHO RU 'RFWRUDO/HYHO GHJUHH RU HTXLYDOHQW
124130 XSRQ FRPSOHWLRQ DQG LV DSSURYHG E\ WKH 5XOHV RI WKH &RPPLVVLRQ DV PHHWLQJ WKH
125131 QHFHVVDU\PLQLPXPHGXFDWLRQDOVWDQGDUGVWRHQVXUHWKDWLWVJUDGXDWHVDUHUHDG\
126132 TXDOLILHGDQGDEOHWRHQJDJHLQWKH3UDFWLFHRI6FKRRO3V\FKRORJ\
127133 < 5HPRWH 6WDWH PHDQV D 0HPEHU 6WDWH RWKHU WKDQ WKH +RPH 6WDWH ZKHUH D
128134 /LFHQVHHKROGVD/LFHQVHWKURXJKWKH&RPSDFW
129135 = 5XOH PHDQV D UHJXODWLRQ SURPXOJDWHG E\ DQ HQWLW\ LQFOXGLQJ EXW QRW
130-OLPLWHG WR WKH &RPPLVVLRQ DQG WKH 6WDWH /LFHQVLQJ $XWKRULW\ RI HDFK 0HPEHU
136+/%
137+
138+/%
139+
140+ OLPLWHG WR WKH &RPPLVVLRQ DQG WKH 6WDWH /LFHQVLQJ $XWKRULW\ RI HDFK 0HPEHU
131141 6WDWHWKDWKDVWKHIRUFHRIODZ
132142 $$ 6FKRRO 3V\FKRORJLVW PHDQV DQ LQGLYLGXDO ZKR KDV PHW WKH UHTXLUHPHQWV
133143 WR REWDLQ D +RPH 6WDWH /LFHQVH WKDW OHJDOO\ FRQYH\V WKH SURIHVVLRQDO WLWOH RI
134144 6FKRRO 3V\FKRORJLVW RU LWV HTXLYDOHQW DV GHWHUPLQHG E\ WKH 5XOHV RI WKH
135145 &RPPLVVLRQ
136146 %% 6FRSH RI 3UDFWLFH PHDQV WKH SURFHGXUHV DFWLRQV DQG SURFHVVHV D
137147 6FKRRO3V\FKRORJLVWOLFHQVHGLQD6WDWHLVSHUPLWWHGWRXQGHUWDNHLQWKDW6WDWH
138148 DQGWKHFLUFXPVWDQFHVXQGHUZKLFKWKDW/LFHQVHHLVSHUPLWWHGWRXQGHUWDNHWKRVH
139149 SURFHGXUHV DFWLRQV DQG SURFHVVHV 6XFK SURFHGXUHV DFWLRQV DQG SURFHVVHV
140150 DQG WKH FLUFXPVWDQFHV XQGHU ZKLFK WKH\ PD\ EH XQGHUWDNHQ PD\ EH HVWDEOLVKHG
141151 WKURXJKPHDQVLQFOXGLQJEXWQRWOLPLWHGWRVWDWXWHUHJXODWLRQFDVHODZDQG
142152 RWKHU SURFHVVHV DYDLODEOH WR WKH 6WDWH /LFHQVLQJ $XWKRULW\ RU RWKHU JRYHUQPHQW
143153 DJHQF\
144154 && 6WDWH PHDQV DQ\ VWDWH FRPPRQZHDOWK GLVWULFW RU WHUULWRU\ RI WKH
145155 8QLWHG6WDWHVRI$PHULFD
146156 '' 6WDWH 6SHFLILF 5HTXLUHPHQW PHDQV D UHTXLUHPHQW IRU OLFHQVXUH FRYHUHG
147157 LQ FRXUVHZRUN RU H[DPLQDWLRQ WKDW LQFOXGHV FRQWHQW RI XQLTXH LQWHUHVW WR WKH
148158 6WDWH
149159 (( 8QHQFXPEHUHG /LFHQVH PHDQV D /LFHQVH WKDW DXWKRUL]HV D /LFHQVHH WR
150160 HQJDJHLQWKHIXOODQGXQUHVWULFWHG3UDFWLFHRI6FKRRO3V\FKRORJ\
151161 6(&7,2167$7(3$57,&,3$7,21,17+(&203$&7
152162 $ 7R EH HOLJLEOH WR MRLQ WKLV &RPSDFW DQG WR PDLQWDLQ HOLJLELOLW\ DV D
153163 0HPEHU6WDWHD6WDWHPXVW
154164  (QDFW D FRPSDFW VWDWXWH WKDW LV QRW PDWHULDOO\ GLIIHUHQW IURP WKH 0RGHO
155165 &RPSDFWDVGHILQHGLQWKH&RPPLVVLRQV5XOHV
156166  3DUWLFLSDWH LQ WKH VKDULQJ RI LQIRUPDWLRQ ZLWK RWKHU 0HPEHU 6WDWHV DV
157167 UHDVRQDEO\ QHFHVVDU\ WR DFFRPSOLVK WKH REMHFWLYHV RI WKLV &RPSDFW DQG DV
158168 IXUWKHUGHILQHGLQ6HFWLRQ
159169  ,GHQWLI\ DQG PDLQWDLQ ZLWK WKH &RPPLVVLRQ D OLVW RI (TXLYDOHQW /LFHQVHV
160170 DYDLODEOHWR/LFHQVHHVZKRKROGD+RPH6WDWH/LFHQVHXQGHUWKLV&RPSDFW
161- +DYH D PHFKDQLVP LQ SODFH IRU UHFHLYLQJ DQG LQYHVWLJDWLQJ FRPSODLQWV
162-DERXW/LFHQVHHV
163- 1RWLI\ WKH &RPPLVVLRQ LQ FRPSOLDQFH ZLWK WKH WHUPV RI WKH &RPSDFW DQG
164-WKH &RPPLVVLRQV 5XOHV RI DQ\ $GYHUVH $FWLRQ WDNHQ DJDLQVW D /LFHQVHH RU RI
165171 /%
166172 
167173 /%
168174 
169- WKH DYDLODELOLW\ RI LQYHVWLJDWLYH LQIRUPDWLRQ ZKLFK UHODWHV WR D /LFHQVHH RU
175+  +DYH D PHFKDQLVP LQ SODFH IRU UHFHLYLQJ DQG LQYHVWLJDWLQJ FRPSODLQWV
176+DERXW/LFHQVHHV
177+ 1RWLI\ WKH &RPPLVVLRQ LQ FRPSOLDQFH ZLWK WKH WHUPV RI WKH &RPSDFW DQG
178+WKH &RPPLVVLRQV 5XOHV RI DQ\ $GYHUVH $FWLRQ WDNHQ DJDLQVW D /LFHQVHH RU RI
179+WKH DYDLODELOLW\ RI LQYHVWLJDWLYH LQIRUPDWLRQ ZKLFK UHODWHV WR D /LFHQVHH RU
170180 DSSOLFDQWIRUOLFHQVXUH
171181 5HTXLUHWKDWDSSOLFDQWVIRUD+RPH6WDWH/LFHQVHKDYH
172182 D 7DNHQ DQG SDVVHG D 4XDOLI\LQJ 1DWLRQDO ([DP DV GHILQHG E\ WKH 5XOHV RI
173183 WKH&RPPLVVLRQ
174184 E &RPSOHWHG D PLQLPXP RI RQH WKRXVDQG WZR KXQGUHG KRXUV RI VXSHUYLVHG
175185 LQWHUQVKLSRIZKLFKDWOHDVWVL[KXQGUHGPXVWKDYHEHHQFRPSOHWHGLQDVFKRRO
176186 SULRUWREHLQJDSSURYHGIRUOLFHQVXUHDQG
177187 F*UDGXDWHGIURPD4XDOLI\LQJ6FKRRO3V\FKRORJLVW(GXFDWLRQ3URJUDP
178188 &RPSO\ZLWKWKHWHUPVRIWKLV&RPSDFWDQGWKH5XOHVRIWKH&RPPLVVLRQ
179189 % (DFK 0HPEHU 6WDWH VKDOO JUDQW DQ (TXLYDOHQW /LFHQVH WR SUDFWLFH 6FKRRO
180190 3V\FKRORJ\ LQ WKDW VWDWH XSRQ DSSOLFDWLRQ E\ D /LFHQVHH ZKR VDWLVILHV WKH
181191 FULWHULD RI 6HFWLRQ $ (DFK 0HPEHU 6WDWH VKDOO JUDQW UHQHZDO RI WKH
182192 (TXLYDOHQW/LFHQVHWRD/LFHQVHHZKRVDWLVILHVWKHFULWHULDRI6HFWLRQ%
183193 & 0HPEHU 6WDWHV PD\ VHW DQG FROOHFW D IHH IRU JUDQWLQJ DQ (TXLYDOHQW
184194 /LFHQVH
185195 6(&7,216&+22/36<&+2/2*,673$57,&,3$7,21,17+(&203$&7
186196 $ 7R REWDLQ DQG PDLQWDLQ DQ (TXLYDOHQW /LFHQVH IURP D 5HPRWH 6WDWH XQGHU
187197 WKLV&RPSDFWD/LFHQVHHPXVW
188198 +ROGDQGPDLQWDLQDQDFWLYH+RPH6WDWH/LFHQVH
189199  6DWLVI\ DQ\ DSSOLFDEOH 6WDWH 6SHFLILF 5HTXLUHPHQWV HVWDEOLVKHG E\ WKH
190200 0HPEHU6WDWHDIWHUDQ(TXLYDOHQW/LFHQVHLVJUDQWHG
191201  &RPSOHWH DQ\ DGPLQLVWUDWLYH RU DSSOLFDWLRQ UHTXLUHPHQWV ZKLFK WKH
192202 &RPPLVVLRQPD\HVWDEOLVKE\5XOHDQGSD\DQ\DVVRFLDWHGIHHV
193203  &RPSOHWH DQ\ UHTXLUHPHQWV IRU UHQHZDO LQ WKH +RPH 6WDWH LQFOXGLQJ
194204 DSSOLFDEOH&RQWLQXLQJ3URIHVVLRQDO(GXFDWLRQUHTXLUHPHQWVDQG
195205  8SRQ DSSOLFDWLRQ WR UHFHLYH D OLFHQVH XQGHU WKLV &RPSDFW XQGHUJR D
196-FULPLQDO EDFNJURXQG FKHFN LQ WKH 0HPEHU 6WDWH LQ ZKLFK WKH (TXLYDOHQW /LFHQVH
206+/%
207+
208+/%
209+
210+ FULPLQDO EDFNJURXQG FKHFN LQ WKH 0HPEHU 6WDWH LQ ZKLFK WKH (TXLYDOHQW /LFHQVH
197211 LVVRXJKWLQDFFRUGDQFHZLWKWKHODZVDQGUHJXODWLRQVRIVXFK0HPEHU6WDWH
198212 % 7R UHQHZ DQ (TXLYDOHQW /LFHQVH LQ D 0HPEHU 6WDWH RWKHU WKDQ WKH +RPH
199213 6WDWHD/LFHQVHHPXVWRQO\DSSO\IRUUHQHZDOFRPSOHWHDEDFNJURXQGFKHFNDQG
200214 SD\UHQHZDOIHHVDVGHWHUPLQHGE\WKH6WDWH/LFHQVLQJ$XWKRULW\
201215 6(&7,21$&7,9(0,/,7$5<0(0%(56257+(,563286(6
202216 $ /LFHQVHH ZKR LV DQ $FWLYH 0LOLWDU\ 0HPEHU RU LV WKH VSRXVH RI DQ $FWLYH
203217 0LOLWDU\ 0HPEHU VKDOO EH GHHPHG WR KROG D +RPH 6WDWH /LFHQVH LQ DQ\ RI WKH
204218 IROORZLQJORFDWLRQV
205219 $7KH/LFHQVHHVSHUPDQHQWUHVLGHQFH
206220 %$0HPEHU6WDWHWKDWLVWKH/LFHQVHHVSULPDU\6WDWHRI3UDFWLFHDQG
207221 & $ 0HPEHU 6WDWH ZKHUH WKH /LFHQVHH KDV UHORFDWHG SXUVXDQW WR D 3HUPDQHQW
208222 &KDQJHRI6WDWLRQ 3&6 
209223 6(&7,21',6&,3/,1($1'$'9(56($&7,216
210224 $ 1RWKLQJ LQ WKLV &RPSDFW VKDOO EH GHHPHG RU FRQVWUXHG WR OLPLW WKH
211225 DXWKRULW\ RI D 0HPEHU 6WDWH WR LQYHVWLJDWH RU LPSRVH GLVFLSOLQDU\ PHDVXUHV RQ
212226 /LFHQVHHVDFFRUGLQJWRWKH6FRSHRI3UDFWLFH/DZVWKHUHRI
213227 % 0HPEHU 6WDWHV VKDOO EH DXWKRUL]HG WR UHFHLYH DQG VKDOO SURYLGH ILOHV
214228 DQG LQIRUPDWLRQ UHJDUGLQJ WKH LQYHVWLJDWLRQ DQG GLVFLSOLQH LI DQ\ RI
215229 /LFHQVHHV LQ RWKHU 0HPEHU 6WDWHV XSRQ UHTXHVW $Q\ 0HPEHU 6WDWH UHFHLYLQJ VXFK
216230 LQIRUPDWLRQ RU ILOHV VKDOO SURWHFW DQG PDLQWDLQ WKH VHFXULW\ DQG
217231 FRQILGHQWLDOLW\ WKHUHRI LQ DW OHDVW WKH VDPH PDQQHU WKDW LW PDLQWDLQV LWV RZQ
218232 LQYHVWLJDWRU\ RU GLVFLSOLQDU\ ILOHV DQG LQIRUPDWLRQ 3ULRU WR GLVFORVLQJ DQ\
219233 GLVFLSOLQDU\ RU LQYHVWLJDWRU\ LQIRUPDWLRQ UHFHLYHG IURP DQRWKHU 0HPEHU 6WDWH
220234 WKH GLVFORVLQJ VWDWH VKDOO FRPPXQLFDWH LWV LQWHQWLRQ DQG SXUSRVH IRU VXFK
221235 GLVFORVXUHWRWKH0HPEHU6WDWHZKLFKRULJLQDOO\SURYLGHGWKDWLQIRUPDWLRQ
222236 6(&7,21  (67$%/,6+0(17 2) 7+( 6&+22/ 36<&+2/2*,67 ,17(567$7( /,&(1685(
223237 &203$&7&200,66,21
224238 $ 7KH 0HPEHU 6WDWHV KHUHE\ FUHDWH DQG HVWDEOLVK D MRLQW JRYHUQPHQW DJHQF\
225239 ZKRVH PHPEHUVKLS FRQVLVWV RI DOO 0HPEHU 6WDWHV WKDW KDYH HQDFWHG WKH &RPSDFW
226240 DQG WKLV DJHQF\ VKDOO EH NQRZQ DV WKH 6FKRRO 3V\FKRORJLVW ,QWHUVWDWH /LFHQVXUH
227-&RPSDFW &RPPLVVLRQ 7KH &RPPLVVLRQ LV DQ LQVWUXPHQWDOLW\ RI WKH 0HPEHU 6WDWHV
241+/%
242+
243+/%
244+
245+ &RPSDFW &RPPLVVLRQ 7KH &RPPLVVLRQ LV DQ LQVWUXPHQWDOLW\ RI WKH 0HPEHU 6WDWHV
228246 DFWLQJ MRLQWO\ DQG QRW DQ LQVWUXPHQWDOLW\ RI DQ\ RQH VWDWH 7KH &RPPLVVLRQ
229247 VKDOO FRPH LQWR H[LVWHQFH RQ RU DIWHU WKH HIIHFWLYH GDWH RI WKH &RPSDFW DV VHW
230248 IRUWKLQ6HFWLRQ
231249 %0HPEHUVKLS9RWLQJDQG0HHWLQJV
232250  (DFK 0HPEHU 6WDWH VKDOO KDYH DQG EH OLPLWHG WR RQH GHOHJDWH VHOHFWHG E\
233251 WKDW0HPEHU6WDWHV6WDWH/LFHQVLQJ$XWKRULW\
234252  7KH GHOHJDWH VKDOO EH WKH SULPDU\ DGPLQLVWUDWLYH RIILFHU RI WKH 0HPEHU
235253 6WDWH /LFHQVLQJ $XWKRULW\ RU WKH RIILFHUV GHVLJQHH ZKR LV DQ HPSOR\HH RI WKH
236254 0HPEHU6WDWH/LFHQVLQJ$XWKRULW\
237255  7KH &RPPLVVLRQ VKDOO E\ 5XOH RU E\ODZ HVWDEOLVK D WHUP RI RIILFH IRU
238256 GHOHJDWHVDQGPD\E\5XOHRUE\ODZHVWDEOLVKWHUPOLPLWV
239257  7KH &RPPLVVLRQ PD\ UHFRPPHQG UHPRYDO RU VXVSHQVLRQ RI DQ\ GHOHJDWH IURP
240258 RIILFH
241259  $ 0HPEHU 6WDWHV /LFHQVLQJ $XWKRULW\ VKDOO ILOO DQ\ YDFDQF\ RI LWV
242260 GHOHJDWHRFFXUULQJRQWKH&RPPLVVLRQZLWKLQVL[W\GD\VRIWKHYDFDQF\
243261  (DFK GHOHJDWH VKDOO EH HQWLWOHG WR RQH YRWH RQ DOO PDWWHUV EHIRUH WKH
244262 &RPPLVVLRQUHTXLULQJDYRWHE\&RPPLVVLRQGHOHJDWHV
245263  $ GHOHJDWH VKDOO YRWH LQ SHUVRQ RU E\ VXFK RWKHU PHDQV DV SURYLGHG LQ
246264 WKH E\ODZV 7KH E\ODZV PD\ SURYLGH IRU GHOHJDWHV WR PHHW E\ WHOHFRPPXQLFDWLRQ
247265 YLGHRFRQIHUHQFHRURWKHUPHDQVRIFRPPXQLFDWLRQ
248266  7KH &RPPLVVLRQ VKDOO PHHW DW OHDVW RQFH GXULQJ HDFK FDOHQGDU \HDU
249267 $GGLWLRQDO PHHWLQJV PD\ EH KHOG DV VHW IRUWK LQ WKH E\ODZV 7KH &RPPLVVLRQ PD\
250268 PHHWE\WHOHFRPPXQLFDWLRQYLGHRFRQIHUHQFHRURWKHUVLPLODUHOHFWURQLFPHDQV
251269 &7KH&RPPLVVLRQVKDOOKDYHWKHIROORZLQJSRZHUV
252-/%
253-
254-/%
255-
256- (VWDEOLVKWKHILVFDO\HDURIWKH&RPPLVVLRQ
270+(VWDEOLVKWKHILVFDO\HDURIWKH&RPPLVVLRQ
257271 (VWDEOLVKFRGHRIFRQGXFWDQGFRQIOLFWRILQWHUHVWSROLFLHV
258272 (VWDEOLVKDQGDPHQG5XOHVDQGE\ODZV
259273  (VWDEOLVK WKH SURFHGXUH WKURXJK ZKLFK D /LFHQVHH PD\ FKDQJH WKHLU +RPH
260274 6WDWH
261275 0DLQWDLQLWVILQDQFLDOUHFRUGVLQDFFRUGDQFHZLWKWKHE\ODZV
262- 0HHW DQG WDNH VXFK DFWLRQV DV DUH FRQVLVWHQW ZLWK WKH SURYLVLRQV RI
276+/%
277+
278+/%
279+
280+  0HHW DQG WDNH VXFK DFWLRQV DV DUH FRQVLVWHQW ZLWK WKH SURYLVLRQV RI
263281 WKLV&RPSDFWWKH&RPPLVVLRQV5XOHVDQGWKHE\ODZV
264282  ,QLWLDWH DQG FRQFOXGH OHJDO SURFHHGLQJV RU DFWLRQV LQ WKH QDPH RI WKH
265283 &RPPLVVLRQ SURYLGHG WKDW WKH VWDQGLQJ RI DQ\ 0HPEHU 6WDWH /LFHQVLQJ $XWKRULW\
266284 WRVXHRUEHVXHGXQGHUDSSOLFDEOHODZVKDOOQRWEHDIIHFWHG
267285  0DLQWDLQ DQG FHUWLI\ UHFRUGV DQG LQIRUPDWLRQ SURYLGHG WR D 0HPEHU 6WDWH
268286 DVWKHDXWKHQWLFDWHGEXVLQHVVUHFRUGVRIWKH&RPPLVVLRQDQGGHVLJQDWHDQDJHQW
269287 WRGRVRRQWKH&RPPLVVLRQVEHKDOI
270288 3XUFKDVHDQGPDLQWDLQLQVXUDQFHDQGERQGV
271289  %RUURZ DFFHSW RU FRQWUDFW IRU VHUYLFHV RI SHUVRQQHO LQFOXGLQJ EXW
272290 QRWOLPLWHGWRHPSOR\HHVRID0HPEHU6WDWH
273291 &RQGXFWDQDQQXDOILQDQFLDOUHYLHZ
274292  +LUH HPSOR\HHV HOHFW RU DSSRLQW RIILFHUV IL[ FRPSHQVDWLRQ GHILQH
275293 GXWLHV JUDQW VXFK LQGLYLGXDOV DSSURSULDWH DXWKRULW\ WR FDUU\ RXW WKH SXUSRVHV
276294 RI WKH &RPSDFW DQG HVWDEOLVK WKH &RPPLVVLRQV SHUVRQQHO SROLFLHV DQG SURJUDPV
277295 UHODWLQJ WR FRQIOLFWV RI LQWHUHVW TXDOLILFDWLRQV RI SHUVRQQHO DQG RWKHU
278296 UHODWHGSHUVRQQHOPDWWHUV
279297 $VVHVVDQGFROOHFWIHHV
280298  $FFHSW DQ\ DQG DOO DSSURSULDWH JLIWV GRQDWLRQV JUDQWV RI PRQH\
281299 RWKHU VRXUFHV RI UHYHQXH HTXLSPHQW VXSSOLHV PDWHULDOV DQG VHUYLFHV DQG
282300 UHFHLYH XWLOL]H DQG GLVSRVH RI WKH VDPH SURYLGHG WKDW DW DOO WLPHV WKH
283301 &RPPLVVLRQ VKDOO DYRLG DQ\ DSSHDUDQFH RI LPSURSULHW\ DQGRU FRQIOLFW RI
284302 LQWHUHVW
285303  /HDVH SXUFKDVH UHWDLQ RZQ KROG LPSURYH RU XVH DQ\ SURSHUW\
286304 UHDOSHUVRQDORUPL[HGRUDQ\XQGLYLGHGLQWHUHVWWKHUHLQ
287305  6HOO FRQYH\ PRUWJDJH SOHGJH OHDVH H[FKDQJH DEDQGRQ RU RWKHUZLVH
288306 GLVSRVHRIDQ\SURSHUW\UHDOSHUVRQDORUPL[HG
289307 (VWDEOLVKDEXGJHWDQGPDNHH[SHQGLWXUHV
290308 %RUURZPRQH\
291309  $SSRLQW FRPPLWWHHV LQFOXGLQJ VWDQGLQJ FRPPLWWHHV FRPSRVHG RI
292310 PHPEHUV 6WDWH UHJXODWRUV 6WDWH OHJLVODWRUV RU WKHLU UHSUHVHQWDWLYHV FRQVXPHU
293-UHSUHVHQWDWLYHVDQGVXFKRWKHULQWHUHVWHGSHUVRQVDVPD\EHGHVLJQDWHGLQWKLV
311+/%
312+
313+/%
314+
315+ UHSUHVHQWDWLYHVDQGVXFKRWKHULQWHUHVWHGSHUVRQVDVPD\EHGHVLJQDWHGLQWKLV
294316 &RPSDFWDQGWKHE\ODZV
295317  3URYLGH DQG UHFHLYH LQIRUPDWLRQ IURP DQG FRRSHUDWH ZLWK ODZ
296318 HQIRUFHPHQWDJHQFLHV
297319  (VWDEOLVK DQG HOHFW DQ ([HFXWLYH &RPPLWWHH LQFOXGLQJ D &KDLU DQG D
298320 9LFH&KDLU
299321  'HWHUPLQH ZKHWKHU D 6WDWHV DGRSWHG ODQJXDJH LV PDWHULDOO\ GLIIHUHQW
300322 IURP WKH 0RGHO &RPSDFW ODQJXDJH VXFK WKDW WKH 6WDWH ZRXOG QRW TXDOLI\ IRU
301323 SDUWLFLSDWLRQLQWKH&RPSDFWDQG
302324  3HUIRUP VXFK RWKHU IXQFWLRQV DV PD\ EH QHFHVVDU\ RU DSSURSULDWH WR
303325 DFKLHYHWKHSXUSRVHVRIWKLV&RPSDFW
304326 '7KH([HFXWLYH&RPPLWWHH
305327  7KH ([HFXWLYH &RPPLWWHH VKDOO KDYH WKH SRZHU WR DFW RQ EHKDOI RI WKH
306328 &RPPLVVLRQ DFFRUGLQJ WR WKH WHUPV RI WKLV &RPSDFW 7KH SRZHUV GXWLHV DQG
307329 UHVSRQVLELOLWLHVRIWKH([HFXWLYH&RPPLWWHHVKDOOLQFOXGH
308330 D 2YHUVHH WKH GD\WRGD\ DFWLYLWLHV RI WKH DGPLQLVWUDWLRQ RI WKH &RPSDFW
309331 LQFOXGLQJ HQIRUFHPHQW DQG FRPSOLDQFH ZLWK WKH SURYLVLRQV RI WKH &RPSDFW LWV
310332 5XOHVDQGE\ODZVDQGRWKHUVXFKGXWLHVDVGHHPHGQHFHVVDU\
311333 E 5HFRPPHQG WR WKH &RPPLVVLRQ FKDQJHV WR WKH 5XOHV RU E\ODZV FKDQJHV WR
312334 WKLV &RPSDFW OHJLVODWLRQ IHHV FKDUJHG WR 0HPEHU 6WDWHV IHHV FKDUJHG WR
313335 /LFHQVHHVDQGRWKHUIHHV
314336 F (QVXUH &RPSDFW DGPLQLVWUDWLRQ VHUYLFHV DUH DSSURSULDWHO\ SURYLGHG
315337 LQFOXGLQJE\FRQWUDFW
316338 G3UHSDUHDQGUHFRPPHQGWKHEXGJHW
317339 H0DLQWDLQILQDQFLDOUHFRUGVRQEHKDOIRIWKH&RPPLVVLRQ
318340 I 0RQLWRU &RPSDFW FRPSOLDQFH RI 0HPEHU 6WDWHV DQG SURYLGH FRPSOLDQFH
319341 UHSRUWVWRWKH&RPPLVVLRQ
320342 J(VWDEOLVKDGGLWLRQDOFRPPLWWHHVDVQHFHVVDU\
321343 K ([HUFLVH WKH SRZHUV DQG GXWLHV RI WKH &RPPLVVLRQ GXULQJ WKH LQWHULP
322344 EHWZHHQ&RPPLVVLRQPHHWLQJVH[FHSWIRUDGRSWLQJRUDPHQGLQJ5XOHVDGRSWLQJRU
323345 DPHQGLQJ E\ODZV DQG H[HUFLVLQJ DQ\ RWKHU SRZHUV DQG GXWLHV H[SUHVVO\ UHVHUYHG
324-WRWKH&RPPLVVLRQE\5XOHRUE\ODZDQG
346+/%
347+
348+/%
349+
350+ WRWKH&RPPLVVLRQE\5XOHRUE\ODZDQG
325351 L2WKHUGXWLHVDVSURYLGHGLQWKH5XOHVRUE\ODZVRIWKH&RPPLVVLRQ
326352 7KH([HFXWLYH&RPPLWWHHVKDOOEHFRPSRVHGRIXSWRVHYHQPHPEHUV
327353 D 7KH &KDLU DQG 9LFH &KDLU RI WKH &RPPLVVLRQ VKDOO EH YRWLQJ PHPEHUV RI
328354 WKH([HFXWLYH&RPPLWWHHDQG
329355 E 7KH &RPPLVVLRQ VKDOO HOHFW ILYH YRWLQJ PHPEHUV IURP WKH FXUUHQW
330356 PHPEHUVKLSRIWKH&RPPLVVLRQ
331357  7KH &RPPLVVLRQ PD\ UHPRYH DQ\ PHPEHU RI WKH ([HFXWLYH &RPPLWWHH DV
332358 SURYLGHGLQWKH&RPPLVVLRQVE\ODZV
333359 7KH([HFXWLYH&RPPLWWHHVKDOOPHHWDWOHDVWDQQXDOO\
334360 D ([HFXWLYH &RPPLWWHH PHHWLQJV VKDOO EH RSHQ WR WKH SXEOLF H[FHSW WKDW
335361 WKH ([HFXWLYH &RPPLWWHH PD\ PHHW LQ D FORVHG QRQSXEOLF PHHWLQJ DV SURYLGHG LQ
336362 VXEVHFWLRQ)EHORZ
337363 E 7KH ([HFXWLYH &RPPLWWHH VKDOO JLYH WKLUW\ GD\V QRWLFH RI LWV PHHWLQJV
338364 SRVWHG RQ LWV ZHEVLWH DQG DV GHWHUPLQHG WR SURYLGH QRWLFH WR SHUVRQV ZLWK DQ
339-/%
340-
341-/%
342-
343- LQWHUHVWLQWKHEXVLQHVVRIWKH&RPPLVVLRQ
365+LQWHUHVWLQWKHEXVLQHVVRIWKH&RPPLVVLRQ
344366 F 7KH ([HFXWLYH &RPPLWWHH PD\ KROG D VSHFLDO PHHWLQJ LQ DFFRUGDQFH ZLWK
345367 VXEVHFWLRQ)EEHORZ
346368 ( 7KH &RPPLVVLRQ VKDOO DGRSW DQG SURYLGH WR WKH 0HPEHU 6WDWHV DQ DQQXDO
347369 UHSRUW
348370 )0HHWLQJVRIWKH&RPPLVVLRQ
349371  $OO PHHWLQJV VKDOO EH RSHQ WR WKH SXEOLF H[FHSW WKDW WKH &RPPLVVLRQ
350372 PD\PHHWLQDFORVHGQRQSXEOLFPHHWLQJDVSURYLGHGLQVXEVHFWLRQ)EHORZ
351373 D 3XEOLF QRWLFH RI DOO PHHWLQJV RI WKH IXOO &RPPLVVLRQ VKDOO EH JLYHQ LQ
352374 WKH VDPH PDQQHU DV UHTXLUHG XQGHU WKH 5XOHPDNLQJ SURYLVLRQV LQ 6HFWLRQ 
353375 H[FHSWWKDWWKH&RPPLVVLRQPD\KROGDVSHFLDOPHHWLQJDVSURYLGHGLQVXEVHFWLRQ
354376 )EEHORZ
355377 E 7KH &RPPLVVLRQ PD\ KROG D VSHFLDO PHHWLQJ ZKHQ LW PXVW PHHW WR FRQGXFW
356378 HPHUJHQF\ EXVLQHVV E\ JLYLQJ IRUW\HLJKW KRXUV QRWLFH WR DOO FRPPLVVLRQHUV RQ
357379 WKH &RPPLVVLRQV ZHEVLWH DQG E\ RWKHU PHDQV DV SURYLGHG LQ WKH &RPPLVVLRQV
358380 UXOHV 7KH &RPPLVVLRQV OHJDO FRXQVHO VKDOO FHUWLI\ WKDW WKH &RPPLVVLRQV QHHG
359-WRPHHWTXDOLILHVDVDQHPHUJHQF\
381+/%
382+
383+/%
384+
385+ WRPHHWTXDOLILHVDVDQHPHUJHQF\
360386  7KH &RPPLVVLRQ WKH ([HFXWLYH &RPPLWWHH RU RWKHU FRPPLWWHHV RI WKH
361387 &RPPLVVLRQ PD\ FRQYHQH LQ D FORVHG QRQSXEOLF PHHWLQJ IRU WKH &RPPLVVLRQ
362388 ([HFXWLYH &RPPLWWHH RU RWKHU FRPPLWWHHV RI WKH &RPPLVVLRQ WR UHFHLYH OHJDO
363389 DGYLFHRUWRGLVFXVV
364390 D1RQFRPSOLDQFHRID0HPEHU6WDWHZLWKLWVREOLJDWLRQVXQGHUWKH&RPSDFW
365391 E 7KH HPSOR\PHQW FRPSHQVDWLRQ GLVFLSOLQH RU RWKHU PDWWHUV SUDFWLFHV
366392 RUSURFHGXUHVUHODWHGWRVSHFLILFHPSOR\HHV
367393 F &XUUHQW RU WKUHDWHQHG GLVFLSOLQH RI D /LFHQVHH E\ WKH &RPPLVVLRQ RU E\
368394 D0HPEHU6WDWHV/LFHQVLQJ$XWKRULW\
369395 G&XUUHQWWKUHDWHQHGRUUHDVRQDEO\DQWLFLSDWHGOLWLJDWLRQ
370396 H 1HJRWLDWLRQ RI FRQWUDFWV IRU WKH SXUFKDVH OHDVH RU VDOH RI JRRGV
371397 VHUYLFHVRUUHDOHVWDWH
372398 I$FFXVLQJDQ\SHUVRQRIDFULPHRUIRUPDOO\FHQVXULQJDQ\SHUVRQ
373399 J 7UDGH VHFUHWV RU FRPPHUFLDO RU ILQDQFLDO LQIRUPDWLRQ WKDW LV SULYLOHJHG
374400 RUFRQILGHQWLDO
375401 K ,QIRUPDWLRQ RI D SHUVRQDO QDWXUH ZKHUH GLVFORVXUH ZRXOG FRQVWLWXWH D
376402 FOHDUO\XQZDUUDQWHGLQYDVLRQRISHUVRQDOSULYDF\
377403 L,QYHVWLJDWLYHUHFRUGVFRPSLOHGIRUODZHQIRUFHPHQWSXUSRVHV
378404 M ,QIRUPDWLRQ UHODWHG WR DQ\ LQYHVWLJDWLYH UHSRUWV SUHSDUHG E\ RQ EHKDOI
379405 RIRUIRUXVHRIWKH&RPPLVVLRQRURWKHUFRPPLWWHHFKDUJHGZLWKUHVSRQVLELOLW\
380406 RILQYHVWLJDWLRQRUGHWHUPLQDWLRQRIFRPSOLDQFHLVVXHVSXUVXDQWWRWKH&RPSDFW
381407 N 0DWWHUV VSHFLILFDOO\ H[HPSWHG IURP GLVFORVXUH E\ IHGHUDO RU 0HPEHU
382408 6WDWHODZRU
383409 O2WKHUPDWWHUVDVSURPXOJDWHGE\WKH&RPPLVVLRQE\5XOH
384410  ,I D PHHWLQJ RU SRUWLRQ RI D PHHWLQJ LV FORVHG WKH SUHVLGLQJ RIILFHU
385411 VKDOO VWDWH WKDW WKH PHHWLQJ ZLOO EH FORVHG DQG UHIHUHQFH HDFK UHOHYDQW
386412 H[HPSWLQJSURYLVLRQDQGVXFKUHIHUHQFHVKDOOEHUHFRUGHGLQWKHPLQXWHV
387413  7KH &RPPLVVLRQ VKDOO NHHS PLQXWHV WKDW IXOO\ DQG FOHDUO\ GHVFULEH DOO
388414 PDWWHUVGLVFXVVHGLQDPHHWLQJDQGVKDOOSURYLGHDIXOODQGDFFXUDWHVXPPDU\RI
389415 DFWLRQV WDNHQ DQG WKH UHDVRQV WKHUHIRUH LQFOXGLQJ D GHVFULSWLRQ RI WKH YLHZV
390-H[SUHVVHG $OO GRFXPHQWV FRQVLGHUHG LQ FRQQHFWLRQ ZLWK DQ DFWLRQ VKDOO EH
416+/%
417+
418+/%
419+
420+ H[SUHVVHG $OO GRFXPHQWV FRQVLGHUHG LQ FRQQHFWLRQ ZLWK DQ DFWLRQ VKDOO EH
391421 LGHQWLILHGLQVXFKPLQXWHV$OOPLQXWHVDQGGRFXPHQWVRIDFORVHGPHHWLQJVKDOO
392422 UHPDLQXQGHUVHDOVXEMHFWWRUHOHDVHRQO\E\DPDMRULW\YRWHRIWKH&RPPLVVLRQ
393423 RURUGHURIDFRXUWRIFRPSHWHQWMXULVGLFWLRQ
394424 *)LQDQFLQJRIWKH&RPPLVVLRQ
395425  7KH &RPPLVVLRQ VKDOO SD\ RU SURYLGH IRU WKH SD\PHQW RI WKH UHDVRQDEOH
396426 H[SHQVHVRILWVHVWDEOLVKPHQWRUJDQL]DWLRQDQGRQJRLQJDFWLYLWLHV
397427  7KH &RPPLVVLRQ PD\ DFFHSW DQ\ DQG DOO DSSURSULDWH UHYHQXH VRXUFHV DV
398428 SURYLGHGLQVXEVHFWLRQ&
399429  7KH &RPPLVVLRQ PD\ OHY\ RQ DQG FROOHFW DQ DQQXDO DVVHVVPHQW IURP HDFK
400430 0HPEHU6WDWHDQGLPSRVHIHHVRQ/LFHQVHHVSUDFWLFLQJLQWKH0HPEHU6WDWHVXQGHU
401431 DQ(TXLYDOHQW/LFHQVHWRFRYHUWKHFRVWRIWKHRSHUDWLRQVDQGDFWLYLWLHVRIWKH
402432 &RPPLVVLRQ DQG LWV VWDII ZKLFK PXVW EH LQ D WRWDO DPRXQW VXIILFLHQW WR FRYHU
403433 LWV DQQXDO EXGJHW DV DSSURYHG HDFK \HDU IRU ZKLFK UHYHQXH LV QRW SURYLGHG E\
404434 RWKHU VRXUFHV 7KH DJJUHJDWH DQQXDO DVVHVVPHQW DPRXQW IRU 0HPEHU 6WDWHV VKDOO
405435 EHDOORFDWHGEDVHGXSRQDIRUPXODWKDWWKH&RPPLVVLRQVKDOOSURPXOJDWHE\5XOH
406436  7KH &RPPLVVLRQ VKDOO QRW LQFXU REOLJDWLRQV RI DQ\ NLQG SULRU WR
407437 VHFXULQJ WKH IXQGV DGHTXDWH WR PHHW WKH VDPH QRU VKDOO WKH &RPPLVVLRQ SOHGJH
408438 WKHFUHGLWRIDQ\RIWKH0HPEHU6WDWHVH[FHSWE\DQGZLWKWKHDXWKRULW\RIWKH
409439 0HPEHU6WDWH
410440  7KH &RPPLVVLRQ VKDOO NHHS DFFXUDWH DFFRXQWV RI DOO UHFHLSWV DQG
411441 GLVEXUVHPHQWV 7KH UHFHLSWV DQG GLVEXUVHPHQWV RI WKH &RPPLVVLRQ VKDOO EH
412442 VXEMHFWWRWKHILQDQFLDOUHYLHZDQGDFFRXQWLQJSURFHGXUHVHVWDEOLVKHGXQGHULWV
413443 E\ODZV +RZHYHU DOO UHFHLSWV DQG GLVEXUVHPHQWV RI IXQGV KDQGOHG E\ WKH
414444 &RPPLVVLRQ VKDOO EH VXEMHFW WR DQ DQQXDO ILQDQFLDO UHYLHZ E\ D FHUWLILHG RU
415445 OLFHQVHG SXEOLF DFFRXQWDQW DQG WKH UHSRUW RI WKH ILQDQFLDO UHYLHZ VKDOO EH
416446 LQFOXGHGLQDQGEHFRPHSDUWRIWKHDQQXDOUHSRUWRIWKH&RPPLVVLRQ
417447 +4XDOLILHG,PPXQLW\'HIHQVHDQG,QGHPQLILFDWLRQ
418448  7KH PHPEHUV RIILFHUV H[HFXWLYH GLUHFWRU HPSOR\HHV DQG
419449 UHSUHVHQWDWLYHV RI WKH &RPPLVVLRQ VKDOO KDYH QR JUHDWHU OLDELOLW\ WKDQ D VWDWH
420450 HPSOR\HH ZRXOG KDYH XQGHU WKH VDPH RU VLPLODU FLUFXPVWDQFHV HLWKHU SHUVRQDOO\
421-RU LQ WKHLU RIILFLDO FDSDFLW\ IRU DQ\ FODLP IRU GDPDJH WR RU ORVV RI SURSHUW\
451+/%
452+
453+/%
454+
455+ RU LQ WKHLU RIILFLDO FDSDFLW\ IRU DQ\ FODLP IRU GDPDJH WR RU ORVV RI SURSHUW\
422456 RU SHUVRQDO LQMXU\ RU RWKHU FLYLO OLDELOLW\ FDXVHG E\ RU DULVLQJ RXW RI DQ\
423457 DFWXDO RU DOOHJHG DFW HUURU RU RPLVVLRQ WKDW RFFXUUHG RU WKDW WKH SHUVRQ
424458 DJDLQVW ZKRP WKH FODLP LV PDGH KDG D UHDVRQDEOH EDVLV IRU EHOLHYLQJ RFFXUUHG
425459 ZLWKLQ WKH VFRSH RI &RPPLVVLRQ HPSOR\PHQW GXWLHV RU UHVSRQVLELOLWLHV
426-/%
427-
428-/%
429-
430- SURYLGHG WKDW QRWKLQJ LQ WKLV SDUDJUDSK VKDOO EH FRQVWUXHG WR SURWHFW DQ\ VXFK
460+SURYLGHG WKDW QRWKLQJ LQ WKLV SDUDJUDSK VKDOO EH FRQVWUXHG WR SURWHFW DQ\ VXFK
431461 SHUVRQIURPVXLWRUOLDELOLW\IRUDQ\GDPDJHORVVLQMXU\RUOLDELOLW\FDXVHG
432462 E\ WKH LQWHQWLRQDO RU ZLOOIXO RU ZDQWRQ PLVFRQGXFW RI WKDW SHUVRQ 7KH
433463 SURFXUHPHQW RI LQVXUDQFH RI DQ\ W\SH E\ WKH &RPPLVVLRQ VKDOO QRW LQ DQ\ ZD\
434464 FRPSURPLVHRUOLPLWWKHLPPXQLW\JUDQWHGKHUHXQGHU
435465  7KH &RPPLVVLRQ VKDOO GHIHQG DQ\ PHPEHU RIILFHU H[HFXWLYH GLUHFWRU
436466 HPSOR\HH RU UHSUHVHQWDWLYH RI WKH &RPPLVVLRQ LQ DQ\ FLYLO DFWLRQ VHHNLQJ WR
437467 LPSRVH OLDELOLW\ DULVLQJ RXW RI DQ\ DFWXDO RU DOOHJHG DFW HUURU RU RPLVVLRQ
438468 WKDW RFFXUUHG ZLWKLQ WKH VFRSH RI &RPPLVVLRQ HPSOR\PHQW GXWLHV RU
439469 UHVSRQVLELOLWLHV RU WKDW WKH SHUVRQ DJDLQVW ZKRP WKH FODLP LV PDGH KDG D
440470 UHDVRQDEOH EDVLV IRU EHOLHYLQJ RFFXUUHG ZLWKLQ WKH VFRSH RI &RPPLVVLRQ
441471 HPSOR\PHQW GXWLHV RU UHVSRQVLELOLWLHV SURYLGHG WKDW QRWKLQJ KHUHLQ VKDOO EH
442472 FRQVWUXHGWRSURKLELWWKDWSHUVRQIURPUHWDLQLQJWKHLURZQFRXQVHODWWKHLURZQ
443473 H[SHQVH DQG SURYLGHG IXUWKHU WKDW WKH DFWXDO RU DOOHJHG DFW HUURU RU
444474 RPLVVLRQ GLG QRW UHVXOW IURP WKDW SHUVRQV LQWHQWLRQDO RU ZLOOIXO RU ZDQWRQ
445475 PLVFRQGXFW
446476  7KH &RPPLVVLRQ VKDOO LQGHPQLI\ DQG KROG KDUPOHVV DQ\ PHPEHU RIILFHU
447477 H[HFXWLYH GLUHFWRU HPSOR\HH RU UHSUHVHQWDWLYH RI WKH &RPPLVVLRQ IRU WKH
448478 DPRXQW RI DQ\ VHWWOHPHQW RU MXGJPHQW REWDLQHG DJDLQVW WKDW SHUVRQ DULVLQJ RXW
449479 RIDQ\DFWXDORUDOOHJHGDFWHUURURURPLVVLRQWKDWRFFXUUHGZLWKLQWKHVFRSH
450480 RI &RPPLVVLRQ HPSOR\PHQW GXWLHV RU UHVSRQVLELOLWLHV RU WKDW VXFK SHUVRQ KDG
451481 D UHDVRQDEOH EDVLV IRU EHOLHYLQJ RFFXUUHG ZLWKLQ WKH VFRSH RI &RPPLVVLRQ
452482 HPSOR\PHQW GXWLHV RU UHVSRQVLELOLWLHV SURYLGHG WKDW WKH DFWXDO RU DOOHJHG
453483 DFW HUURU RU RPLVVLRQ GLG QRW UHVXOW IURP WKH LQWHQWLRQDO RU ZLOOIXO RU
454484 ZDQWRQPLVFRQGXFWRIWKDWSHUVRQ
455485  1RWKLQJ KHUHLQ VKDOO EH FRQVWUXHG DV D OLPLWDWLRQ RQ WKH OLDELOLW\ RI
456-DQ\ /LFHQVHH IRU SURIHVVLRQDO PDOSUDFWLFH RU PLVFRQGXFW ZKLFK VKDOO EH
486+/%
487+
488+/%
489+
490+ DQ\ /LFHQVHH IRU SURIHVVLRQDO PDOSUDFWLFH RU PLVFRQGXFW ZKLFK VKDOO EH
457491 JRYHUQHGVROHO\E\DQ\RWKHUDSSOLFDEOHVWDWHODZV
458492  1RWKLQJ LQ WKLV &RPSDFW VKDOO EH LQWHUSUHWHG WR ZDLYH RU RWKHUZLVH
459493 DEURJDWH D 0HPEHU 6WDWHV VWDWH DFWLRQ LPPXQLW\ RU VWDWH DFWLRQ DIILUPDWLYH
460494 GHIHQVHZLWKUHVSHFWWRDQWLWUXVWFODLPVXQGHUWKH6KHUPDQ$FW&OD\WRQ$FWRU
461495 DQ\RWKHUVWDWHRUIHGHUDODQWLWUXVWRUDQWLFRPSHWLWLYHODZRUUHJXODWLRQ
462496  1RWKLQJ LQ WKLV &RPSDFW VKDOO EH FRQVWUXHG WR EH D ZDLYHU RI VRYHUHLJQ
463497 LPPXQLW\E\WKH0HPEHU6WDWHVRUE\WKH&RPPLVVLRQ
464498 6(&7,21)$&,/,7$7,1*,1)250$7,21(;&+$1*(
465499 $ 7KH &RPPLVVLRQ VKDOO SURYLGH IRU IDFLOLWDWLQJ WKH H[FKDQJH RI
466500 LQIRUPDWLRQ WR DGPLQLVWHU DQG LPSOHPHQW WKH SURYLVLRQV RI WKLV &RPSDFW LQ
467501 DFFRUGDQFHZLWKWKH5XOHVRIWKH&RPPLVVLRQFRQVLVWHQWZLWKJHQHUDOO\DFFHSWHG
468502 GDWDSURWHFWLRQSULQFLSOHV
469503 % 1RWZLWKVWDQGLQJ DQ\ RWKHU SURYLVLRQ RI 6WDWH ODZ WR WKH FRQWUDU\ D
470504 0HPEHU 6WDWH VKDOO DJUHH WR SURYLGH IRU WKH IDFLOLWDWLRQ RI WKH IROORZLQJ
471505 /LFHQVHHLQIRUPDWLRQDVUHTXLUHGE\WKH5XOHVRIWKH&RPPLVVLRQLQFOXGLQJ
472506 ,GHQWLI\LQJLQIRUPDWLRQ
473507 /LFHQVXUHGDWD
474508 $GYHUVH$FWLRQVDJDLQVWD/LFHQVHDQGLQIRUPDWLRQUHODWHGWKHUHWR
475509  1RQFRQILGHQWLDO LQIRUPDWLRQ UHODWHG WR $OWHUQDWLYH 3URJUDP
476510 SDUWLFLSDWLRQ WKH EHJLQQLQJ DQG HQGLQJ GDWHV RI VXFK SDUWLFLSDWLRQ DQG RWKHU
477511 LQIRUPDWLRQ UHODWHG WR VXFK SDUWLFLSDWLRQ QRW PDGH FRQILGHQWLDO XQGHU 0HPEHU
478512 6WDWHODZ
479513  $Q\ GHQLDO RI DSSOLFDWLRQ IRU OLFHQVXUH DQG WKH UHDVRQ IRU VXFK
480514 GHQLDO
481515 7KHSUHVHQFHRILQYHVWLJDWLYHLQIRUPDWLRQDQG
482516  2WKHU LQIRUPDWLRQ WKDW PD\ IDFLOLWDWH WKH DGPLQLVWUDWLRQ RI WKLV
483517 &RPSDFW RU WKH SURWHFWLRQ RI WKH SXEOLF DV GHWHUPLQHG E\ WKH 5XOHV RI WKH
484518 &RPPLVVLRQ
485519 & 1RWKLQJ LQ WKLV &RPSDFW VKDOO EH GHHPHG RU FRQVWUXHG WR DOWHU OLPLW
486520 RULQKLELWWKHSRZHURID0HPEHU6WDWHWRFRQWURODQGPDLQWDLQRZQHUVKLSRILWV
487-/LFHQVHH LQIRUPDWLRQ RU DOWHU OLPLW RU LQKLELW WKH ODZV RU UHJXODWLRQV
521+/%
522+
523+/%
524+
525+ /LFHQVHH LQIRUPDWLRQ RU DOWHU OLPLW RU LQKLELW WKH ODZV RU UHJXODWLRQV
488526 JRYHUQLQJ/LFHQVHHLQIRUPDWLRQLQWKH0HPEHU6WDWH
489527 6(&7,2158/(0$.,1*
490528 $ 7KH &RPPLVVLRQ VKDOO H[HUFLVH LWV 5XOHPDNLQJ SRZHUV SXUVXDQW WR WKH
491529 FULWHULD VHW IRUWK LQ WKLV &RPSDFW DQG WKH 5XOHV DGRSWHG WKHUHXQGHU 5XOHV DQG
492530 DPHQGPHQWV VKDOO EHFRPH ELQGLQJ DV RI WKH GDWH VSHFLILHG LQ HDFK 5XOH RU
493531 DPHQGPHQW
494532 % 7KH &RPPLVVLRQ VKDOO SURPXOJDWH UHDVRQDEOH 5XOHV WR DFKLHYH WKH LQWHQW
495533 DQG SXUSRVH RI WKLV &RPSDFW ,Q WKH HYHQW WKH &RPPLVVLRQ H[HUFLVHV LWV
496534 5XOHPDNLQJ DXWKRULW\ LQ D PDQQHU WKDW LV EH\RQG SXUSRVH DQG LQWHQW RI WKLV
497535 &RPSDFWRUWKHSRZHUVJUDQWHGKHUHXQGHUWKHQVXFKDQDFWLRQE\WKH&RPPLVVLRQ
498536 VKDOOEHLQYDOLGDQGKDYHQRIRUFHDQGHIIHFWRIODZLQWKH0HPEHU6WDWHV
499537 & ,I D PDMRULW\ RI WKH OHJLVODWXUHV RI WKH 0HPEHU 6WDWHV UHMHFWV D 5XOH
500538 E\ HQDFWPHQW RI D VWDWXWH RU UHVROXWLRQ LQ WKH VDPH PDQQHU XVHG WR DGRSW WKH
501539 &RPSDFW ZLWKLQ IRXU \HDUV RI WKH GDWH RI DGRSWLRQ RI WKH 5XOH WKHQ VXFK 5XOH
502540 VKDOOKDYHQRIXUWKHUIRUFHDQGHIIHFWLQDQ\0HPEHU6WDWH
503541 ' 5XOHV RU DPHQGPHQWV WR WKH 5XOHV VKDOO EH DGRSWHG RU UDWLILHG DW D
504542 UHJXODU RU VSHFLDO PHHWLQJ RI WKH &RPPLVVLRQ LQ DFFRUGDQFH ZLWK &RPPLVVLRQ
505543 5XOHVDQG%\ODZV
506544 ( 3ULRU WR SURPXOJDWLRQ DQG DGRSWLRQ RI D ILQDO 5XOH RU 5XOHV E\ WKH
507545 &RPPLVVLRQ DQG DW OHDVW WKLUW\ GD\V LQ DGYDQFH RI WKH PHHWLQJ DW ZKLFK WKH
508546 5XOH ZLOO EH FRQVLGHUHG DQG YRWHG XSRQ WKH &RPPLVVLRQ VKDOO ILOH D QRWLFH RI
509547 SURSRVHGUXOHPDNLQJ
510548  2Q WKH ZHEVLWH RI WKH &RPPLVVLRQ RU RWKHU SXEOLFO\ DFFHVVLEOH SODWIRUP
511549 DQG
512550  2Q WKH ZHEVLWH RI HDFK 0HPEHU 6WDWH /LFHQVLQJ $XWKRULW\ RU RWKHU
551+SXEOLFO\ DFFHVVLEOH SODWIRUP RU WKH SXEOLFDWLRQ LQ ZKLFK HDFK 6WDWH ZRXOG
552+RWKHUZLVHSXEOLVKSURSRVHG5XOHV
553+) 8SRQ GHWHUPLQDWLRQ WKDW DQ HPHUJHQF\ H[LVWV WKH &RPPLVVLRQ PD\
554+FRQVLGHU DQG DGRSW DQ HPHUJHQF\ 5XOH ZLWK IRUW\HLJKW KRXUV QRWLFH ZLWK
555+RSSRUWXQLW\ WR FRPPHQW SURYLGHG WKDW WKH XVXDO 5XOHPDNLQJ SURFHGXUHV VKDOO EH
513556 /%
514557 
515558 /%
516559 
517- SXEOLFO\ DFFHVVLEOH SODWIRUP RU WKH SXEOLFDWLRQ LQ ZKLFK HDFK 6WDWH ZRXOG
518-RWKHUZLVHSXEOLVKSURSRVHG5XOHV
519-) 8SRQ GHWHUPLQDWLRQ WKDW DQ HPHUJHQF\ H[LVWV WKH &RPPLVVLRQ PD\
520-FRQVLGHU DQG DGRSW DQ HPHUJHQF\ 5XOH ZLWK IRUW\HLJKW KRXUV QRWLFH ZLWK
521-RSSRUWXQLW\ WR FRPPHQW SURYLGHG WKDW WKH XVXDO 5XOHPDNLQJ SURFHGXUHV VKDOO EH
522-UHWURDFWLYHO\ DSSOLHG WR WKH 5XOH DV VRRQ DV UHDVRQDEO\ SRVVLEOH LQ QR HYHQW
560+ UHWURDFWLYHO\ DSSOLHG WR WKH 5XOH DV VRRQ DV UHDVRQDEO\ SRVVLEOH LQ QR HYHQW
523561 ODWHU WKDQ QLQHW\ GD\V DIWHU WKH HIIHFWLYH GDWH RI WKH 5XOH )RU WKH SXUSRVHV
524562 RIWKLVSURYLVLRQDQHPHUJHQF\5XOHLVRQHWKDWPXVWEHDGRSWHGLPPHGLDWHO\LQ
525563 RUGHUWR
526564 0HHWDQLPPLQHQWWKUHDWWRSXEOLFKHDOWKVDIHW\RUZHOIDUH
527565 3UHYHQWDORVVRI&RPPLVVLRQRU0HPEHU6WDWHIXQGV
528566  0HHW D GHDGOLQH IRU WKH SURPXOJDWLRQ RI DQ DGPLQLVWUDWLYH 5XOH WKDW LV
529567 HVWDEOLVKHGE\IHGHUDOODZRU5XOHRU
530568 3URWHFWSXEOLFKHDOWKDQGVDIHW\
531569 6(&7,2129(56,*+7',6387(5(62/87,21$1'(1)25&(0(17
532570 $2YHUVLJKW
533571  7KH H[HFXWLYH DQG MXGLFLDO EUDQFKHV RI WKH 6WDWH JRYHUQPHQW LQ HDFK
534572 0HPEHU 6WDWH VKDOO HQIRUFH WKLV &RPSDFW DQG WDNH DOO DFWLRQV QHFHVVDU\ DQG
535573 DSSURSULDWHWRLPSOHPHQWWKH&RPSDFW
536574  9HQXH LV SURSHU DQG MXGLFLDO SURFHHGLQJV E\ RU DJDLQVW WKH &RPPLVVLRQ
537575 VKDOO EH EURXJKW VROHO\ DQG H[FOXVLYHO\ LQ D FRXUW RI FRPSHWHQW MXULVGLFWLRQ
538576 ZKHUH WKH SULQFLSDO RIILFH RI WKH &RPPLVVLRQ LV ORFDWHG 7KH &RPPLVVLRQ PD\
539577 ZDLYH YHQXH DQG MXULVGLFWLRQDO GHIHQVHV WR WKH H[WHQW LW DGRSWV RU FRQVHQWV WR
540578 SDUWLFLSDWH LQ DOWHUQDWLYH GLVSXWH UHVROXWLRQ SURFHHGLQJV 1RWKLQJ KHUHLQ VKDOO
541579 DIIHFW RU OLPLW WKH VHOHFWLRQ RU SURSULHW\ RI YHQXH LQ DQ\ DFWLRQ DJDLQVW D
542580 /LFHQVHHIRUSURIHVVLRQDOPDOSUDFWLFHPLVFRQGXFWRUDQ\VXFKVLPLODUPDWWHU
543581  7KH &RPPLVVLRQ VKDOO EH HQWLWOHG WR UHFHLYH VHUYLFH RI SURFHVV LQ DQ\
544582 SURFHHGLQJUHJDUGLQJWKHHQIRUFHPHQWRULQWHUSUHWDWLRQRIWKH&RPSDFWDQGVKDOO
545583 KDYH VWDQGLQJ WR LQWHUYHQH LQ VXFK D SURFHHGLQJ IRU DOO SXUSRVHV )DLOXUH WR
546584 SURYLGHWKH&RPPLVVLRQVHUYLFHRISURFHVVVKDOOUHQGHUDMXGJPHQWRURUGHUYRLG
547585 DVWRWKH&RPPLVVLRQWKLV&RPSDFWRUSURPXOJDWHG5XOHV
548586 %'HIDXOW7HFKQLFDO$VVLVWDQFHDQG7HUPLQDWLRQ
549587  ,I WKH &RPPLVVLRQ GHWHUPLQHV WKDW D 0HPEHU 6WDWH KDV GHIDXOWHG LQ WKH
550588 SHUIRUPDQFH RI LWV REOLJDWLRQV RU UHVSRQVLELOLWLHV XQGHU WKLV &RPSDFW RU WKH
551589 SURPXOJDWHG 5XOHV WKH &RPPLVVLRQ VKDOO SURYLGH ZULWWHQ QRWLFH WR WKH
552590 GHIDXOWLQJ 6WDWH 7KH QRWLFH RI GHIDXOW VKDOO GHVFULEH WKH GHIDXOW WKH
553-SURSRVHG PHDQV RI FXULQJ WKH GHIDXOW DQG DQ\ RWKHU DFWLRQ WKDW WKH &RPPLVVLRQ
591+/%
592+
593+/%
594+
595+ SURSRVHG PHDQV RI FXULQJ WKH GHIDXOW DQG DQ\ RWKHU DFWLRQ WKDW WKH &RPPLVVLRQ
554596 PD\ WDNH DQG VKDOO RIIHU WUDLQLQJ DQG VSHFLILF WHFKQLFDO DVVLVWDQFH UHJDUGLQJ
555597 WKHGHIDXOW
556598  7KH &RPPLVVLRQ VKDOO SURYLGH D FRS\ RI WKH QRWLFH RI GHIDXOW WR WKH
557599 RWKHU0HPEHU6WDWHV
558600 & ,I D 6WDWH LQ GHIDXOW IDLOV WR FXUH WKH GHIDXOW WKH GHIDXOWLQJ 6WDWH
559601 PD\ EH WHUPLQDWHG IURP WKH &RPSDFW XSRQ DQ DIILUPDWLYH YRWH RI D VXSHUPDMRULW\
560602 RIWKHGHOHJDWHVRIWKH0HPEHU6WDWHVDQGDOOULJKWVSULYLOHJHVDQGEHQHILWV
561603 FRQIHUUHGRQWKDWVWDWHE\WKLV&RPSDFWPD\EHWHUPLQDWHGRQWKHHIIHFWLYHGDWH
562604 RI WHUPLQDWLRQ $ FXUH RI WKH GHIDXOW GRHV QRW UHOLHYH WKH RIIHQGLQJ 6WDWH RI
563605 REOLJDWLRQVRUOLDELOLWLHVLQFXUUHGGXULQJWKHSHULRGRIGHIDXOW
564606 ' 7HUPLQDWLRQ RI PHPEHUVKLS LQ WKH &RPSDFW VKDOO EH LPSRVHG RQO\ DIWHU
565607 DOORWKHUPHDQVRIVHFXULQJFRPSOLDQFHKDYHEHHQH[KDXVWHG1RWLFHRILQWHQWWR
566608 VXVSHQG RU WHUPLQDWH VKDOO EH JLYHQ E\ WKH &RPPLVVLRQ WR WKH JRYHUQRU WKH
567609 PDMRULW\ DQG PLQRULW\ OHDGHUV RI WKH GHIDXOWLQJ 6WDWHV OHJLVODWXUH WKH
568610 GHIDXOWLQJ 6WDWHV /LFHQVLQJ $XWKRULW\ DQG HDFK RI WKH 0HPEHU 6WDWHV
569611 /LFHQVLQJ$XWKRULWLHV
570612 ( $ 6WDWH WKDW KDV EHHQ WHUPLQDWHG LV UHVSRQVLEOH IRU DOO DVVHVVPHQWV
571613 REOLJDWLRQV DQG OLDELOLWLHV LQFXUUHG WKURXJK WKH HIIHFWLYH GDWH RI
572614 WHUPLQDWLRQ LQFOXGLQJ REOLJDWLRQV WKDW H[WHQG EH\RQG WKH HIIHFWLYH GDWH RI
573615 WHUPLQDWLRQ
574616 ) 8SRQ WKH WHUPLQDWLRQ RI D 6WDWHV PHPEHUVKLS IURP WKLV &RPSDFW WKDW
575617 6WDWH VKDOO LPPHGLDWHO\ SURYLGH QRWLFH WR DOO /LFHQVHHV ZLWKLQ WKDW 6WDWH RI
576618 VXFKWHUPLQDWLRQ7KHWHUPLQDWHG6WDWHVKDOOFRQWLQXHWRUHFRJQL]HDOO/LFHQVHV
577619 JUDQWHG SXUVXDQW WR WKLV &RPSDFW IRU D PLQLPXP RI VL[ PRQWKV DIWHU WKH GDWH RI
578620 WKHQRWLFHRIWHUPLQDWLRQ
579621 * 7KH &RPPLVVLRQ VKDOO QRW EHDU DQ\ FRVWV UHODWHG WR D 6WDWH WKDW LV
580622 IRXQG WR EH LQ GHIDXOW RU WKDW KDV EHHQ WHUPLQDWHG IURP WKH &RPSDFW XQOHVV
581623 DJUHHGXSRQLQZULWLQJEHWZHHQWKH&RPPLVVLRQDQGWKHGHIDXOWLQJ6WDWH
582624 + 7KH GHIDXOWLQJ 6WDWH PD\ DSSHDO WKH DFWLRQ RI WKH &RPPLVVLRQ E\
583625 SHWLWLRQLQJ WKH 8QLWHG 6WDWHV 'LVWULFW &RXUW IRU WKH 'LVWULFW RI &ROXPELD RU
584-WKH IHGHUDO GLVWULFW ZKHUH WKH &RPPLVVLRQ KDV LWV SULQFLSDO RIILFHV 7KH
626+/%
627+
628+/%
629+
630+ WKH IHGHUDO GLVWULFW ZKHUH WKH &RPPLVVLRQ KDV LWV SULQFLSDO RIILFHV 7KH
585631 SUHYDLOLQJ SDUW\ VKDOO EH DZDUGHG DOO FRVWV RI VXFK OLWLJDWLRQ LQFOXGLQJ
586632 UHDVRQDEOHDWWRUQH\VIHHV
587633 ,'LVSXWH5HVROXWLRQ
588634  8SRQ UHTXHVW E\ D 0HPEHU 6WDWH WKH &RPPLVVLRQ VKDOO DWWHPSW WR UHVROYH
589635 GLVSXWHV UHODWHG WR WKH &RPSDFW WKDW DULVH DPRQJ 0HPEHU 6WDWHV DQG EHWZHHQ
590636 0HPEHUDQGQRQ0HPEHU6WDWHV
591637  7KH &RPPLVVLRQ VKDOO SURPXOJDWH D 5XOH SURYLGLQJ IRU ERWK PHGLDWLRQ DQG
592638 ELQGLQJGLVSXWHUHVROXWLRQIRUGLVSXWHVDVDSSURSULDWH
593639 -(QIRUFHPHQW
594640  %\ PDMRULW\ YRWH DV SURYLGHG E\ 5XOH WKH &RPPLVVLRQ PD\ LQLWLDWH OHJDO
595641 DFWLRQ DJDLQVW D 0HPEHU 6WDWH LQ GHIDXOW LQ WKH 8QLWHG 6WDWHV 'LVWULFW &RXUW
596642 IRU WKH 'LVWULFW RI &ROXPELD RU WKH IHGHUDO GLVWULFW ZKHUH WKH &RPPLVVLRQ KDV
597643 LWV SULQFLSDO RIILFHV WR HQIRUFH FRPSOLDQFH ZLWK WKH SURYLVLRQV RI WKH &RPSDFW
598644 DQGLWVSURPXOJDWHG5XOHV7KHUHOLHIVRXJKWPD\LQFOXGHERWKLQMXQFWLYHUHOLHI
599645 DQG GDPDJHV ,Q WKH HYHQW MXGLFLDO HQIRUFHPHQW LV QHFHVVDU\ WKH SUHYDLOLQJ
600-/%
601-
602-/%
603-
604- SDUW\ VKDOO EH DZDUGHG DOO FRVWV RI VXFK OLWLJDWLRQ LQFOXGLQJ UHDVRQDEOH
646+SDUW\ VKDOO EH DZDUGHG DOO FRVWV RI VXFK OLWLJDWLRQ LQFOXGLQJ UHDVRQDEOH
605647 DWWRUQH\VIHHV7KHUHPHGLHVKHUHLQVKDOOQRWEHWKHH[FOXVLYHUHPHGLHVRIWKH
606648 &RPPLVVLRQ 7KH &RPPLVVLRQ PD\ SXUVXH DQ\ RWKHU UHPHGLHV DYDLODEOH XQGHU
607649 IHGHUDOODZRUWKHGHIDXOWLQJ0HPEHU6WDWHVODZ
608650  $ 0HPEHU 6WDWH PD\ LQLWLDWH OHJDO DFWLRQ DJDLQVW WKH &RPPLVVLRQ LQ WKH
609651 8QLWHG 6WDWHV 'LVWULFW &RXUW IRU WKH 'LVWULFW RI &ROXPELD RU WKH IHGHUDO
610652 GLVWULFW ZKHUH WKH &RPPLVVLRQ KDV LWV SULQFLSDO RIILFHV WR HQIRUFH FRPSOLDQFH
611653 ZLWKWKHSURYLVLRQVRIWKH&RPSDFWDQGLWVSURPXOJDWHG5XOHV7KHUHOLHIVRXJKW
612654 PD\ LQFOXGH ERWK LQMXQFWLYH UHOLHI DQG GDPDJHV ,Q WKH HYHQW MXGLFLDO
613655 HQIRUFHPHQW LV QHFHVVDU\ WKH SUHYDLOLQJ SDUW\ VKDOO EH DZDUGHG DOO FRVWV RI
614656 VXFKOLWLJDWLRQLQFOXGLQJUHDVRQDEOHDWWRUQH\VIHHV
615657  1R SHUVRQ RWKHU WKDQ D 0HPEHU 6WDWH VKDOO HQIRUFH WKLV &RPSDFW DJDLQVW
616658 WKH&RPPLVVLRQ
617659 6(&7,21())(&7,9('$7(:,7+'5$:$/$1'$0(1'0(17
618660 $ 7KH &RPSDFW VKDOO FRPH LQWR HIIHFW RQ WKH GDWH RQ ZKLFK WKH &RPSDFW
619-VWDWXWHLVHQDFWHGLQWRODZLQWKHVHYHQWK0HPEHU6WDWH
661+/%
662+
663+/%
664+
665+ VWDWXWHLVHQDFWHGLQWRODZLQWKHVHYHQWK0HPEHU6WDWH
620666  2Q RU DIWHU WKH HIIHFWLYH GDWH RI WKH &RPSDFW LQGLFDWHG DERYH WKH
621667 &RPPLVVLRQVKDOOFRQYHQHDQGUHYLHZWKHHQDFWPHQWRIHDFKRIWKH&KDUWHU0HPEHU
622668 6WDWHVWRGHWHUPLQHLIWKHVWDWXWHHQDFWHGE\HDFKVXFK&KDUWHU0HPEHU6WDWHLV
623669 PDWHULDOO\GLIIHUHQWWKDQWKHPRGHO&RPSDFWVWDWXWH
624670 D $ &KDUWHU 0HPEHU 6WDWH ZKRVH HQDFWPHQW LV IRXQG WR EH PDWHULDOO\
625671 GLIIHUHQW IURP WKH PRGHO &RPSDFW VWDWXWH VKDOO EH HQWLWOHG WR WKH GHIDXOW
626672 SURFHVVVHWIRUWKLQ6HFWLRQ
627673 E ,I DQ\ 0HPEHU 6WDWH LV ODWHU IRXQG WR EH LQ GHIDXOW RU LV WHUPLQDWHG RU
628674 ZLWKGUDZV IURP WKH &RPSDFW WKH &RPPLVVLRQ VKDOO UHPDLQ LQ H[LVWHQFH DQG WKH
629675 &RPSDFW VKDOO UHPDLQ LQ HIIHFW HYHQ LI WKH QXPEHU RI 0HPEHU 6WDWHV VKRXOG EH
630676 OHVVWKDQVHYHQ
631677  0HPEHU 6WDWHV HQDFWLQJ WKH &RPSDFW VXEVHTXHQW WR WKH &KDUWHU 0HPEHU
632678 6WDWHV VKDOO EH VXEMHFW WR WKH SURFHVV VHW IRUWK LQ VXEVHFWLRQ & WR
633679 GHWHUPLQH LI WKHLU HQDFWPHQWV DUH PDWHULDOO\ GLIIHUHQW IURP WKH PRGHO &RPSDFW
634680 VWDWXWHDQGZKHWKHUWKH\TXDOLI\IRUSDUWLFLSDWLRQLQWKH&RPSDFW
635681  $OO DFWLRQV WDNHQ IRU WKH EHQHILW RI WKH &RPPLVVLRQ RU LQ IXUWKHUDQFH
636682 RI WKH SXUSRVHV RI WKH DGPLQLVWUDWLRQ RI WKH &RPSDFW SULRU WR WKH HIIHFWLYH
637683 GDWHRIWKH&RPSDFWRUWKH&RPPLVVLRQFRPLQJLQWRH[LVWHQFHVKDOOEHFRQVLGHUHG
638684 WR EH DFWLRQV RI WKH &RPPLVVLRQ XQOHVV VSHFLILFDOO\ UHSXGLDWHG E\ WKH
639685 &RPPLVVLRQ
640686 D $Q\ 6WDWH WKDW MRLQV WKH &RPSDFW VXEVHTXHQW WR WKH &RPPLVVLRQV LQLWLDO
641687 DGRSWLRQ RI WKH 5XOHV DQG E\ODZV VKDOO EH VXEMHFW WR WKH 5XOHV DQG E\ODZV DV
642688 WKH\H[LVWRQWKHGDWHRQZKLFKWKH&RPSDFWEHFRPHVODZLQWKDW6WDWH$Q\5XOH
643689 WKDW KDV EHHQ SUHYLRXVO\ DGRSWHG E\ WKH &RPPLVVLRQ VKDOO KDYH WKH IXOO IRUFH
644690 DQGHIIHFWRIODZRQWKHGD\WKH&RPSDFWEHFRPHVODZLQWKDW6WDWH
645691 E $Q\ 0HPEHU 6WDWH PD\ ZLWKGUDZ IURP WKLV &RPSDFW E\ HQDFWLQJ D VWDWXWH
646692 UHSHDOLQJWKHVDPH
647693 % $ 0HPEHU 6WDWHV ZLWKGUDZDO VKDOO QRW WDNH HIIHFW XQWLO RQH KXQGUHG
648694 HLJKW\GD\VDIWHUHQDFWPHQWRIWKHUHSHDOLQJVWDWXWH
649695 & :LWKGUDZDO VKDOO QRW DIIHFW WKH FRQWLQXLQJ UHTXLUHPHQW RI WKH
650-ZLWKGUDZLQJ 6WDWHV /LFHQVLQJ $XWKRULW\ WR FRPSO\ ZLWK WKH LQYHVWLJDWLYH DQG
696+/%
697+
698+/%
699+
700+ ZLWKGUDZLQJ 6WDWHV /LFHQVLQJ $XWKRULW\ WR FRPSO\ ZLWK WKH LQYHVWLJDWLYH DQG
651701 $GYHUVH $FWLRQ UHSRUWLQJ UHTXLUHPHQWV RI WKLV &RPSDFW SULRU WR WKH HIIHFWLYH
652702 GDWHRIZLWKGUDZDO
653703 ' 8SRQ WKH HQDFWPHQW RI D VWDWXWH ZLWKGUDZLQJ IURP WKLV &RPSDFW D 6WDWH
654704 VKDOO LPPHGLDWHO\ SURYLGH QRWLFH RI VXFK ZLWKGUDZDO WR DOO /LFHQVHHV ZLWKLQ
655705 WKDW6WDWH1RWZLWKVWDQGLQJDQ\VXEVHTXHQWVWDWXWRU\HQDFWPHQWWRWKHFRQWUDU\
656706 VXFK ZLWKGUDZLQJ 6WDWH VKDOO FRQWLQXH WR UHFRJQL]H DOO OLFHQVHV JUDQWHG
657707 SXUVXDQW WR WKLV &RPSDFW IRU D PLQLPXP RI VL[ PRQWKV DIWHU WKH GDWH RI VXFK
658708 QRWLFHRIZLWKGUDZDO
659709  1RWKLQJ FRQWDLQHG LQ WKLV &RPSDFW VKDOO EH FRQVWUXHG WR LQYDOLGDWH RU
660710 SUHYHQW DQ\ OLFHQVXUH DJUHHPHQW RU RWKHU FRRSHUDWLYH DUUDQJHPHQW EHWZHHQ D
661711 0HPEHU 6WDWH DQG D QRQ0HPEHU 6WDWH WKDW GRHV QRW FRQIOLFW ZLWK WKH SURYLVLRQV
662712 RIWKLV&RPSDFW
663713  7KLV &RPSDFW PD\ EH DPHQGHG E\ WKH 0HPEHU 6WDWHV 1R DPHQGPHQW WR WKLV
664714 &RPSDFW VKDOO EHFRPH HIIHFWLYH DQG ELQGLQJ XSRQ DQ\ 0HPEHU 6WDWH XQWLO LW LV
665715 HQDFWHGLQWRWKHODZVRIDOO0HPEHU6WDWHV
666716 6(&7,21&216758&7,21$1'6(9(5$%,/,7<
667717 $ 7KLV &RPSDFW DQG WKH &RPPLVVLRQV UXOHPDNLQJ DXWKRULW\ VKDOO EH
668718 OLEHUDOO\ FRQVWUXHG VR DV WR HIIHFWXDWH WKH SXUSRVHV LPSOHPHQWDWLRQ DQG
669719 DGPLQLVWUDWLRQ RI WKH &RPSDFW 3URYLVLRQV RI WKH &RPSDFW H[SUHVVO\ DXWKRUL]LQJ
670720 RU UHTXLULQJ WKH SURPXOJDWLRQ RI 5XOHV VKDOO QRW EH FRQVWUXHG WR OLPLW WKH
671721 &RPPLVVLRQVUXOHPDNLQJDXWKRULW\VROHO\IRUWKRVHSXUSRVHV
672722 % 7KH SURYLVLRQV RI WKLV &RPSDFW VKDOO EH VHYHUDEOH DQG LI DQ\ SKUDVH
673723 FODXVH VHQWHQFH RU SURYLVLRQ RI WKLV &RPSDFW LV KHOG E\ D FRXUW RI FRPSHWHQW
674724 MXULVGLFWLRQ WR EH FRQWUDU\ WR WKH FRQVWLWXWLRQ RI DQ\ 0HPEHU 6WDWH D 6WDWH
675725 VHHNLQJ SDUWLFLSDWLRQ LQ WKH &RPSDFW RU RI WKH 8QLWHG 6WDWHV RU WKH
676726 DSSOLFDELOLW\ WKHUHRI WR DQ\ JRYHUQPHQW DJHQF\ SHUVRQ RU FLUFXPVWDQFH LV
677727 KHOG WR EH XQFRQVWLWXWLRQDO E\ D FRXUW RI FRPSHWHQW MXULVGLFWLRQ WKH YDOLGLW\
678728 RI WKH UHPDLQGHU RI WKLV &RPSDFW DQG WKH DSSOLFDELOLW\ WKHUHRI WR DQ\ RWKHU
679729 JRYHUQPHQWDJHQF\SHUVRQRUFLUFXPVWDQFHVKDOOQRWEHDIIHFWHGWKHUHE\
680730 & 1RWZLWKVWDQGLQJ VXEVHFWLRQ % WKH &RPPLVVLRQ PD\ GHQ\ D 6WDWHV
681-SDUWLFLSDWLRQ LQ WKH &RPSDFW RU LQ DFFRUGDQFH ZLWK WKH UHTXLUHPHQWV RI
731+/%
732+
733+/%
734+
735+ SDUWLFLSDWLRQ LQ WKH &RPSDFW RU LQ DFFRUGDQFH ZLWK WKH UHTXLUHPHQWV RI
682736 VXEVHFWLRQ%WHUPLQDWHD0HPEHU6WDWHVSDUWLFLSDWLRQLQWKH&RPSDFWLILW
683737 GHWHUPLQHV WKDW D FRQVWLWXWLRQDO UHTXLUHPHQW RI D 0HPEHU 6WDWH LV D PDWHULDO
684738 GHSDUWXUH IURP WKH &RPSDFW 2WKHUZLVH LI WKLV &RPSDFW VKDOO EH KHOG WR EH
685739 FRQWUDU\ WR WKH FRQVWLWXWLRQ RI DQ\ 0HPEHU 6WDWH WKH &RPSDFW VKDOO UHPDLQ LQ
686740 IXOO IRUFH DQG HIIHFW DV WR WKH UHPDLQLQJ 0HPEHU 6WDWHV DQG LQ IXOO IRUFH DQG
687-/%
688-
689-/%
690-
691- HIIHFWDVWRWKH0HPEHU6WDWHDIIHFWHGDVWRDOOVHYHUDEOHPDWWHUV
741+HIIHFWDVWRWKH0HPEHU6WDWHDIIHFWHGDVWRDOOVHYHUDEOHPDWWHUV
692742 6(&7,21&216,67(17())(&7$1'&21)/,&7:,7+27+(567$7(/$:6
693743 $ 1RWKLQJ KHUHLQ VKDOO SUHYHQW RU LQKLELW WKH HQIRUFHPHQW RI DQ\ RWKHU
694744 ODZRID0HPEHU6WDWHWKDWLVQRWLQFRQVLVWHQWZLWKWKH&RPSDFW
695745 % $Q\ ODZV VWDWXWHV UHJXODWLRQV RU RWKHU OHJDO UHTXLUHPHQWV LQ D
696746 0HPEHU 6WDWH LQ FRQIOLFW ZLWK WKH &RPSDFW DUH VXSHUVHGHG WR WKH H[WHQW RI WKH
697747 FRQIOLFW
698748 & $OO SHUPLVVLEOH DJUHHPHQWV EHWZHHQ WKH &RPPLVVLRQ DQG WKH 0HPEHU 6WDWHV
699749 DUHELQGLQJLQDFFRUGDQFHZLWKWKHLUWHUPV
700750 6HF  6HFWLRQ  5HYLVHG 6WDWXWHV &XPXODWLYH 6XSSOHPHQW  LV
701751 DPHQGHGWRUHDG
702752  1RWKLQJ LQ WKH 3V\FKRORJ\ 3UDFWLFH $FW VKDOO EH FRQVWUXHG WR
703753 SUHYHQW
704754   7KH WHDFKLQJ RI SV\FKRORJ\ WKH FRQGXFW RI SV\FKRORJLFDO UHVHDUFK RU
705755 WKH SURYLVLRQ RI SV\FKRORJLFDO VHUYLFHV RU FRQVXOWDWLRQ WR RUJDQL]DWLRQV RU
706756 LQVWLWXWLRQV LI VXFK WHDFKLQJ UHVHDUFK RU VHUYLFH GRHV QRW LQYROYH WKH
707757 GHOLYHU\ RU VXSHUYLVLRQ RI GLUHFW SV\FKRORJLFDO VHUYLFHV WR LQGLYLGXDOV RU
708758 JURXSV RI LQGLYLGXDOV ZKR DUH WKHPVHOYHV UDWKHU WKDQ D WKLUG SDUW\ WKH
709759 LQWHQGHGEHQHILFLDULHVRIVXFKVHUYLFHVZLWKRXWUHJDUGWRWKHVRXUFHRUH[WHQW
710760 RI SD\PHQW IRU VHUYLFHV UHQGHUHG 1RWKLQJ LQ WKH DFW VKDOO SUHYHQW WKH
711761 SURYLVLRQ RI H[SHUW WHVWLPRQ\ E\ SV\FKRORJLVWV ZKR DUH RWKHUZLVH H[HPSWHG E\
712762 WKHDFW3HUVRQVKROGLQJDGRFWRUDOGHJUHHLQSV\FKRORJ\IURPDQLQVWLWXWLRQRI
713763 KLJKHU HGXFDWLRQ PD\ XVH WKH WLWOH SV\FKRORJLVW LQ FRQMXQFWLRQ ZLWK WKH
714764 DFWLYLWLHVSHUPLWWHGE\WKLVVXEGLYLVLRQ
715765   0HPEHUV RI RWKHU UHFRJQL]HG SURIHVVLRQV WKDW DUH OLFHQVHG FHUWLILHG
716-RU UHJXODWHG XQGHU WKH ODZV RI WKLV VWDWH IURP UHQGHULQJ VHUYLFHV FRQVLVWHQW
766+/%
767+
768+/%
769+
770+ RU UHJXODWHG XQGHU WKH ODZV RI WKLV VWDWH IURP UHQGHULQJ VHUYLFHV FRQVLVWHQW
717771 ZLWK WKHLU SURIHVVLRQDO WUDLQLQJ DQG FRGH RI HWKLFV DQG ZLWKLQ WKH VFRSH RI
718772 SUDFWLFH DV VHW RXW LQ WKH VWDWXWHV UHJXODWLQJ WKHLU SURIHVVLRQDO SUDFWLFH LI
719773 WKH\GRQRWUHSUHVHQWWKHPVHOYHVWREHSV\FKRORJLVWV
720774   'XO\ UHFRJQL]HG PHPEHUV RI WKH FOHUJ\ IURP IXQFWLRQLQJ LQ WKHLU
721775 PLQLVWHULDOFDSDFLW\LIWKH\GRQRWUHSUHVHQWWKHPVHOYHVWREHSV\FKRORJLVWVRU
722776 WKHLUVHUYLFHVDVSV\FKRORJLFDO
723777   3HUVRQV ZKR DUH FHUWLILHG DV VFKRRO SV\FKRORJLVWV E\ WKH 6WDWH %RDUG
724778 RI (GXFDWLRQ RU ZKR KROG DQ (TXLYDOHQW /LFHQVH XQGHU WKH 6FKRRO 3V\FKRORJLVW
725779 ,QWHUVWDWH /LFHQVXUH &RPSDFW IURP XVLQJ WKH WLWOH VFKRRO SV\FKRORJLVW DQG
726780 SUDFWLFLQJ SV\FKRORJ\ DV GHILQHG LQ WKH 3V\FKRORJ\ 3UDFWLFH $FW LI D  VXFK
727781 SUDFWLFH LV UHVWULFWHG WR UHJXODU HPSOR\PHQW ZLWKLQ D VHWWLQJ XQGHU WKH
728782 MXULVGLFWLRQ RI WKH 6WDWH %RDUG RI (GXFDWLRQ 6XFK LQGLYLGXDOV VKDOO EH
729783 HPSOR\HHV RI WKH HGXFDWLRQDO VHWWLQJ DQG QRW LQGHSHQGHQW FRQWUDFWRUV SURYLGLQJ
730784 SV\FKRORJLFDO VHUYLFHV WR HGXFDWLRQDO VHWWLQJV RU E  HPSOR\HG WKURXJK D
731785 VHUYLFH DJHQF\ ZLWK VSHFLDO HGXFDWLRQ SURJUDPV DQG UDWHV DSSURYHG E\ WKH 6WDWH
732786 'HSDUWPHQWRI(GXFDWLRQRU
733787   $Q\ RI WKH IROORZLQJ SHUVRQV IURP HQJDJLQJ LQ DFWLYLWLHV GHILQHG DV
734788 WKH SUDFWLFH RI SV\FKRORJ\ LI WKH\ GR QRW UHSUHVHQW WKHPVHOYHV E\ WKH WLWOH
735789 SV\FKRORJLVW LI WKH\ GR QRW XVH WHUPV RWKHU WKDQ SV\FKRORJLFDO WUDLQHH
736790 SV\FKRORJLFDO LQWHUQ SV\FKRORJLFDO UHVLGHQW RU SV\FKRORJLFDO DVVLVWDQW WR
737791 UHIHUWRWKHPVHOYHVDQGLIWKH\SHUIRUPWKHLUDFWLYLWLHVXQGHUWKHVXSHUYLVLRQ
738792 DQG UHVSRQVLELOLW\ RI D SV\FKRORJLVW LQ DFFRUGDQFH ZLWK WKH UXOHV DQG
739793 UHJXODWLRQVDGRSWHGDQGSURPXOJDWHGXQGHUWKH3V\FKRORJ\3UDFWLFH$FW
740794 D  $ PDWULFXODWHG JUDGXDWH VWXGHQW LQ SV\FKRORJ\ ZKRVH DFWLYLWLHV
741795 FRQVWLWXWHDSDUWRIWKHFRXUVHRIVWXG\IRUDJUDGXDWHGHJUHHLQSV\FKRORJ\DW
742796 DQLQVWLWXWLRQRIKLJKHUHGXFDWLRQ
743797 E  $Q LQGLYLGXDO SXUVXLQJ SRVWGRFWRUDO WUDLQLQJ RU H[SHULHQFH LQ
744798 SV\FKRORJ\LQFOXGLQJSHUVRQVVHHNLQJWRIXOILOOWKHUHTXLUHPHQWVIRUOLFHQVXUH
745799 XQGHUWKHDFWRU
746800 F  $Q LQGLYLGXDO ZLWK D PDVWHUV GHJUHH LQ FOLQLFDO FRXQVHOLQJ RU
747-HGXFDWLRQDOSV\FKRORJ\RUDQHGXFDWLRQDOVSHFLDOLVWGHJUHHLQVFKRROSV\FKRORJ\
801+/%
802+
803+/%
804+
805+ HGXFDWLRQDOSV\FKRORJ\RUDQHGXFDWLRQDOVSHFLDOLVWGHJUHHLQVFKRROSV\FKRORJ\
748806 ZKR DGPLQLVWHUV DQG VFRUHV DQG PD\ GHYHORS LQWHUSUHWDWLRQV RI SV\FKRORJLFDO
749807 WHVWLQJ XQGHU WKH VXSHUYLVLRQ RI D SV\FKRORJLVW 6XFK LQGLYLGXDOV VKDOO EH
750808 GHHPHG WR EH FRQGXFWLQJ WKHLU GXWLHV DV DQ H[WHQVLRQ RI WKH OHJDO DQG
751809 SURIHVVLRQDO DXWKRULW\ RI WKH VXSHUYLVLQJ SV\FKRORJLVW DQG VKDOO QRW
752810 LQGHSHQGHQWO\ SURYLGH LQWHUSUHWLYH LQIRUPDWLRQ RU WUHDWPHQW UHFRPPHQGDWLRQV WR
753811 FOLHQWV RU RWKHU KHDOWK FDUH SURIHVVLRQDOV SULRU WR REWDLQLQJ DSSURSULDWH
754812 VXSHUYLVLRQ 7KH GHSDUWPHQW ZLWK WKH UHFRPPHQGDWLRQ RI WKH ERDUG PD\ DGRSW
755813 DQG SURPXOJDWH UXOHV DQG UHJXODWLRQV JRYHUQLQJ WKH FRQGXFW DQG VXSHUYLVLRQ RI
756814 SHUVRQV UHIHUUHG WR LQ WKLV VXEGLYLVLRQ LQFOXGLQJ WKH QXPEHU RI VXFK SHUVRQV
757815 WKDWPD\EHVXSHUYLVHGE\DOLFHQVHGSV\FKRORJLVW3HUVRQVZKRKDYHFDUULHGRXW
758816 WKH GXWLHV GHVFULEHG LQ WKLV VXEGLYLVLRQ DV SDUW RI WKHLU HPSOR\PHQW LQ
759817 LQVWLWXWLRQV DFFUHGLWHG E\ WKH 'HSDUWPHQW RI +HDOWK DQG +XPDQ 6HUYLFHV WKH
760818 6WDWH'HSDUWPHQWRI(GXFDWLRQRUWKH'HSDUWPHQWRI&RUUHFWLRQDO6HUYLFHVIRUD
761819 SHULRG RI WZR \HDUV SULRU WR 6HSWHPEHU   PD\ XVH WKH WLWOH SV\FKRORJLVW
762820 DVVRFLDWHLQWKHFRQWH[WRIWKHLUHPSOR\PHQWLQVXFKVHWWLQJV8VHRIWKHWLWOH
763821 VKDOO EH UHVWULFWHG WR GXWLHV GHVFULEHG LQ WKLV VXEGLYLVLRQ DQG WKH WLWOH
764822 VKDOO EH XVHG LQ LWV HQWLUHW\ 3DUWLDO RU DEEUHYLDWHG XVH RI WKH WLWOH DQG XVH
765823 RI WKH WLWOH EH\RQG ZKDW LV VSHFLILFDOO\ DXWKRUL]HG LQ WKLV VXEGLYLVLRQ VKDOO
766824 FRQVWLWXWHWKHXQOLFHQVHGSUDFWLFHRISV\FKRORJ\
767825 6HF   2ULJLQDO VHFWLRQ  5HYLVHG 6WDWXWHV &XPXODWLYH 6XSSOHPHQW
768826 LVUHSHDOHG
769827 /%
770828 
771829 /%
772830 
773-
831+ PRESIDENT OF THE LEGISLATURE
832+THIS IS TO CERTIFY that the within LB 84 was passed by the One Hundred Ninth
833+Legislature of Nebraska at its First Session on the ........................................................ day
834+of ................................................................... 20.............
835+CLERK OF THE LEGISLATURE
836+Approved:
837+.......................................................................... 20.........., ................. o€clock ...............M.
838+GOVERNOR